DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wescott Financial Advisory Group LLC
Latest filing Apr 21, 2026
First filing on the tape Mar 27, 2012 · 35 filings
SEC status approved since Jun 11, 1987
RAUM
$4.2B
reported, Item 5.F
Discretionary
77%
of RAUM
Private clients
72%
$3.0B individuals and HNW
Advisors
23
registered through the firm on IAPD
RAUM per advisor
$181M
derived; firm RAUM over IAPD count
Employees
48
27 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$4.2B as of Apr 21, 2026
Mar 27, 2012$1.3B then
HNW client RAUM$2.9B as of Apr 21, 2026
Mar 30, 2018$1.3B then
State-registered IARs (5.B.3)23 as of Apr 21, 2026
Mar 27, 20120 then
Employees (5.A)48 as of Apr 21, 2026
Mar 26, 201328 then
Private funds1 as of Mar 29, 2019
Mar 27, 20122 then
RAUM +12% over the last fiscal year+7.1% a year over threeIARs 24 to 23offices 6 to 5
Practice profile
derived from the filing of Apr 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $181MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 77%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 3.8derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -4.2%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Financial planning clients
- 787reportedItem 5.H
- Custody
- $1.2B, 442 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.9B70%
- Pension and profit-sharing plans$1.1B25%
- Charitable organizations$108M2.6%
- Individuals$82.5M2.0%
- Corporations and businesses$840,0130.0%
- Individual clients
- 188reported
- HNW clients
- 581reported
- Pension plan clients
- 4reported
- Charitable clients
- 13reported
- Accounts
- 3,365reported
- Financial planning clients
- 787reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 442 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.72 fund_share=0.0 institutional_share=0.28 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
23 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Grant RawdinCertified Financial Planner | Philadelphia, Pa | Feb 27, 1992 | 39 y | 0 |
| Scott Anthony MichalekCertified Financial Planner | Philadelphia, Pa | Mar 17, 1999 | 37 y | 0 |
| David Brian LaffertyCertified Financial Planner | Philadelphia, Pa | May 3, 2001 | 37 y | 0 |
| Stephanie Michelle JamesCertified Financial Planner | Philadelphia, Pa | May 17, 2012 | 18 y | 0 |
| Christopher Anthony CorteseCertified Financial Planner | Philadelphia, Pa | Jan 3, 2013 | 16 y | 0 |
| Karen Beth McintyreCertified Financial Planner | Miami, Fl | Mar 19, 2013 | 21 y | 2 |
| Susan Mary GreenCertified Financial Planner | Philadelphia, Pa | Mar 26, 2015 | 13 y | 0 |
| Sandra Elaine GoodsteinCertified Financial Planner | Harleysville, Pa | Apr 20, 2015 | 46 y | 2 |
| Robert A Bap-WaskoCertified Financial Planner | Philadelphia, Pa | Oct 28, 2016 | 12 y | 0 |
| Alexander Jonathan RawdinCertified Financial Planner | Philadelphia, Pa | Apr 5, 2018 | 12 y | 0 |
| Joseph Frazer | Philadelphia, Pa | Feb 29, 2020 | 12 y | 0 |
| Rebecca IacopelliCertified Financial Planner | Philadelphia, Pa | May 20, 2021 | 10 y | 3 |
| Timothy F FerkoCertified Financial Planner, Chartered Financial Consultant | Philadelphia, Pa | Jan 13, 2022 | 30 y | 0 |
| Bethany Jill LandisCertified Financial Planner | Harleysville, Pa | Jan 13, 2022 | 27 y | 1 |
| Richard John VolpeCertified Financial Planner, Chartered Financial Consultant | Harleysville, Pa | Jan 13, 2022 | 46 y | 1 |
| Sean Mark RobertsCertified Financial Planner, Chartered Financial Analyst | Harleysville, Pa | Jan 13, 2022 | 35 y | 1 |
| Daniel James EsquirellCertified Financial Planner | Philadelphia, Pa | Jan 13, 2022 | 26 y | 2 |
