DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Elder Law Management, Elder Law Planning Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald Scott Jones | Elder Law Management, Elder Law Planning Services other | Elm Capital Management LLC independent RIA | Other | Sep 15, 2026 | Mar 23, 2020 |
| Kenneth Ells Summit | Elder Law Management, Elder Law Planning Services other | Elm Capital Management LLC independent RIA | Other | Feb 7, 2023 | Jul 9, 2021 |
| George Scott Sweeney | Elder Law Management, Elder Law Planning Services other | Elm Capital Management LLC independent RIA | Other | Mar 3, 2022 | Mar 23, 2020 |
| Joseph Michael Beck | Elder Law Management, Elder Law Planning Services other | Elm Capital Management LLC independent RIA | Other | Mar 3, 2022 | Jul 9, 2021 |
| Jennifer Ann Burkholder | Elder Law Management, Elder Law Planning Services other | Cuna Brokerage Services, Inc. mixed wealth | Other | Nov 12, 2013 | Oct 5, 2018 (1788 d) |
| Edward A Booth | Elder Law Management, Elder Law Planning Services other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 3, 2012 | Feb 2, 2023 (3774 d) |
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6 moves match.