DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••• C•••••• M•••••••••
Legal name H••• C•••••• M••••••••• L••
Latest filing Apr 21, 2026
First filing on the tape Mar 28, 2012 · 21 filings
SEC status approved since Mar 9, 2015
RAUM
$401M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$401M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$401M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$401M as of Apr 21, 2026
Mar 28, 2012$63.5M then
HNW client RAUM$398M as of Apr 21, 2026
Mar 27, 2018$97.1M then
State-registered IARs (5.B.3)1 as of Apr 21, 2026
Mar 28, 20120 then
Employees (5.A)1 as of Apr 21, 2026
Mar 8, 20162 then
Private funds1 as of Mar 24, 2021
Mar 8, 20161 then
RAUM +97% over the last fiscal year+36% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Apr 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $401MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.5MderivedHNW RAUM over HNW clients
- Average account
- $2.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +97%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$398M99%
- Individuals$3.1M0.8%
- Individual clients
- 10reported
- HNW clients
- 42reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 154reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• S•••••• M••••••• | Seattle, Wa | Nov 21, 2002 | 26 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K•• K••••• to K••••• I••••••••• M•••••••••Jul 1, 2011 · Other
Joined, latest
- K•• K••••• from M••••• S•••••• D• I•••Sep 19, 2008 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•• B•••••••• L••no longer reported | Real Estate Fund | $1.5M | 18 | Feb 24, 2015 |
Owners and control persons
Schedule A and B, latest filing
- M•••••••• E•••••• S•••••• · Cco, Principalcontrolsince 11/2002 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Apr 21, 2026HNW RAUM per HNW client of $9,468,339 against a peer median of $2,402,920 (4942 comparable advisers, 99.0th percentile, 4.8 robust deviations)peers: independent wealth managers, $100M to $500M (4,942) · 99% percentile
- RAUM up 50 %Change between filings · filing Apr 21, 2026RAUM (Item 5.F) moved from $203,132,530 to $400,804,452 (+97.0%) between the annual amendments of 2025-03-26 and 2026-04-21; the peer median change was +15.0% (4549 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 148 to 154Mar 26, 2025 to Mar 26, 2026
- Advisory activities · 3 to 2Mar 26, 2025 to Mar 26, 2026
- Individual clients · 8 to 10Mar 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $203M to $401MMar 26, 2025 to Mar 26, 2026
- HNW RAUM · $202M to $398MMar 26, 2025 to Mar 26, 2026
- Individual RAUM · $1.1M to $3.1MMar 26, 2025 to Mar 26, 2026
- RAUM · $203M to $401MMar 26, 2025 to Mar 26, 2026
- Accounts · 149 to 148Mar 26, 2024 to Mar 26, 2025
- HNW clients · 145 to 42Mar 26, 2024 to Mar 26, 2025
- Individual clients · 4 to 8Mar 26, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 26, 2025
- Discretionary RAUM · $200M to $203MMar 26, 2024 to Mar 26, 2025
- HNW RAUM · $177M to $202MMar 26, 2024 to Mar 26, 2025
- Individual RAUM · $22.5M to $1.1MMar 26, 2024 to Mar 26, 2025
- RAUM · $200M to $203MMar 26, 2024 to Mar 26, 2025
- Accounts · 150 to 149Mar 29, 2023 to Mar 26, 2024
- HNW clients · 37 to 145Mar 29, 2023 to Mar 26, 2024
- Individual clients · 12 to 4Mar 29, 2023 to Mar 26, 2024
- Discretionary RAUM · $160M to $200MMar 29, 2023 to Mar 26, 2024
- HNW RAUM · $155M to $177MMar 29, 2023 to Mar 26, 2024
- Individual RAUM · $4.7M to $22.5MMar 29, 2023 to Mar 26, 2024
- RAUM · $160M to $200MMar 29, 2023 to Mar 26, 2024
- Accounts · 145 to 150Mar 25, 2022 to Mar 29, 2023
- Charity clients · unset to 0.0Mar 25, 2022 to Mar 29, 2023
- Corporate clients · unset to 0.0Mar 25, 2022 to Mar 29, 2023
- HNW clients · 39 to 37Mar 25, 2022 to Mar 29, 2023
- Individual clients · 9 to 12Mar 25, 2022 to Mar 29, 2023
- Pension plan clients · unset to 0.0Mar 25, 2022 to Mar 29, 2023
- Pooled vehicle clients · unset to 0.0Mar 25, 2022 to Mar 29, 2023
- Discretionary RAUM · $157M to $160MMar 25, 2022 to Mar 29, 2023
- HNW RAUM · $155M to $155MMar 25, 2022 to Mar 29, 2023
- Individual RAUM · $2.6M to $4.7MMar 25, 2022 to Mar 29, 2023
- Pension RAUM · unset to 0.0Mar 25, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · unset to 0.0Mar 25, 2022 to Mar 29, 2023
- RAUM · $157M to $160MMar 25, 2022 to Mar 29, 2023
- Accounts · 143 to 145Mar 24, 2021 to Mar 25, 2022
- HNW clients · 36 to 39Mar 24, 2021 to Mar 25, 2022
- Individual clients · 6 to 9Mar 24, 2021 to Mar 25, 2022
- Pooled vehicle clients · 18.0 to unsetMar 24, 2021 to Mar 25, 2022
- Assets in custody · 0.0 to unsetMar 24, 2021 to Mar 25, 2022
Signals
2 dated events
- H••• C•••••• M••••••••• reported RAUM $400.8M, up 97% from $203.1M (2025-03-26 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- H••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Feb 24, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 206-654-6200reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••CAPITALMANAGEMENT.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 206-654-6200reportedpublic record, Form ADV, Apr 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $401Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
H••• C•••••• M••••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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