| Scott Howard LevinCertified Financial Planner, Chartered Financial Consultant | Harleysville, Pa | Jan 14, 2022 | 26 y | 8 |
| James Patrick CiamaccoCertified Financial Planner | Philadelphia, Pa | Jun 8, 2022 | 13 y | 1 |
| Wendy M Ellis | Philadelphia, Pa | Nov 9, 2022 | 12 y | 1 |
| Charles Howard JohnstonCertified Financial Planner | Philadelphia, Pa | Aug 25, 2023 | 12 y | 1 |
| Benjamin G. JanssenCertified Financial Planner | Philadelphia, Pa | Dec 7, 2023 | 10 y | 0 |
| Peter T HensonCertified Financial Planner | Philadelphia, Pa | Sep 23, 2024 | 10 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 4.3% of current headcount5 left over 36 months
Left, latest
- Brendan Robert Thomas Hunter to Hbks Wealth AdvisorsFeb 10, 2026 · RIA to RIA
- Michele Lyn Hewitt to WellfullSep 30, 2024 · RIA to RIA
- Kristen L Barker to Commonwealth Financial NetworkApr 1, 2024 · RIA to affiliated broker-dealer or bank
- Jordan Marc Shaw to Hixon Zuercher Capital ManagementMar 1, 2024 · RIA to RIA
- Rebecca Ann Thompson to Beacon Pointe Advisors, LLCOct 19, 2023 · RIA to RIA
- Jocelyn Schwartz to PitcairnFeb 16, 2023 · RIA to a newly registered adviser
- Philip Simone to Arkadios Wealth AdvisorsSep 15, 2022 · RIA to affiliated broker-dealer or bank
- Matthew Charles Coutcher to United Capital Financial AdvisorsSep 10, 2021 · RIA to affiliated broker-dealer or bank
- Catherine M Seeber to CaptrustOct 9, 2017 · Other
- Ariel Alejandro Marin to Southstate Private Capital Management LLCJul 14, 2016 · Other
- Joseph Nader to Calamos Wealth Management LLCNov 24, 2015 · Other
- Scott Alvin Poulin to Calamos Wealth Management LLCNov 24, 2015 · Other
- Richard Allan Gotterer to Calamos Wealth Management LLCNov 24, 2015 · Other
- John O Nauss to Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 15, 2012 · Other
- Chrysantha Sophia Clark to LPL Financial LLCFeb 19, 2008 · Other
Joined, latest
- Peter T Henson from Wells Fargo AdvisorsSep 23, 2024 · Wirehouse to independent RIA
- Charles Howard Johnston from Vanguard Advisers, Inc.Aug 25, 2023 · Affiliated broker-dealer or bank to independent RIA
- Brendan Robert Thomas Hunter from Vanguard Advisers, Inc.Jan 20, 2023 · Affiliated broker-dealer or bank to independent RIA
- Wendy M Ellis from Raymond James Financial Services Advisors, IncNov 9, 2022 · Affiliated broker-dealer or bank to independent RIA
- James Patrick Ciamacco from Certior Financial Group, LLCJun 8, 2022 · RIA to RIA
- Scott Howard Levin from Allstate Financial Advisors, LLCJan 14, 2022 · Affiliated broker-dealer or bank to independent RIA
- Sean Mark Roberts from Asset Planning Services Ltd.Jan 13, 2022 · RIA to RIA
- Daniel James Esquirell from Asset Planning Services Ltd.Jan 13, 2022 · RIA to RIA
- Jordan Marc Shaw from Asset Planning Services Ltd.Jan 13, 2022 · RIA to RIA
- Richard John Volpe from Asset Planning Services Ltd.Jan 13, 2022 · RIA to RIA
- Bethany Jill Landis from Asset Planning Services Ltd.Jan 13, 2022 · RIA to RIA
- Kristen L Barker from Asset Planning Services Ltd.Jan 13, 2022 · RIA to RIA
- Jocelyn Schwartz from Scs Capital Management LLCOct 21, 2021 · RIA to RIA
- Rebecca Iacopelli from FacetMay 20, 2021 · RIA to RIA
- Sandra Elaine Goodstein from Goodstein & Associates, LLCApr 20, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Calamos Wealth Management LLCNov 24, 2015 · Philadelphia, Pa
- 6 joined from Asset Planning Services Ltd.Dec 31, 2021 · Harleysville, Pa · Firm absorbed
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Wescott Multi-Strategy Private Equity LPno longer reported | Private Equity Fund | $689,829 | 15 | Mar 27, 2012 |
