DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•• G••••
Legal name N•• G••••• I•••
Latest filing Mar 23, 2026
First filing on the tape Mar 30, 2012 · 23 filings
SEC status approved since Dec 16, 2002
RAUM
$485M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
90%
$438M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$121M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$485M as of Mar 23, 2026
Mar 30, 2012$49.6M then
HNW client RAUM$392M as of Mar 23, 2026
Mar 30, 2018$107M then
State-registered IARs (5.B.3)4 as of Mar 23, 2026
Mar 30, 20120 then
Employees (5.A)6 as of Mar 23, 2026
Mar 28, 20135 then
Private funds: no history
RAUM -15% over the last fiscal year-9.9% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $121MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 6.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $64.4M, 56 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$392M81%
- Individuals$45.7M9.4%
- Charitable organizations$30.9M6.4%
- Corporations and businesses$14.4M3.0%
- Pension and profit-sharing plans$2.1M0.4%
- Individual clients
- 102reported
- HNW clients
- 105reported
- Pension plan clients
- 1reported
- Charitable clients
- 2reported
- Accounts
- 458reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $64.4M for 56 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••• R••••• W••••• | San Francisco, Ca | Oct 20, 2004 | 33 y | 1 |
| N•••• J••••• N•••• | San Francisco, Ca | Oct 20, 2004 | 34 y | 1 |
| B•••• D••• A•••• | San Francisco, Ca | Jun 17, 2014 | 36 y | 1 |
| C••••• G•••••• N•••• | San Francisco, Ca | Oct 23, 2023 | 31 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••• D••• A•••• from C•••••• S••••• • C••• I•••Jun 17, 2014 · Other
- N•••• J••••• N•••• from F•••• A••••• S••••••••• I•••Oct 20, 2004 · Other
- M•••• R••••• W••••• from F•••• A••••• S••••••••• I•••Oct 20, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N••••• N••••• J••••• · Principal/Chief Compliance Officercontrolsince 07/2002 · owns 50% to 75%
- W•••••• M••••• R••••• · Principalcontrolsince 07/2002 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Mar 23, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $570,943,172 to $485,294,706, advisors 4 to 4, private clients 200 to 207, offices 0 to 0 (2025-03-28 to 2026-03-23)peers: independent wealth managers, $100M to $500M (5,676)
- client mix shiftChange between filings · filing Mar 23, 2026private-client share of RAUM moved from 68.0% to 90.0% between the annual amendments of 2025-03-28 and 2026-03-23peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 23, 2026HNW share of RAUM moved from 61.0% to 81.0% between the annual amendments of 2025-03-28 and 2026-03-23peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Mar 23, 2026institutional share of RAUM moved from 32.0% to 10.0% between the annual amendments of 2025-03-28 and 2026-03-23peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 464 to 458Mar 28, 2025 to Mar 23, 2026
- Individual clients · 95 to 102Mar 28, 2025 to Mar 23, 2026
- Pension plan clients · 2 to 1Mar 28, 2025 to Mar 23, 2026
- Assets in custody · $52.4M to $64.4MMar 28, 2025 to Mar 23, 2026
- Discretionary RAUM · $564M to $475MMar 28, 2025 to Mar 23, 2026
- HNW RAUM · $349M to $392MMar 28, 2025 to Mar 23, 2026
- Individual RAUM · $39.4M to $45.7MMar 28, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $7.4M to $10.4MMar 28, 2025 to Mar 23, 2026
- Pension RAUM · $9.0M to $2.1MMar 28, 2025 to Mar 23, 2026
- RAUM · $571M to $485MMar 28, 2025 to Mar 23, 2026
- Accounts · 447 to 464Apr 29, 2024 to Mar 28, 2025
- Advisory employees · 5 to 4Apr 29, 2024 to Mar 28, 2025
- Corporate clients · 0 to 3Apr 29, 2024 to Mar 28, 2025
- HNW clients · 102 to 105Apr 29, 2024 to Mar 28, 2025
- Individual clients · 87 to 95Apr 29, 2024 to Mar 28, 2025
- Pension plan clients · 48 to 2Apr 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 0.0 to unsetApr 29, 2024 to Mar 28, 2025
- Assets in custody · $45.7M to $52.4MApr 29, 2024 to Mar 28, 2025
- Employees · 7 to 6Apr 29, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Apr 29, 2024 to Mar 28, 2025
- State-registered IARs · 5 to 4Apr 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $708M to $564MApr 29, 2024 to Mar 28, 2025
- HNW RAUM · $287M to $349MApr 29, 2024 to Mar 28, 2025
- Individual RAUM · $31.9M to $39.4MApr 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $0 to $7.4MApr 29, 2024 to Mar 28, 2025
- Pension RAUM · $2.3M to $9.0MApr 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · 0.0 to unsetApr 29, 2024 to Mar 28, 2025
- RAUM · $708M to $571MApr 29, 2024 to Mar 28, 2025
- Accounts · 397 to 447Oct 18, 2023 to Mar 28, 2024
- Advisory employees · 4 to 5Oct 18, 2023 to Mar 28, 2024
- HNW clients · 96 to 102Oct 18, 2023 to Mar 28, 2024
- Individual clients · 79 to 87Oct 18, 2023 to Mar 28, 2024
- Pension plan clients · 1 to 48Oct 18, 2023 to Mar 28, 2024
- Assets in custody · $32.3M to $45.7MOct 18, 2023 to Mar 28, 2024
- Employees · 6 to 7Oct 18, 2023 to Mar 28, 2024
- State-registered IARs · 4 to 5Oct 18, 2023 to Mar 28, 2024
- Discretionary RAUM · $663M to $708MOct 18, 2023 to Mar 28, 2024
- HNW RAUM · $227M to $287MOct 18, 2023 to Mar 28, 2024
- Individual RAUM · $25.1M to $31.9MOct 18, 2023 to Mar 28, 2024
- Pension RAUM · $1.7M to $2.3MOct 18, 2023 to Mar 28, 2024
Signals
4 dated events
- N•• G•••• reported RAUM $662.9M, up 29% from $512.9M (2022-03-24 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Anthony James Kolinos (General Partner) no longer on Schedule A of N•• G•••• (listed 2021-03-25, absent 2022-03-24)Mar 24, 2022 · Control person left · inference
- N•• G•••• reported RAUM $489.3M, up 77% from $276.5M (2020-09-04 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- N•• G•••• reported RAUM $264.3M, up 69% from $156.3M (2018-03-30 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@nwkgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-362-0693reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-248-2700reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- NWKGROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-248-2700reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- nwkgroup.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- nwkgroup.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $121Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026