DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• C••••• A•••• M••••••••• L••
Latest filing Jul 6, 2026
First filing on the tape Mar 29, 2012 · 42 filings
SEC status approved since Nov 8, 2002
RAUM
$4.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
15%
$635M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$2.1B
derived; firm RAUM over IAPD count
Employees
39
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$4.2B as of Jul 6, 2026
Mar 29, 2012$1.5B then
HNW client RAUM$635M as of Jul 6, 2026
Mar 29, 2018$498M then
State-registered IARs (5.B.3)2 as of Jul 6, 2026
Mar 27, 20132 then
Employees (5.A)39 as of Jul 6, 2026
Mar 27, 201333 then
Private funds5 as of Jul 6, 2026
Mar 29, 20126 then
RAUM +16% over the last fiscal year-2.9% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
- RAUM per advisor
- $2.1BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 123derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $12.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 24%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 19.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $2.8B, 316 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B37%
- Investment companies$1.0B24%
- High-net-worth individuals$635M15%
- Charitable organizations$598M14%
- State and municipal entities$286M6.8%
- Pension and profit-sharing plans$92.7M2.2%
- Insurance companies$8.9M0.2%
- Corporations and businesses$4.5M0.1%
- Individual clients
- 0reported
- HNW clients
- 245reported
- Pension plan clients
- 6reported
- Charitable clients
- 73reported
- Accounts
- 343reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $477M managedreported
- Custody of client assets
- $2.8B for 316 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.15 fund_share=0.61 institutional_share=0.24 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••• B•••• A••••Chartered Financial Analyst | B•••••, Ma | Mar 1, 2012 | 24 y | 0 |
| A••••• W•••••• T•••••••Certified Financial Planner | B•••••, Ma | Mar 4, 2025 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- A••••• G••••• B•••• · Membercontrolsince 09/2002 · owns 10% to 25%
- M•••••••• A••••••• M••••• · Membercontrolsince 01/2020 · owns 5% to 10%
- S••••• N••••• G••••••• · Membercontrolsince 04/2009 · owns 5% to 10%
- Z•••••• M••••••• A••• · Membercontrolsince 04/2009 · owns 10% to 25%
- A••••••••• P•••••• · Membersince 04/2009 · owns 5% to 10%
- B••••••• C•••• · Membersince 10/2016 · owns 5% to 10%
- C••••••• L•••••• M•••• · Membersince 04/2009 · owns 5% to 10%
- E•••••• K•••••••• I••••• · Chief Compliance Officersince 01/2013 · owns less than 5%
- S•• L•• · Portfolio Managersince 03/2023 · owns 5% to 10%
Entity owners
- A••••••••• M••••••• G••••• I••• · Memberindirect · owns 75% or more of B• A••••••••• L••• · public reporting company
- B• A••••••••• L••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- A•• D••••••••• I•••broker-dealern
- A•• F•••• L••investment adviserbankpooled vehicle sponsornRAUM $18B
Advisers that list B••••• C••••• A•••• M••••••••• L•• as a related person
- 153456 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| B•••••, Ma · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 332 to 343Feb 10, 2026 to Mar 31, 2026
- Advisory employees · 22 to 21Feb 10, 2026 to Mar 31, 2026
- Charity clients · 71 to 73Feb 10, 2026 to Mar 31, 2026
- HNW clients · 235 to 245Feb 10, 2026 to Mar 31, 2026
- Individual clients · unset to 0.0Feb 10, 2026 to Mar 31, 2026
- Pension plan clients · 5 to 6Feb 10, 2026 to Mar 31, 2026
- Assets in custody · $1.6B to $2.8BFeb 10, 2026 to Mar 31, 2026
- Employees · 40 to 39Feb 10, 2026 to Mar 31, 2026
- Private funds · 6 to 5Feb 10, 2026 to Mar 31, 2026
- Discretionary RAUM · $3.6B to $4.2BFeb 10, 2026 to Mar 31, 2026
- HNW RAUM · $573M to $635MFeb 10, 2026 to Mar 31, 2026
- Individual RAUM · unset to 0.0Feb 10, 2026 to Mar 31, 2026
- Pension RAUM · $62.5M to $92.7MFeb 10, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $1.0B to $1.5BFeb 10, 2026 to Mar 31, 2026
- RAUM · $3.6B to $4.2BFeb 10, 2026 to Mar 31, 2026
- Wrap assets (manager) · $461M to $477MFeb 10, 2026 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 3, 2025
- Accounts · 380 to 332Mar 27, 2024 to Mar 31, 2025
- Advisory employees · 23 to 22Mar 27, 2024 to Mar 31, 2025
- Charity clients · 84 to 71Mar 27, 2024 to Mar 31, 2025
- Corporate clients · unset to 3.0Mar 27, 2024 to Mar 31, 2025
- HNW clients · 270 to 235Mar 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 10 to 8Mar 27, 2024 to Mar 31, 2025
- Employees · 48 to 40Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.5B to $3.6BMar 27, 2024 to Mar 31, 2025
- HNW RAUM · $585M to $573MMar 27, 2024 to Mar 31, 2025
- Pension RAUM · $95.3M to $62.5MMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.7B to $1.0BMar 27, 2024 to Mar 31, 2025
- RAUM · $4.5B to $3.6BMar 27, 2024 to Mar 31, 2025
- Wrap assets (manager) · $329M to $461MMar 27, 2024 to Mar 31, 2025
- Accounts · 403 to 380Feb 12, 2024 to Mar 27, 2024
- HNW clients · 291 to 270Feb 12, 2024 to Mar 27, 2024
- Pension plan clients · unset to 5.0Feb 12, 2024 to Mar 27, 2024
- Private funds · 8 to 6Feb 12, 2024 to Mar 27, 2024
- Discretionary RAUM · $4.6B to $4.5BFeb 12, 2024 to Mar 27, 2024
- HNW RAUM · $558M to $585MFeb 12, 2024 to Mar 27, 2024
- Pension RAUM · $89.9M to $95.3MFeb 12, 2024 to Mar 27, 2024
- Pooled vehicle RAUM · $1.7B to $1.7BFeb 12, 2024 to Mar 27, 2024
- RAUM · $4.6B to $4.5BFeb 12, 2024 to Mar 27, 2024
- Wrap assets (manager) · $79.6M to $329MFeb 12, 2024 to Mar 27, 2024
Signals
3 dated events
- B••••• C••••• A•••• M••••••••• L•• reported RAUM $5.8B, up 50% from $3.9B (2021-05-05 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- B••••• C••••• A•••• M••••••••• L•• reported RAUM $3.9B, up 39% from $2.8B (2021-02-14 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Morgan Allyson Mcdonald (Chief Executive Officer) appeared on Schedule A of B••••• C••••• A•••• M••••••••• L••Mar 24, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- B••••• C••••• A•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- B•••••C•••••ASSET.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-720-5557reportedpublic record, Form ADV, Jul 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.1Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026