DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Beverly Investment Advisors LLC
Latest filing Mar 8, 2024
First filing on the tape Mar 1, 2012 · 17 filings
SEC status approved since Apr 15, 2004
RAUM
$95.6M
reported, Item 5.F
Discretionary
75%
of RAUM
Private clients
76%
$72.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$95.6M as of Mar 8, 2024
Mar 1, 2012$117M then
HNW client RAUM$72.2M as of Mar 8, 2024
Jan 11, 2018$44.4M then
State-registered IARs (5.B.3)1 as of Mar 8, 2024
Mar 1, 20120 then
Employees (5.A)1 as of Mar 8, 2024
Jan 14, 20131 then
Private funds: no history
RAUM -69% over the last fiscal year-26% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 8, 2024; every figure names its basis
- RAUM per advisor
- $95.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $910,801derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 75%derivedof RAUM
- Institutional
- 24%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -69%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$72.2M75%
- Pension and profit-sharing plans$23.1M24%
- Individuals$325,8270.3%
- Individual clients
- 3reported
- HNW clients
- 40reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 105reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Canon Jill Price to Summit Wealth Management,IncJan 7, 2025 · Other
- Jordan Lindsay Kahn to Kam AdvisorsDec 19, 2014 · Other
Joined, latest
- Jordan Lindsay Kahn from Summit Wealth Management,IncJun 1, 2007 · Other
- Canon Jill Price from Lido AdvisorsNov 12, 2002 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jill Canon Price · Managing Director & Chief Compliance Officercontrolsince 01/2003 · owns less than 5%
- Jill Canon Price · Ownercontrolsince 10/2002 · owns 75% or more of Canon J. Price, Inc.
Entity owners
- Canon J. Price, Inc. · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beverly Hills, Ca · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $69.2M to $72.2MSep 28, 2023 to Mar 8, 2024
- HNW RAUM · $69.2M to $72.2MSep 28, 2023 to Mar 8, 2024
- Individual RAUM · $295,058 to $325,827Sep 28, 2023 to Mar 8, 2024
- Non-discretionary RAUM · $24.4M to $23.5MSep 28, 2023 to Mar 8, 2024
- Pension RAUM · $24.1M to $23.1MSep 28, 2023 to Mar 8, 2024
- RAUM · $93.6M to $95.6MSep 28, 2023 to Mar 8, 2024
- Accounts · 107 to 105Feb 20, 2023 to Sep 28, 2023
- Pension plan clients · 3 to 1Feb 20, 2023 to Sep 28, 2023
- Non-discretionary RAUM · $240M to $24.4MFeb 20, 2023 to Sep 28, 2023
- Pension RAUM · $239M to $24.1MFeb 20, 2023 to Sep 28, 2023
- RAUM · $309M to $93.6MFeb 20, 2023 to Sep 28, 2023
- Accounts · 97 to 107Feb 7, 2022 to Feb 20, 2023
- HNW clients · 56 to 40Feb 7, 2022 to Feb 20, 2023
- Individual clients · 5 to 3Feb 7, 2022 to Feb 20, 2023
- Financial planning clients · 11-25 to 1-10Feb 7, 2022 to Feb 20, 2023
- Discretionary RAUM · $74.1M to $69.2MFeb 7, 2022 to Feb 20, 2023
- HNW RAUM · $74.1M to $69.2MFeb 7, 2022 to Feb 20, 2023
- Individual RAUM · $248,473 to $295,058Feb 7, 2022 to Feb 20, 2023
- Non-discretionary RAUM · $219M to $240MFeb 7, 2022 to Feb 20, 2023
- Pension RAUM · $219M to $239MFeb 7, 2022 to Feb 20, 2023
- RAUM · $293M to $309MFeb 7, 2022 to Feb 20, 2023
- Accounts · 87 to 97Mar 16, 2021 to Feb 7, 2022
- HNW clients · 49 to 56Mar 16, 2021 to Feb 7, 2022
- Financial planning clients · 1-10 to 11-25Mar 16, 2021 to Feb 7, 2022
- Discretionary RAUM · $63.7M to $74.1MMar 16, 2021 to Feb 7, 2022
- HNW RAUM · $63.5M to $74.1MMar 16, 2021 to Feb 7, 2022
- Individual RAUM · $236,848 to $248,473Mar 16, 2021 to Feb 7, 2022
- Non-discretionary RAUM · $175M to $219MMar 16, 2021 to Feb 7, 2022
- Pension RAUM · $175M to $219MMar 16, 2021 to Feb 7, 2022
- RAUM · $239M to $293MMar 16, 2021 to Feb 7, 2022
- Accounts · 91 to 87Jun 22, 2020 to Mar 15, 2021
- HNW clients · 45 to 49Jun 22, 2020 to Mar 15, 2021
- Discretionary RAUM · $49.7M to $63.7MJun 22, 2020 to Mar 15, 2021
- HNW RAUM · $49.7M to $63.5MJun 22, 2020 to Mar 15, 2021
- Individual RAUM · $219,452 to $236,848Jun 22, 2020 to Mar 15, 2021
- Non-discretionary RAUM · $152M to $175MJun 22, 2020 to Mar 15, 2021
- Pension RAUM · $152M to $175MJun 22, 2020 to Mar 15, 2021
- RAUM · $202M to $239MJun 22, 2020 to Mar 15, 2021
- Accounts · 147 to 91Jan 30, 2019 to Feb 12, 2020
- Advisory activities · 4 to 3Jan 30, 2019 to Feb 12, 2020
Signals
3 dated events
- Beverly Investment Advisors Llc no longer on the SEC adviser roster (last listed 2025-01-02, RAUM $95.6M)Feb 3, 2025 · Left the SEC roster · derived
- Canon Jill Price left Beverly Investment Advisors Llc for Summit Wealth Management,Inc (registered 2006-04-04)Jan 7, 2025 · Advisor changed firm · fact
- Beverly Investment Advisors Llc reported RAUM $93.6M, down 70% from $308.8M (2023-02-20 to 2023-09-28)Sep 28, 2023 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026