| Wescott Cs Nova LPno longer reported | Private Equity Fund | $0 | 34 | Mar 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Michelle Carrie Delgott · Chief Operations Officer And Chief Compliance Officer, Managing Board Member, Presidentcontrolsince 04/2020 · owns less than 5%
- Joseph Charles O'Donnell · Managing Board Membercontrolsince 04/2013 · owns less than 5%
- Grant Rawdin · Chairman, President, Ceo, Member, And Managing Board Membercontrolsince 02/1987 · owns 50% to 75%
- Carreiro Lydia Sheckels · Vice President, Member, And Managing Board Membercontrolsince 10/1992 · owns less than 5%
- Anthony Matthew Taylor · Managing Board Membercontrolsince 01/2018 · owns less than 5%
- Mark Mccarron · Chief Investment Officer, Managing Board Membersince 12/2024 · owns less than 5%
Entity owners
- Anterian Holdings Ltd · Memberdirect · owns 10% to 25%
- Wescott Holding Company · Memberdirect · owns 10% to 25%
- Wescott Holding Company LLC · Memberdirect · owns 10% to 25%
- Duane Morris Llp · Memberindirect · owns 75% or more of Wescott Holding Company LLC
Related persons
Schedule D 7.A
- Duane Morris Llpy
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Philadelphia, Pa · principal | 22 | 0 | 1 | ||
| Harleysville, Pa | 9 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Harleysville, PA9 employees
- Fort Washington, PA5 employees
- Miami, FL2 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 21, 2026SHECKELS, LYDIA, CARREIRO (VICE PRESIDENT, MEMBER, AND MANAGING BOARD MEMBER) left Schedule A between the filings of 2022-02-01 and 2026-04-21peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Individual clients · 187 to 188Oct 17, 2025 to Mar 30, 2026
- Accounts · 3,329 to 3,365Oct 17, 2025 to Mar 30, 2026
- Advisory employees · 30 to 27Oct 17, 2025 to Mar 30, 2026
- Corporate clients · 2 to 1Oct 17, 2025 to Mar 30, 2026
- HNW clients · 571 to 581Oct 17, 2025 to Mar 30, 2026
- Assets in custody · $1.5B to $1.2BOct 17, 2025 to Mar 30, 2026
- Employees · 50 to 48Oct 17, 2025 to Mar 30, 2026
- State-registered IARs · 24 to 23Oct 17, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.8B to $3.2BOct 17, 2025 to Mar 30, 2026
- HNW RAUM · $2.6B to $2.9BOct 17, 2025 to Mar 30, 2026
- Individual RAUM · $69.9M to $82.5MOct 17, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $878M to $974MOct 17, 2025 to Mar 30, 2026
- Pension RAUM · $958M to $1.1BOct 17, 2025 to Mar 30, 2026
- RAUM · $3.7B to $4.2BOct 17, 2025 to Mar 30, 2026
- Other offices · 6 to 5Mar 14, 2025 to Oct 17, 2025
- Accounts · 3,321 to 3,329Nov 14, 2024 to Mar 14, 2025
- Charity clients · 14 to 13Nov 14, 2024 to Mar 14, 2025
- HNW clients · 567 to 571Nov 14, 2024 to Mar 14, 2025
- Individual clients · 198 to 187Nov 14, 2024 to Mar 14, 2025
- Assets in custody · $1.5B to $1.5BNov 14, 2024 to Mar 14, 2025
- Employees · 54 to 50Nov 14, 2024 to Mar 14, 2025
- Financial planning clients · More than 500 to More than 500Nov 14, 2024 to Mar 14, 2025
- State-registered IARs · 26 to 24Nov 14, 2024 to Mar 14, 2025
- Discretionary RAUM · $2.6B to $2.8BNov 14, 2024 to Mar 14, 2025
- HNW RAUM · $2.4B to $2.6BNov 14, 2024 to Mar 14, 2025
- Individual RAUM · $72.6M to $69.9MNov 14, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $843M to $878MNov 14, 2024 to Mar 14, 2025
- Pension RAUM · $901M to $958MNov 14, 2024 to Mar 14, 2025
- RAUM · $3.5B to $3.7BNov 14, 2024 to Mar 14, 2025
- Other offices · 3 to 6Apr 4, 2024 to Oct 8, 2024
- HNW clients · 565 to 567Mar 22, 2024 to Apr 4, 2024
- Individual clients · 197 to 198Mar 22, 2024 to Apr 4, 2024
