DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• C••••••
Legal name M••••• C•••••• P•••••••• I•••
Latest filing Mar 17, 2026
First filing on the tape Mar 27, 2012 · 20 filings
SEC status approved since Jul 15, 2005
RAUM
$312M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
97%
$303M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$156M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$312M as of Mar 17, 2026
Mar 27, 2012$93.0M then
HNW client RAUM$298M as of Mar 17, 2026
Mar 27, 2018$146M then
State-registered IARs (5.B.3)2 as of Mar 17, 2026
Mar 27, 20120 then
Employees (5.A)5 as of Mar 17, 2026
Mar 26, 20133 then
Private funds: no history
RAUM +30% over the last fiscal year+18% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $156MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$298M96%
- Corporations and businesses$8.8M2.8%
- Individuals$4.4M1.4%
- Individual clients
- 7reported
- HNW clients
- 67reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 187reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• A••• M•••••Chartered Financial Analyst | Troy, Mi | Oct 8, 2010 | 40 y | 0 |
| T••• H• W•••••••Chartered Financial Analyst | Troy, Mi | May 4, 2026 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• M•••• A••• · President/Chief Compliance Officercontrolsince 07/1999 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Troy, Mi · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 195 to 187Mar 24, 2025 to Mar 17, 2026
- Advisory employees · 1 to 2Mar 24, 2025 to Mar 17, 2026
- HNW clients · 63 to 67Mar 24, 2025 to Mar 17, 2026
- Individual clients · 11 to 7Mar 24, 2025 to Mar 17, 2026
- Employees · 4 to 5Mar 24, 2025 to Mar 17, 2026
- State-registered IARs · 1 to 2Mar 24, 2025 to Mar 17, 2026
- Discretionary RAUM · $201M to $252MMar 24, 2025 to Mar 17, 2026
- HNW RAUM · $229M to $298MMar 24, 2025 to Mar 17, 2026
- Individual RAUM · $4.2M to $4.4MMar 24, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $39.3M to $60.0MMar 24, 2025 to Mar 17, 2026
- RAUM · $240M to $312MMar 24, 2025 to Mar 17, 2026
- Accounts · 175 to 195Mar 21, 2024 to Mar 24, 2025
- HNW clients · 64 to 63Mar 21, 2024 to Mar 24, 2025
- Individual clients · 26 to 11Mar 21, 2024 to Mar 24, 2025
- Financial planning clients · 26-50 to 26-50Mar 21, 2024 to Mar 24, 2025
- Discretionary RAUM · $190M to $201MMar 21, 2024 to Mar 24, 2025
- HNW RAUM · $211M to $229MMar 21, 2024 to Mar 24, 2025
- Individual RAUM · $8.0M to $4.2MMar 21, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $36.8M to $39.3MMar 21, 2024 to Mar 24, 2025
- RAUM · $226M to $240MMar 21, 2024 to Mar 24, 2025
- Accounts · 173 to 175Mar 30, 2023 to Mar 21, 2024
- HNW clients · 57 to 64Mar 30, 2023 to Mar 21, 2024
- Financial planning clients · 11-25 to 26-50Mar 30, 2023 to Mar 21, 2024
- Discretionary RAUM · $156M to $190MMar 30, 2023 to Mar 21, 2024
- HNW RAUM · $177M to $211MMar 30, 2023 to Mar 21, 2024
- Individual RAUM · $8.4M to $8.0MMar 30, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $34.8M to $36.8MMar 30, 2023 to Mar 21, 2024
- RAUM · $191M to $226MMar 30, 2023 to Mar 21, 2024
- Accounts · 163 to 173Jun 30, 2022 to Mar 30, 2023
- HNW clients · 54 to 57Jun 30, 2022 to Mar 30, 2023
- Individual clients · 24 to 26Jun 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $176M to $156MJun 30, 2022 to Mar 30, 2023
- HNW RAUM · $205M to $177MJun 30, 2022 to Mar 30, 2023
- Individual RAUM · $6.6M to $8.4MJun 30, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $43.1M to $34.8MJun 30, 2022 to Mar 30, 2023
- RAUM · $219M to $191MJun 30, 2022 to Mar 30, 2023
- HNW clients · 52 to 54Mar 15, 2021 to Mar 29, 2022
- Discretionary RAUM · $153M to $176MMar 15, 2021 to Mar 29, 2022
- HNW RAUM · $173M to $205MMar 15, 2021 to Mar 29, 2022
- Individual RAUM · $5.9M to $6.6MMar 15, 2021 to Mar 29, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 248-901-1650reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/gomillercapitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 248-901-1650reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $156Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026