DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nwk Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Drew Acard | Charles Schwab & Co., Inc. national BD | Nwk Group other | Other | May 2, 2014 | Jun 17, 2014 (46 d) |
| Nadim Joseph Nahas | First Allied Securities, Inc. other | Nwk Group other | Other | Jun 27, 2012 | Oct 20, 2004 |
| Marte Robert Werner | First Allied Securities, Inc. other | Nwk Group other | Other | Aug 11, 2011 | Oct 20, 2004 |
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3 moves match.