DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
O•• O•• F•••••••• P•••••••• I•••
Latest filing Mar 9, 2026
First filing on the tape Feb 14, 2012 · 16 filings
SEC status approved since Oct 15, 2019
RAUM
$160M
reported, Item 5.F
Discretionary
64%
of RAUM
Private clients
100%
$160M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$80.1M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$160M as of Mar 9, 2026
Feb 14, 2012$52.7M then
HNW client RAUM$103M as of Mar 9, 2026
Mar 5, 2020$63.5M then
State-registered IARs (5.B.3)2 as of Mar 9, 2026
Mar 5, 20202 then
Employees (5.A)2 as of Mar 9, 2026
Mar 5, 20202 then
Private funds: no history
RAUM +4.5% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $80.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 132derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $245,473derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 64%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$103M64%
- Individuals$57.5M36%
- Individual clients
- 214reported
- HNW clients
- 50reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 653reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• E••••• G•••••••Certified Financial Planner | Brighton, Mi | Dec 3, 2009 | 34 y | 0 |
| S•••• R•• S••••Certified Financial Planner | Brighton, Mi | Aug 11, 2022 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••••• M•••• E••••• · President/Chief Compliance Officersince 01/2022 · owns 75% or more
- S••••• S••••• R•• · Registered Investment Advisorsince 08/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Brighton, Mi · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 625 to 653Mar 11, 2025 to Mar 9, 2026
- HNW clients · 42 to 50Mar 11, 2025 to Mar 9, 2026
- Individual clients · 218 to 214Mar 11, 2025 to Mar 9, 2026
- Discretionary RAUM · $101M to $103MMar 11, 2025 to Mar 9, 2026
- HNW RAUM · $90.5M to $103MMar 11, 2025 to Mar 9, 2026
- Individual RAUM · $62.9M to $57.5MMar 11, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $52.2M to $57.3MMar 11, 2025 to Mar 9, 2026
- RAUM · $153M to $160MMar 11, 2025 to Mar 9, 2026
- Accounts · 617 to 625Mar 12, 2024 to Mar 11, 2025
- HNW clients · 33 to 42Mar 12, 2024 to Mar 11, 2025
- Individual clients · 227 to 218Mar 12, 2024 to Mar 11, 2025
- Financial planning clients · 251-500 to 251-500Mar 12, 2024 to Mar 11, 2025
- Discretionary RAUM · $81.2M to $101MMar 12, 2024 to Mar 11, 2025
- HNW RAUM · $69.8M to $90.5MMar 12, 2024 to Mar 11, 2025
- Individual RAUM · $64.9M to $62.9MMar 12, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $53.5M to $52.2MMar 12, 2024 to Mar 11, 2025
- RAUM · $135M to $153MMar 12, 2024 to Mar 11, 2025
- Accounts · 557 to 617Feb 12, 2024 to Mar 12, 2024
- HNW clients · 26 to 33Feb 12, 2024 to Mar 12, 2024
- Individual clients · 212 to 227Feb 12, 2024 to Mar 12, 2024
- Financial planning clients · 101-250 to 251-500Feb 12, 2024 to Mar 12, 2024
- Discretionary RAUM · $70.6M to $81.2MFeb 12, 2024 to Mar 12, 2024
- HNW RAUM · $53.9M to $69.8MFeb 12, 2024 to Mar 12, 2024
- Individual RAUM · $58.9M to $64.9MFeb 12, 2024 to Mar 12, 2024
- Non-discretionary RAUM · $42.2M to $53.5MFeb 12, 2024 to Mar 12, 2024
- RAUM · $113M to $135MFeb 12, 2024 to Mar 12, 2024
- Accounts · 581 to 557Aug 10, 2022 to Feb 23, 2023
- HNW clients · 37 to 26Aug 10, 2022 to Feb 23, 2023
- Individual clients · 205 to 212Aug 10, 2022 to Feb 23, 2023
- Discretionary RAUM · $85.0M to $70.6MAug 10, 2022 to Feb 23, 2023
- HNW RAUM · $51.7M to $53.9MAug 10, 2022 to Feb 23, 2023
- Individual RAUM · $86.4M to $58.9MAug 10, 2022 to Feb 23, 2023
- Non-discretionary RAUM · $53.1M to $42.2MAug 10, 2022 to Feb 23, 2023
- RAUM · $138M to $113MAug 10, 2022 to Feb 23, 2023
- Advisory employees · 1 to 2Feb 28, 2022 to Aug 10, 2022
- Employees · 1 to 2Feb 28, 2022 to Aug 10, 2022
- State-registered IARs · 1 to 2Feb 28, 2022 to Aug 10, 2022
- Succession · true to falseFeb 28, 2022 to Aug 10, 2022
- Accounts · 616 to 581Feb 22, 2021 to Feb 28, 2022
- Advisory employees · 2 to 1Feb 22, 2021 to Feb 28, 2022
Signals
3 dated events
- O•• O•• F•••••••• P•••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Feb 28, 2022 · Succession (Item 4) · fact
- Lee Terry Rawsky (President) no longer on Schedule A of O•• O•• F•••••••• P•••••••• I••• (listed 2021-02-22, absent 2022-02-28)Feb 28, 2022 · Control person left · inference
- O•• O•• F•••••••• P•••••••• I••• filed its initial SEC registration (Form ADV)Sep 12, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 810-220-4400reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 810-220-8818reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w••.o•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 810-220-4400reportedpublic record, Form ADV, Mar 9, 2026
- Team page
- o•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $80.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026