DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Chapman & Chapman Advisors LLC
Latest filing Mar 13, 2026
First filing on the tape Feb 29, 2012 · 14 filings
SEC status approved since May 28, 2021
RAUM
$146M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
99%
$145M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$72.8M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$146M as of Mar 13, 2026
Feb 29, 2012$71.4M then
HNW client RAUM$11.0M as of Mar 13, 2026
Mar 3, 2022$75.4M then
State-registered IARs (5.B.3)2 as of Mar 13, 2026
Feb 29, 20120 then
Employees (5.A)3 as of Mar 13, 2026
Mar 3, 20223 then
Private funds: no history
RAUM +11% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $72.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 134derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.5MderivedHNW RAUM over HNW clients
- Average account
- $307,790derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.8%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$134M92%
- High-net-worth individuals$11.0M7.5%
- Corporations and businesses$880,7740.6%
- Charitable organizations$67,0230.0%
- Individual clients
- 266reported
- HNW clients
- 2reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 473reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| George Byron Chapman III | Chagrin Falls, Oh | Sep 27, 2002 | 27 y | 1 |
| Ashley King Rozsa | Chagrin Falls, Oh | Jun 16, 2015 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Matthew Joel Kolenich to Nfp Advisor Services, LLCMar 22, 2006 · Other
Joined, latest
- George Byron Chapman III from Nathan & Lewis Securities, Inc.Sep 27, 2002 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Byron George Chapman III · Managing Member & Ccocontrolsince 08/2002 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chagrin Falls, Oh · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 13, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 449 to 473Mar 7, 2025 to Mar 13, 2026
- Corporate clients · 2 to 1Mar 7, 2025 to Mar 13, 2026
- Individual clients · 249 to 266Mar 7, 2025 to Mar 13, 2026
- Pension plan clients · 2.0 to unsetMar 7, 2025 to Mar 13, 2026
- HNW RAUM · $10.6M to $11.0MMar 7, 2025 to Mar 13, 2026
- Individual RAUM · $119M to $134MMar 7, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $131M to $146MMar 7, 2025 to Mar 13, 2026
- Pension RAUM · 270940.0 to unsetMar 7, 2025 to Mar 13, 2026
- RAUM · $131M to $146MMar 7, 2025 to Mar 13, 2026
- Accounts · 385 to 449Mar 12, 2024 to Mar 7, 2025
- Corporate clients · 3 to 2Mar 12, 2024 to Mar 7, 2025
- Individual clients · 163 to 249Mar 12, 2024 to Mar 7, 2025
- Pension plan clients · 1 to 2Mar 12, 2024 to Mar 7, 2025
- Financial planning clients · 0 to 0Mar 12, 2024 to Mar 7, 2025
- HNW RAUM · $15.9M to $10.6MMar 12, 2024 to Mar 7, 2025
- Individual RAUM · $96.6M to $119MMar 12, 2024 to Mar 7, 2025
- Non-discretionary RAUM · $115M to $131MMar 12, 2024 to Mar 7, 2025
- Pension RAUM · $600,278 to $270,940Mar 12, 2024 to Mar 7, 2025
- RAUM · $115M to $131MMar 12, 2024 to Mar 7, 2025
- Accounts · 389 to 385Mar 29, 2023 to Mar 12, 2024
- Charity clients · unset to 1.0Mar 29, 2023 to Mar 12, 2024
- Corporate clients · 1 to 3Mar 29, 2023 to Mar 12, 2024
- HNW clients · 30 to 2Mar 29, 2023 to Mar 12, 2024
- Individual clients · 166 to 163Mar 29, 2023 to Mar 12, 2024
- Financial planning clients · 26-50 to 0Mar 29, 2023 to Mar 12, 2024
- HNW RAUM · $67.4M to $15.9MMar 29, 2023 to Mar 12, 2024
- Individual RAUM · $35.3M to $96.6MMar 29, 2023 to Mar 12, 2024
- Non-discretionary RAUM · $104M to $115MMar 29, 2023 to Mar 12, 2024
- Pension RAUM · $473,216 to $600,278Mar 29, 2023 to Mar 12, 2024
- RAUM · $104M to $115MMar 29, 2023 to Mar 12, 2024
- Accounts · 385 to 389Aug 4, 2022 to Mar 29, 2023
- Corporate clients · unset to 1.0Aug 4, 2022 to Mar 29, 2023
- HNW clients · 33 to 30Aug 4, 2022 to Mar 29, 2023
- Individual clients · 235 to 166Aug 4, 2022 to Mar 29, 2023
- Pension plan clients · unset to 1.0Aug 4, 2022 to Mar 29, 2023
- Financial planning clients · 0 to 26-50Aug 4, 2022 to Mar 29, 2023
- HNW RAUM · $75.4M to $67.4MAug 4, 2022 to Mar 29, 2023
- Individual RAUM · $56.3M to $35.3MAug 4, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $132M to $104MAug 4, 2022 to Mar 29, 2023
- Pension RAUM · unset to 473216.0Aug 4, 2022 to Mar 29, 2023
Signals
1 dated events
- Chapman & Chapman Advisors Llc filed its initial SEC registration (Form ADV)Apr 28, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/chapman-chapman-advisors-llc/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- chapmanadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 440-287-7603reportedpublic record, Form ADV, Mar 13, 2026
- Contact form
- chapmanadvisors.com/contact-1reportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $72.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026