- Discretionary RAUM · $2.6B to $2.6BMar 22, 2024 to Apr 4, 2024
- HNW RAUM · $2.4B to $2.4BMar 22, 2024 to Apr 4, 2024
- Individual RAUM · $72.4M to $72.6MMar 22, 2024 to Apr 4, 2024
- Non-discretionary RAUM · $762M to $843MMar 22, 2024 to Apr 4, 2024
- Pension RAUM · $820M to $901MMar 22, 2024 to Apr 4, 2024
- RAUM · $3.4B to $3.5BMar 22, 2024 to Apr 4, 2024
- Accounts · 3,306 to 3,321Sep 8, 2023 to Mar 22, 2024
- Advisory employees · 27 to 30Sep 8, 2023 to Mar 22, 2024
Signals
13 dated events
- Brendan Robert Thomas Hunter left Wescott Financial Advisory Group Llc for Hbks Wealth Advisors (registered 2026-02-10)Feb 10, 2026 · Advisor changed firm · fact
- Michele Lyn Hewitt left Wescott Financial Advisory Group Llc for Wellfull (registered 2024-11-07)Sep 30, 2024 · Advisor changed firm · fact
- Kristen L Barker left Wescott Financial Advisory Group Llc for Commonwealth Financial Network (registered 2024-04-08)Apr 1, 2024 · Advisor changed firm · fact
- Jordan Marc Shaw left Wescott Financial Advisory Group Llc for Hixon Zuercher Capital Management (registered 2024-04-15)Mar 1, 2024 · Advisor changed firm · fact
- Rebecca Ann Thompson left Wescott Financial Advisory Group Llc for Beacon Pointe Advisors, Llc (registered 2024-01-17)Oct 19, 2023 · Advisor changed firm · fact
- Jocelyn Schwartz left Wescott Financial Advisory Group Llc for Pitcairn (registered 2025-01-06)Feb 16, 2023 · Advisor changed firm · fact
- Philip Simone left Wescott Financial Advisory Group Llc for Arkadios Wealth Advisors (registered 2025-07-16)Sep 15, 2022 · Advisor changed firm · fact
- Wescott Financial Advisory Group Llc reported 28 state-registered advisory representatives, up from 16 (2022-01-05 to 2022-02-01)Feb 1, 2022 · Advisor headcount change · derived
- Wescott Financial Advisory Group Llc reported RAUM $3.5B, up 41% from $2.4B (2022-01-05 to 2022-02-01)Feb 1, 2022 · RAUM change · derived
- Jeming John Soroko (Managing Board Member) no longer on Schedule A of Wescott Financial Advisory Group Llc (listed 2020-03-30, absent 2020-04-20)Apr 20, 2020 · Control person left · inference
- Thomas Matthew Regan (Chief Operating Officer And Chief Compliance Officer) no longer on Schedule A of Wescott Financial Advisory Group Llc (listed 2018-09-26, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Michelle Carrie Delgott (Chief Operations Officer And Chief Compliance Officer) appeared on Schedule A of Wescott Financial Advisory Group LlcMar 29, 2019 · Control person joined · fact
- Anthony Matthew Taylor (Managing Board Member) appeared on Schedule A of Wescott Financial Advisory Group LlcMar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Wescott Financial Advisory Group LLC · Family Officesshared crd · office
- Wescott Financial Advisory Group LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- cdelgott@wescott.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- gpinto@wescott.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 215-209-4100reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 215-979-1600reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 215-979-1616reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/WESCOTT-FINANCIAL-ADVISORY-GROUPreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WESCOTT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 215-979-1619reportedpublic record, Form ADV, Apr 21, 2026
- Contact form
- wescott.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- wescott.com/about-wescott/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $181Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026