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1•• G••••• A••••••••• I••• D•••• G••••• C•••••• M•••••••••

Independent wealth managerSEC-registered· Wyckoff, New Jersey

Independent wealth manager, based in Wyckoff, New Jersey, reporting $150M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$150M
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
-3.7%
Form ADV, consecutive annual filings
Private clients
70% of RAUM, $105M
Form ADV
Advisors (1)Advisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 124288 · SEC 801-126375 · 8 filingsShow
CRD 124288SEC 801-126375Legal name 1•• G••••• A••••••••• I•• D•••• G••••• C•••••• M•••••••••First filing on the tape Jul 12, 2022, latest Feb 10, 2026SEC status approved since Aug 15, 2022IAPD
RAUM
$150M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
70%
$105M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$150M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$150M as of Feb 10, 2026
Jan 25, 2023$136M then
HNW client RAUM$59.3M as of Feb 10, 2026
Jan 25, 2023$66.2M then
State-registered IARs (5.B.3)1 as of Feb 10, 2026
Jan 25, 20231 then
Employees (5.A)2 as of Feb 10, 2026
Jan 25, 20232 then
Private funds: no history
RAUM -3.7% over the last fiscal year+3.3% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$150MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
278derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$19.8MderivedHNW RAUM over HNW clients
Average account
$477,979derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
8.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-3.7%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+59%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Wrap fee program
$150MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$59.3M39%
  • Individuals$45.8M31%
  • Corporations and businesses$32.0M21%
  • Charitable organizations$7.7M5.1%
  • Pension and profit-sharing plans$5.3M3.6%
Individual clients
275reported
HNW clients
3reported
Pension plan clients
11reported
Charitable clients
1reported
Accounts
314reported
Financial planning clients
reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.7 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
F•••• J••••• A••••Wyckoff, NjJan 1, 202633 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A••••• F••••• J••••• · President And Chief Compliance Officercontrol
        since 01/2002 · owns 50% to 75%
      • W•••••• M•••••• S••• · Vice-President
        since 01/2002 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • client count surgeChange between filings · filing Feb 10, 2026
        individual and HNW clients (Item 5.D) moved from 175.0 to 278.0 (+59.0%) between the annual amendments of 2025-02-11 and 2026-02-10; the peer median change was +3.0% (3309 comparable advisers, 97.0th percentile of changes)
        peers: independent wealth managers, $100M to $500M (3,309) · 97% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 312 to 314
        Feb 11, 2025 to Feb 10, 2026
      • Corporate clients · 22 to 29
        Feb 11, 2025 to Feb 10, 2026
      • HNW clients · 18 to 3
        Feb 11, 2025 to Feb 10, 2026
      • Individual clients · 157 to 275
        Feb 11, 2025 to Feb 10, 2026
      • Pension plan clients · 16 to 11
        Feb 11, 2025 to Feb 10, 2026
      • Discretionary RAUM · $156M to $150M
        Feb 11, 2025 to Feb 10, 2026
      • HNW RAUM · $83.3M to $59.3M
        Feb 11, 2025 to Feb 10, 2026
      • Individual RAUM · $41.6M to $45.8M
        Feb 11, 2025 to Feb 10, 2026
      • Pension RAUM · $3.8M to $5.3M
        Feb 11, 2025 to Feb 10, 2026
      • RAUM · $156M to $150M
        Feb 11, 2025 to Feb 10, 2026
      • Accounts · 216 to 312
        Jan 26, 2024 to Feb 11, 2025
      • Corporate clients · 19 to 22
        Jan 26, 2024 to Feb 11, 2025
      • HNW clients · 16 to 18
        Jan 26, 2024 to Feb 11, 2025
      • Individual clients · 168 to 157
        Jan 26, 2024 to Feb 11, 2025
      • Pension plan clients · 12 to 16
        Jan 26, 2024 to Feb 11, 2025
      • Financial planning clients · unset to
        Jan 26, 2024 to Feb 11, 2025
      • Discretionary RAUM · $146M to $156M
        Jan 26, 2024 to Feb 11, 2025
      • HNW RAUM · $71.6M to $83.3M
        Jan 26, 2024 to Feb 11, 2025
      • Individual RAUM · $45.0M to $41.6M
        Jan 26, 2024 to Feb 11, 2025
      • Pension RAUM · $2.0M to $3.8M
        Jan 26, 2024 to Feb 11, 2025
      • RAUM · $146M to $156M
        Jan 26, 2024 to Feb 11, 2025
      • Accounts · 159 to 216
        Apr 28, 2023 to Jan 26, 2024
      • HNW clients · 13 to 16
        Apr 28, 2023 to Jan 26, 2024
      • Individual clients · 113 to 168
        Apr 28, 2023 to Jan 26, 2024
      • Pension plan clients · 13 to 12
        Apr 28, 2023 to Jan 26, 2024
      • Discretionary RAUM · $136M to $146M
        Apr 28, 2023 to Jan 26, 2024
      • HNW RAUM · $66.2M to $71.6M
        Apr 28, 2023 to Jan 26, 2024
      • Individual RAUM · $37.6M to $45.0M
        Apr 28, 2023 to Jan 26, 2024
      • Pension RAUM · $3.7M to $2.0M
        Apr 28, 2023 to Jan 26, 2024
      • RAUM · $136M to $146M
        Apr 28, 2023 to Jan 26, 2024
      • Accounts · 331 to 159
        Aug 25, 2022 to Jan 25, 2023
      • Corporate clients · 29 to 19
        Aug 25, 2022 to Jan 25, 2023
      • HNW clients · 2 to 13
        Aug 25, 2022 to Jan 25, 2023
      • Individual clients · 150 to 113
        Aug 25, 2022 to Jan 25, 2023
      • Pension plan clients · 41 to 13
        Aug 25, 2022 to Jan 25, 2023
      • Discretionary RAUM · $127M to $136M
        Aug 25, 2022 to Jan 25, 2023
      • HNW RAUM · $17.4M to $66.2M
        Aug 25, 2022 to Jan 25, 2023
      • Individual RAUM · $67.0M to $37.6M
        Aug 25, 2022 to Jan 25, 2023
      • Pension RAUM · $12.1M to $3.7M
        Aug 25, 2022 to Jan 25, 2023
      • RAUM · $127M to $136M
        Aug 25, 2022 to Jan 25, 2023
      Signals
      1 dated events
      • ••• Locked
        Jul 12, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Feb 10, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $150Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026