DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hixon Zuercher Capital Management
Legal name Hixon Zuercher, LLC
Latest filing Apr 10, 2026
First filing on the tape Jul 31, 2017 · 28 filings
SEC status approved since Aug 31, 2017
RAUM
$488M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
90%
$439M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$81.3M
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$488M as of Apr 10, 2026
Mar 26, 2018$122M then
HNW client RAUM$364M as of Apr 10, 2026
Mar 26, 2018$61.0M then
State-registered IARs (5.B.3)8 as of Apr 10, 2026
Mar 26, 20184 then
Employees (5.A)11 as of Apr 10, 2026
Mar 26, 20186 then
Private funds: no history
RAUM +18% over the last fiscal year+20% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Apr 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $81.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $302,550derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $488M, 390 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$364M75%
- Individuals$74.6M15%
- Other investment advisers$43.8M9.0%
- Charitable organizations$5.0M1.0%
- Pension and profit-sharing plans$330,3140.1%
- Individual clients
- 240reported
- HNW clients
- 128reported
- Pension plan clients
- 9reported
- Charitable clients
- 6reported
- Accounts
- 1,612reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $488M for 390 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.09 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Anthony J. Hixon | Findlay, Oh | Jul 29, 2003 | 23 y | 0 |
| Joshua W Robb | Findlay, Oh | Nov 25, 2013 | 12 y | 0 |
| Austin A Wilson | Findlay, Oh | May 4, 2018 | 10 y | 0 |
| Jessica Anne Hinks | Findlay, Oh | Jun 14, 2019 | 11 y | 1 |
| Chase James Rose | Findlay, Oh | May 10, 2022 | 14 y | 0 |
| Jordan Marc ShawCertified Financial Planner | Findlay, Oh | Apr 15, 2024 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jordan Marc Shaw from Wescott Financial Advisory Group LLCApr 15, 2024 · RIA to RIA
- Jessica Anne Hinks from Lifeplan Financial Group, Inc.Jun 14, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J. Anthony Hixon · Partner/Chief Operating Officercontrolsince 04/2003 · owns 75% or more
- W Joshua Robb · Chief Compliance Officer/Director Of Financial Planningcontrolsince 01/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Findlay, Oh · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,476 to 1,612Jun 12, 2025 to Feb 9, 2026
- HNW clients · 87 to 128Jun 12, 2025 to Feb 9, 2026
- Individual clients · 249 to 240Jun 12, 2025 to Feb 9, 2026
- Pension plan clients · 6 to 9Jun 12, 2025 to Feb 9, 2026
- Assets in custody · $412M to $488MJun 12, 2025 to Feb 9, 2026
- Discretionary RAUM · $388M to $464MJun 12, 2025 to Feb 9, 2026
- HNW RAUM · $280M to $364MJun 12, 2025 to Feb 9, 2026
- Individual RAUM · $86.1M to $74.6MJun 12, 2025 to Feb 9, 2026
- Non-discretionary RAUM · $24.0M to $23.3MJun 12, 2025 to Feb 9, 2026
- Pension RAUM · $3.5M to $330,314Jun 12, 2025 to Feb 9, 2026
- RAUM · $412M to $488MJun 12, 2025 to Feb 9, 2026
- Financial planning clients · 251-500 to 251-500Feb 4, 2025 to Jun 12, 2025
- Accounts · 1,388 to 1,476May 1, 2024 to Feb 4, 2025
- HNW clients · 72 to 87May 1, 2024 to Feb 4, 2025
- Individual clients · 260 to 249May 1, 2024 to Feb 4, 2025
- Assets in custody · $345M to $412MMay 1, 2024 to Feb 4, 2025
- Discretionary RAUM · $327M to $388MMay 1, 2024 to Feb 4, 2025
- HNW RAUM · $219M to $280MMay 1, 2024 to Feb 4, 2025
- Individual RAUM · $89.6M to $86.1MMay 1, 2024 to Feb 4, 2025
- Non-discretionary RAUM · $18.3M to $24.0MMay 1, 2024 to Feb 4, 2025
- Pension RAUM · $2.5M to $3.5MMay 1, 2024 to Feb 4, 2025
- RAUM · $345M to $412MMay 1, 2024 to Feb 4, 2025
- Advisory employees · 6 to 7Feb 23, 2024 to May 1, 2024
- Employees · 10 to 11Feb 23, 2024 to May 1, 2024
- State-registered IARs · 7 to 8Feb 23, 2024 to May 1, 2024
- Accounts · 1,344 to 1,388Aug 4, 2023 to Feb 23, 2024
- Individual clients · 253 to 260Aug 4, 2023 to Feb 23, 2024
- Pension plan clients · 12 to 6Aug 4, 2023 to Feb 23, 2024
- Assets in custody · $4.8M to $345MAug 4, 2023 to Feb 23, 2024
- Discretionary RAUM · $268M to $327MAug 4, 2023 to Feb 23, 2024
- HNW RAUM · $188M to $219MAug 4, 2023 to Feb 23, 2024
- Individual RAUM · $67.2M to $89.6MAug 4, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $13.8M to $18.3MAug 4, 2023 to Feb 23, 2024
- Pension RAUM · $1.6M to $2.5MAug 4, 2023 to Feb 23, 2024
- RAUM · $282M to $345MAug 4, 2023 to Feb 23, 2024
- Advisory employees · 7 to 6Feb 13, 2023 to May 8, 2023
- Employees · 11 to 10Feb 13, 2023 to May 8, 2023
- State-registered IARs · 8 to 7Feb 13, 2023 to May 8, 2023
- Accounts · 1,167 to 1,344Jul 20, 2022 to Feb 13, 2023
- Charity clients · 5 to 6Jul 20, 2022 to Feb 13, 2023
Signals
3 dated events
- C. Adam Zuercher (Member, Chief Executive Officer & Chief Investment Officer) no longer on Schedule A of Hixon Zuercher Capital Management (listed 2023-05-08, absent 2023-08-04)Aug 4, 2023 · Control person left · inference
- W Joshua Robb (Chief Compliance Officer/Director Of Financial Planning) appeared on Schedule A of Hixon Zuercher Capital ManagementJan 12, 2022 · Control person joined · fact
- Hixon Zuercher Capital Management filed its initial SEC registration (Form ADV)Jul 31, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 419-425-2400reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 419-425-3200reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- HZCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 419-425-2400reportedpublic record, Form ADV, Apr 10, 2026
- Contact form
- hzcapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- hzcapital.com/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026