DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Abrdn Inc.
Latest filing Mar 26, 2026
First filing on the tape Dec 22, 2011 · 74 filings
SEC status approved since Aug 23, 1995
RAUM
$41B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
193
55 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
25
reported on Schedule D
History
74 filings and snapshots on the tape
RAUM$41B as of Mar 26, 2026
Dec 22, 2011$14B then
HNW client RAUM$78.6M as of Mar 30, 2020
Mar 30, 2018$125M then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Dec 21, 20120 then
Employees (5.A)193 as of Mar 26, 2026
Dec 21, 2012248 then
Private funds25 as of Mar 26, 2026
Dec 22, 20115 then
RAUM +14% over the last fiscal year-7.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $282MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 40%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $5.0B, 29 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$16B38%
- Pension and profit-sharing plans$9.3B23%
- Investment companies$8.7B21%
- State and municipal entities$3.0B7.3%
- Sovereign wealth funds$2.1B5.3%
- Insurance companies$2.0B4.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 16reported
- Charitable clients
- 1reported
- Accounts
- 147reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $24.5M managedreported
- Custody of client assets
- $5.0B for 29 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.59 institutional_share=0.4 related_bd=true related_bank=true bd_reps=62.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
91 reported on Schedule D 7.B.(1)
All funds of Abrdn Inc.
Owners and control persons
Schedule A and B, latest filing
- Bernard Joseph Andolina · Director And Chief Compliance Officercontrolsince 03/2018 · owns less than 5%
- Robin Alan Goodson · Directorcontrolsince 11/2015 · owns less than 5%
- Marie Jaclyn Matsick · Directorcontrolsince 06/2023 · owns less than 5%
- Suzanne Rebecca Nichols · Directorcontrolsince 06/2024 · owns less than 5%
- Joseph James Oconnor · Director And Chief Executive Officercontrolsince 03/2020 · owns less than 5%
- Irma Marika Tooze · Directorcontrolsince 11/2022 · owns less than 5%
Entity owners
- Abrdn Holdings Limited · Shareholderdirect · owns 75% or more
- Abrdn Plc · Shareholderindirect · owns 75% or more of Abrdn Holdings Limited
Related persons
Schedule D 7.A
- Aberdeen Asset Management (Thailand) Limitedinvestment advisern
- Aberdeen Asset Management US Gp Control LLCpooled vehicle sponsory
- Aberdeen Capital Managers Gp LLCpooled vehicle sponsory
- Aberdeen Claims Administration Incy
- Aberdeen Energy & Resources Company IV, LLCpooled vehicle sponsorn
- Aberdeen Energy & Resources Company V, LLCpooled vehicle sponsorn
- Aberdeen Fund Distributors, LLCbroker-dealery
- Aberdeen General Partner Capelp Limitedpooled vehicle sponsorn
- Aberdeen General Partner Cgplp Limitedpooled vehicle sponsorn
- Aberdeen General Partner Cmenapelp Limitedpooled vehicle sponsorn
- Aberdeen General Partner Cpelp II Limitedpooled vehicle sponsorn
- Aberdeen General Partner Cpelp Limitedpooled vehicle sponsorn
- Aberdeen Global Ex-Japan Gp Limitedpooled vehicle sponsorn
- Aberdeen Global Infrastructure Gp II Limitedpooled vehicle sponsorn
- Aberdeen Global Infrastructure Gp Limitedpooled vehicle sponsorn
- Aberdeen Infrastructure Feeder Gp Limitedpooled vehicle sponsorn
- Aberdeen Standard Fund Managers Limitedinvestment advisern
- Aberdeen Standard Investcorp Infrastructure Gp Limitedpooled vehicle sponsorn
- Aberdeen Uk Infrastructure Carry Gp Limitedpooled vehicle sponsorn
- Abrdn Alternative Funds Limitedinvestment adviserpooled vehicle sponsornRAUM $4.2B
- Abrdn Alternative Investments Limitedinvestment advisern
- Abrdn Asia Limitedinvestment advisernRAUM $40B
- Abrdn Brasil Investimentos Ltdainvestment advisern
