DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• A••• L••••••
Latest filing Jun 22, 2026
First filing on the tape Dec 20, 2011 · 86 filings
SEC status approved since Apr 28, 2003
RAUM
$40B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
165
34 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
86 filings and snapshots on the tape
RAUM$40B as of Jun 22, 2026
Dec 20, 2011$46B then
HNW client RAUM$0 as of Jun 22, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 22, 2026
Dec 19, 20120 then
Employees (5.A)165 as of Jun 22, 2026
Dec 19, 2012180 then
Private funds1 as of Mar 30, 2020
Dec 19, 20121 then
RAUM -7.2% over the last fiscal year-9.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $347MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 30%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$25B62%
- Sovereign wealth funds$4.6B11%
- State and municipal entities$4.2B11%
- Pension and profit-sharing plans$3.3B8.1%
- Investment companies$2.9B7.1%
- Banks and thrifts$398M1.0%
- Corporations and businesses$435,0810.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 5reported
- Charitable clients
- 0reported
- Accounts
- 116reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.69 institutional_share=0.3 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••• G••••• • A••• P•••••• E••••• F•••no longer reported | Other Private Fund | $6.5B | 2,262 | Mar 23, 2012 |
| A••••••• G••••• • C•••••• E••••• F•••no longer reported | Other Private Fund | $1.4B | 737 | Mar 23, 2012 |
| A••••••• G••••• • J••••••• S•••••• C•••••••• F•••no longer reported | Other Private Fund | $113M | 632 | Mar 23, 2012 |
| A••• A•••no longer reported | Real Estate Fund | $15.4M | 22 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• R••• · Directorcontrolsince 04/2021 · owns less than 5%
- C•••••• M•• Y• F••••• · Directorcontrolsince 12/2016 · owns less than 5%
- G••••• A•••••• P••••• · Directorcontrolsince 12/2023 · owns less than 5%
- M••••••••• I••• R••••• · Director & Chief Executive Officercontrolsince 07/2023 · owns less than 5%
- M•••••• A•••• J••• · Directorcontrolsince 02/2020 · owns less than 5%
- S•••• A•••• · Director & Chief Compliance Officercontrolsince 09/2023 · owns less than 5%
- T••• K•••• G••• · Directorcontrolsince 05/2017 · owns less than 5%
Entity owners
- A•••• H••••••• L•••••• · Ownerdirect · owns 75% or more
- A•••• P•• · Shareholderindirect · owns 75% or more of A•••• H••••••• L••••••
Related persons
Schedule D 7.A
- A••••••• A••• I• ••••••• P••••••• S•••pooled vehicle sponsorn
- A••••••• A•••• M••••••••• ••••••••• L••••••investment advisery
- A••••••• F••• D••••••••• L••broker-dealern
- A••••••• G••••• E••••••• G• L••••••pooled vehicle sponsorn
- A••••••• S••••••••• I• G• S•••pooled vehicle sponsorn
- A•••• A••••••••• F•••• L••••••investment adviserpooled vehicle sponsornRAUM $4.2B
- A•••• A••••••••• I••••••••• L••••••investment advisern
- A•••• B••••• I••••••••• L•••investment advisern
- A•••• C••••• L••••••investment advisern
- A•••• F••• M••••••• L••••••investment advisern
- A•••• H••• K••• L••••••investment advisern
- A•••• I•••investment adviserbanknRAUM $41B
- A•••• I••••••••• M••••••••• L••••••investment advisern
- A•••• I••••••••• D••••••••• A•investment advisern
- A•••• I••••••••• I•••••• L••••••investment advisern
- A•••• I••••••••• L••••••investment advisernRAUM $207B
- A•••• I••••••••• L••••••••• S•investment advisern
- A•••• I•••••• M••••••• S••• B•••investment advisern
- A•••• J•••• L••••••investment advisern
- A•••• K•••• C•• L•••••••broker-dealern
- A•••• K•••• G• 2• P••• L•••pooled vehicle sponsorn
- A•••• M••••••• S••• B•••investment advisern
- A•••• O•••••• P•• L••investment advisern
- A•••• P•••••• F••• M••••••••• ••••••••• C•••••• L••••••investment advisern
- A•••• S• Y••• P•••••• F••• M••••••••• ••••••••• C•••••• L••••••investment advisern
- O••••• K•••• G• 2• P••• L•••pooled vehicle sponsorn
- O••••• P••••••• I••• C••••pooled vehicle sponsorn
- O••••• P••••••• I••• J•••• 3•pooled vehicle sponsorn
Advisers that list A•••• A••• L•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 134 to 116Jan 7, 2026 to Mar 27, 2026
- Advisory employees · 44 to 34Jan 7, 2026 to Mar 27, 2026
- Pension plan clients · 7 to 5Jan 7, 2026 to Mar 27, 2026
- Pooled vehicle clients · 104 to 91Jan 7, 2026 to Mar 27, 2026
- Employees · 195 to 165Jan 7, 2026 to Mar 27, 2026
- Discretionary RAUM · $43B to $40BJan 7, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $289M to $454MJan 7, 2026 to Mar 27, 2026
- Pension RAUM · $2.9B to $3.3BJan 7, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $28B to $25BJan 7, 2026 to Mar 27, 2026
- RAUM · $43B to $40BJan 7, 2026 to Mar 27, 2026
- Financial planning clients · unset to May 9, 2025 to Jun 25, 2025
- Accounts · 135 to 134Jan 23, 2025 to Mar 26, 2025
- Advisory employees · 48 to 44Jan 23, 2025 to Mar 26, 2025
