DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Kam Advisors

Former SEC-registered adviserLos Angeles, CaliforniaCRD 152380SEC 801-70912IAPD
Legal name Kahn Asset Management, Inc.
Latest filing Mar 30, 2015
First filing on the tape Mar 13, 2012 · 6 filings
RAUM
$213M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$213M as of Mar 30, 2015
Mar 13, 2012$180M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 30, 2015
Mar 13, 20120 then
Employees (5.A)4 as of Mar 30, 2015
Mar 19, 20134 then
Private funds: no history
RAUM +2.5% over the last fiscal year+5.8% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2015; every figure names its basis
RAUM per advisor
$107MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$592,778derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+2.5%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
360reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Lindsay Jordan Kahn · Presidentcontrol
    since 04/2007 · owns 75% or more
  • Nicole Michelle Meacham · Chief Compliance Officercontrol
    since 03/2015 · owns less than 5%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 424 to 360
    Oct 8, 2014 to Mar 30, 2015
  • Discretionary RAUM · $208M to $213M
    Oct 8, 2014 to Mar 30, 2015
  • RAUM · $208M to $213M
    Oct 8, 2014 to Mar 30, 2015
  • Related adviser · false to true
    Oct 8, 2014 to Mar 30, 2015
  • HQ city · BEVERLY HILLS to LOS ANGELES
    Feb 25, 2014 to Sep 3, 2014
  • Accounts · 407 to 424
    Mar 19, 2013 to Feb 25, 2014
  • Discretionary RAUM · $195M to $208M
    Mar 19, 2013 to Feb 25, 2014
  • RAUM · $195M to $208M
    Mar 19, 2013 to Feb 25, 2014
  • Accounts · 360 to 407
    Mar 13, 2012 to Mar 19, 2013
  • Advisory employees · unset to 2.0
    Mar 13, 2012 to Mar 19, 2013
  • Employees · unset to 4.0
    Mar 13, 2012 to Mar 19, 2013
  • State-registered IARs · 0 to 2
    Mar 13, 2012 to Mar 19, 2013
  • Discretionary RAUM · $180M to $195M
    Mar 13, 2012 to Mar 19, 2013
  • RAUM · $180M to $195M
    Mar 13, 2012 to Mar 19, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026