DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Signet Investment Advisory Group, Inc.
Latest filing Mar 11, 2026
First filing on the tape Mar 2, 2012 · 33 filings
SEC status approved since Nov 26, 2002
RAUM
$394M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$382M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$131M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$394M as of Mar 11, 2026
Mar 2, 2012$122M then
HNW client RAUM$346M as of Mar 11, 2026
Mar 9, 2018$191M then
State-registered IARs (5.B.3)4 as of Mar 11, 2026
Mar 2, 20120 then
Employees (5.A)9 as of Mar 11, 2026
Feb 26, 20131 then
Private funds: no history
RAUM +14% over the last fiscal year+12% a year over threeIARs 2 to 4
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $131MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $528,226derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $174M, 121 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$346M88%
- Individuals$36.5M9.3%
- Pension and profit-sharing plans$7.7M2.0%
- Corporations and businesses$3.8M1.0%
- Charitable organizations$352,9440.1%
- Individual clients
- 88reported
- HNW clients
- 97reported
- Pension plan clients
- 2reported
- Charitable clients
- 2reported
- Accounts
- 746reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $174M for 121 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Roberta Marie Capuano | Providence, Ri | Apr 25, 2017 | 36 y | 0 |
| Erin Beaton | Providence, Ri | May 5, 2025 | 23 y | 0 |
| Vito Joseph Capuano | Providence, Ri | Sep 8, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marie Roberta Capuano · President/Chief Compliance Officercontrolsince 09/2002 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Providence, Ri · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 717 to 746Mar 12, 2025 to Mar 11, 2026
- Advisory employees · 3 to 4Mar 12, 2025 to Mar 11, 2026
- Corporate clients · 7 to 9Mar 12, 2025 to Mar 11, 2026
- HNW clients · 92 to 97Mar 12, 2025 to Mar 11, 2026
- Individual clients · 73 to 88Mar 12, 2025 to Mar 11, 2026
- Assets in custody · $161M to $174MMar 12, 2025 to Mar 11, 2026
- State-registered IARs · 2 to 4Mar 12, 2025 to Mar 11, 2026
- Discretionary RAUM · $345M to $394MMar 12, 2025 to Mar 11, 2026
- HNW RAUM · $303M to $346MMar 12, 2025 to Mar 11, 2026
- Individual RAUM · $32.1M to $36.5MMar 12, 2025 to Mar 11, 2026
- Pension RAUM · $6.7M to $7.7MMar 12, 2025 to Mar 11, 2026
- RAUM · $345M to $394MMar 12, 2025 to Mar 11, 2026
- Accounts · 721 to 717Apr 23, 2024 to Mar 12, 2025
- Charity clients · 1 to 2Apr 23, 2024 to Mar 12, 2025
- Corporate clients · 9 to 7Apr 23, 2024 to Mar 12, 2025
- HNW clients · 117 to 92Apr 23, 2024 to Mar 12, 2025
- Individual clients · 39 to 73Apr 23, 2024 to Mar 12, 2025
- Assets in custody · $142M to $161MApr 23, 2024 to Mar 12, 2025
- Financial planning clients · unset to Apr 23, 2024 to Mar 12, 2025
- State-registered IARs · 1 to 2Apr 23, 2024 to Mar 12, 2025
- Discretionary RAUM · $309M to $345MApr 23, 2024 to Mar 12, 2025
- HNW RAUM · $290M to $303MApr 23, 2024 to Mar 12, 2025
- Individual RAUM · $9.6M to $32.1MApr 23, 2024 to Mar 12, 2025
- Pension RAUM · $5.8M to $6.7MApr 23, 2024 to Mar 12, 2025
- RAUM · $309M to $345MApr 23, 2024 to Mar 12, 2025
- Accounts · 702 to 721Feb 28, 2023 to Mar 18, 2024
- HNW clients · 115 to 117Feb 28, 2023 to Mar 18, 2024
- Individual clients · 32 to 39Feb 28, 2023 to Mar 18, 2024
- Assets in custody · $99.0M to $142MFeb 28, 2023 to Mar 18, 2024
- Discretionary RAUM · $278M to $309MFeb 28, 2023 to Mar 18, 2024
- HNW RAUM · $262M to $290MFeb 28, 2023 to Mar 18, 2024
- Individual RAUM · $7.5M to $9.6MFeb 28, 2023 to Mar 18, 2024
- Pension RAUM · $5.1M to $5.8MFeb 28, 2023 to Mar 18, 2024
- RAUM · $278M to $309MFeb 28, 2023 to Mar 18, 2024
- Accounts · 664 to 702May 25, 2022 to Feb 28, 2023
- Charity clients · unset to 1.0May 25, 2022 to Feb 28, 2023
- Corporate clients · 12 to 9May 25, 2022 to Feb 28, 2023
- HNW clients · 111 to 115May 25, 2022 to Feb 28, 2023
- Individual clients · 28 to 32May 25, 2022 to Feb 28, 2023
- Assets in custody · $298M to $99.0MMay 25, 2022 to Feb 28, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 401-621-2221reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- signetiag.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 401-621-2221reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- signetiag.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- signetiag.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $131Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026