- Corporate clients · 1 to 2Jan 23, 2025 to Mar 26, 2025
- Pension plan clients · 5 to 7Jan 23, 2025 to Mar 26, 2025
- Pooled vehicle clients · 110 to 104Jan 23, 2025 to Mar 26, 2025
- Employees · 207 to 195Jan 23, 2025 to Mar 26, 2025
- Discretionary RAUM · $48B to $43BJan 23, 2025 to Mar 26, 2025
- Non-discretionary RAUM · $378M to $289MJan 23, 2025 to Mar 26, 2025
- Pension RAUM · $2.2B to $2.9BJan 23, 2025 to Mar 26, 2025
- Pooled vehicle RAUM · $36B to $28BJan 23, 2025 to Mar 26, 2025
- RAUM · $49B to $43BJan 23, 2025 to Mar 26, 2025
- HQ state · unset to Dec 3, 2024 to Jan 23, 2025
- Accounts · 147 to 135Jan 8, 2024 to Mar 25, 2024
- Advisory employees · 44 to 48Jan 8, 2024 to Mar 25, 2024
- Corporate clients · 0 to 1Jan 8, 2024 to Mar 25, 2024
- Employees · 220 to 207Jan 8, 2024 to Mar 25, 2024
- Discretionary RAUM · $54B to $48BJan 8, 2024 to Mar 25, 2024
- Non-discretionary RAUM · $341M to $378MJan 8, 2024 to Mar 25, 2024
- Pension RAUM · $2.6B to $2.2BJan 8, 2024 to Mar 25, 2024
- Pooled vehicle RAUM · $38B to $36BJan 8, 2024 to Mar 25, 2024
- RAUM · $54B to $49BJan 8, 2024 to Mar 25, 2024
- Accounts · 159 to 147Nov 28, 2022 to Mar 28, 2023
- Advisory employees · 47 to 44Nov 28, 2022 to Mar 28, 2023
- Pension plan clients · 4 to 5Nov 28, 2022 to Mar 28, 2023
- Pooled vehicle clients · 116 to 110Nov 28, 2022 to Mar 28, 2023
- Employees · 228 to 220Nov 28, 2022 to Mar 28, 2023
- Discretionary RAUM · $73B to $54BNov 28, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $914M to $341MNov 28, 2022 to Mar 28, 2023
- Pension RAUM · $3.0B to $2.6BNov 28, 2022 to Mar 28, 2023
Signals
20 dated events
- Ho Loon Kong (Director) no longer on Schedule A of A•••• A••• L•••••• (listed 2024-09-03, absent 2024-10-28)Oct 28, 2024 · Control person left · inference
- Michael Vance Duigan (Director) no longer on Schedule A of A•••• A••• L•••••• (listed 2024-04-03, absent 2024-09-03)Sep 3, 2024 · Control person left · inference
- Ho Loon Kong (Director) appeared on Schedule A of A•••• A••• L••••••Apr 3, 2024 · Control person joined · fact
- Sock-Hwei Lim (Director) no longer on Schedule A of A•••• A••• L•••••• (listed 2023-09-11, absent 2024-01-08)Jan 8, 2024 · Control person left · inference
- Ai Hua Aik (Chief Risk Officer) no longer on Schedule A of A•••• A••• L•••••• (listed 2023-09-11, absent 2024-01-08)Jan 8, 2024 · Control person left · inference
- Philip Andrew Grant (Director) appeared on Schedule A of A•••• A••• L••••••Jan 8, 2024 · Control person joined · fact
- Alvin Siow (Chief Compliance Officer) appeared on Schedule A of A•••• A••• L••••••Sep 11, 2023 · Control person joined · fact
- A•••• A••• L•••••• reported RAUM $54.4B, down 26% from $73.9B (2022-11-28 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- Ming Wan Terence Lim (Director) no longer on Schedule A of A•••• A••• L•••••• (listed 2022-07-25, absent 2022-08-01)Aug 1, 2022 · Control person left · inference
- Ai Hua Aik (Chief Compliance Officer) appeared on Schedule A of A•••• A••• L••••••Jul 25, 2022 · Control person joined · fact
- Roy Donald Amstad (Director) no longer on Schedule A of A•••• A••• L•••••• (listed 2022-07-01, absent 2022-07-25)Jul 25, 2022 · Control person left · inference
- Peter Andrew Hendry (Director) no longer on Schedule A of A•••• A••• L•••••• (listed 2021-10-26, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Hugh Young (Managing Director) no longer on Schedule A of A•••• A••• L•••••• (listed 2021-03-30, absent 2021-04-15)Apr 15, 2021 · Control person left · inference
- R••• B•••••••• (Director And Chief Executive Officer) appeared on Schedule A of A•••• A••• L••••••Apr 15, 2021 · Control person joined · fact
- Puay Ju Kang (Director) no longer on Schedule A of A•••• A••• L•••••• (listed 2020-03-30, absent 2020-04-07)Apr 7, 2020 · Control person left · inference
- A•••• A••• L•••••• reported RAUM $64.7B, up 66% from $39.0B (2020-02-26 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- John Adam Mccabe (Director) appeared on Schedule A of A•••• A••• L••••••Feb 26, 2020 · Control person joined · fact
- Henson Andrew Narracott (Director) no longer on Schedule A of A•••• A••• L•••••• (listed 2019-08-06, absent 2020-01-20)Jan 20, 2020 · Control person left · inference
- Peter Andrew Hendry (Director) appeared on Schedule A of A•••• A••• L••••••Aug 6, 2019 · Control person joined · fact
- A•••• A••• L•••••• reported RAUM $39.0B, down 39% from $64.2B (2018-11-21 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/aberdeen-group-plcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- aberdeeninvestments.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 65-63952700reportedpublic record, Form ADV, Jun 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
A•••• A••• L•••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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