- Abrdn Canada Limitedinvestment advisery
- Abrdn Etfs Sponsor LLCpooled vehicle sponsory
- Abrdn Fund Managers Limitedinvestment advisern
- Abrdn Hong Kong Limitedinvestment advisern
- Abrdn Investment Management Limitedinvestment advisern
- Abrdn Investments Deutschland Aginvestment advisern
- Abrdn Investments Ireland Limitedinvestment advisern
Advisers that list Abrdn Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
- Boston, MA24 employees
- New York, NY11 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 26, 2026institutional share of RAUM moved from 19.0% to 40.0% between the annual amendments of 2025-02-03 and 2026-03-26peers: other advisers, $20B and over (120)
What changed
consecutive filings, newest first
- Accounts · 157 to 147Sep 15, 2025 to Mar 26, 2026
- Advisory employees · 47 to 55Sep 15, 2025 to Mar 26, 2026
- BD registered reps · 59 to 62Sep 15, 2025 to Mar 26, 2026
- Pension plan clients · 18 to 16Sep 15, 2025 to Mar 26, 2026
- Pooled vehicle clients · 94 to 90Sep 15, 2025 to Mar 26, 2026
- Assets in custody · $4.3B to $5.0BSep 15, 2025 to Mar 26, 2026
- Private funds · 27 to 25Sep 15, 2025 to Mar 26, 2026
- Discretionary RAUM · $38B to $41BSep 15, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $3.1M to $3.6MSep 15, 2025 to Mar 26, 2026
- Pension RAUM · $5.2B to $9.3BSep 15, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $17B to $16BSep 15, 2025 to Mar 26, 2026
- RAUM · $38B to $41BSep 15, 2025 to Mar 26, 2026
- Financial planning clients · unset to May 1, 2025 to Jul 21, 2025
- Accounts · 143 to 157Feb 3, 2025 to May 1, 2025
- Advisory employees · 51 to 47Feb 3, 2025 to May 1, 2025
- BD registered reps · 62 to 59Feb 3, 2025 to May 1, 2025
- Pension plan clients · 9 to 18Feb 3, 2025 to May 1, 2025
- Pooled vehicle clients · 88 to 94Feb 3, 2025 to May 1, 2025
- Assets in custody · $5.7B to $4.3BFeb 3, 2025 to May 1, 2025
- Employees · 212 to 193Feb 3, 2025 to May 1, 2025
- Private funds · 37 to 27Feb 3, 2025 to May 1, 2025
- Discretionary RAUM · $35B to $38BFeb 3, 2025 to May 1, 2025
- Non-discretionary RAUM · $984M to $3.1MFeb 3, 2025 to May 1, 2025
- Pension RAUM · $2.9B to $5.2BFeb 3, 2025 to May 1, 2025
- Pooled vehicle RAUM · $21B to $17BFeb 3, 2025 to May 1, 2025
- RAUM · $36B to $38BFeb 3, 2025 to May 1, 2025
- Wrap assets (manager) · $0 to $24.5MFeb 3, 2025 to May 1, 2025
- Accounts · 144 to 143Jul 31, 2024 to Feb 3, 2025
- Non-discretionary RAUM · $12B to $984MJul 31, 2024 to Feb 3, 2025
- RAUM · $47B to $36BJul 31, 2024 to Feb 3, 2025
- Accounts · 135 to 144Oct 30, 2023 to Mar 26, 2024
- Advisory employees · 48 to 51Oct 30, 2023 to Mar 26, 2024
- BD registered reps · 68 to 62Oct 30, 2023 to Mar 26, 2024
- Charity clients · unset to 1.0Oct 30, 2023 to Mar 26, 2024
- Corporate clients · 1.0 to unsetOct 30, 2023 to Mar 26, 2024
- Pension plan clients · 10 to 9Oct 30, 2023 to Mar 26, 2024
- Pooled vehicle clients · 78 to 88Oct 30, 2023 to Mar 26, 2024
- Assets in custody · $6.2B to $5.7BOct 30, 2023 to Mar 26, 2024
- Employees · 266 to 212Oct 30, 2023 to Mar 26, 2024
- Private funds · 40 to 37Oct 30, 2023 to Mar 26, 2024
Signals
13 dated events
- Ann Jennifer Nichols (Director) no longer on Schedule A of Abrdn Inc. (listed 2024-04-26, absent 2024-06-20)Jun 20, 2024 · Control person left · inference
- Suzanne Rebecca Nichols (Director) appeared on Schedule A of Abrdn Inc.Jun 20, 2024 · Control person joined · fact
- Marie Jaclyn Matsick (Director) appeared on Schedule A of Abrdn Inc.Jun 30, 2023 · Control person joined · fact
- R. Gene Janvier (Director) no longer on Schedule A of Abrdn Inc. (listed 2023-03-30, absent 2023-06-30)Jun 30, 2023 · Control person left · inference
- Thomas Christopher Demetriou (Chief Executive Officer) no longer on Schedule A of Abrdn Inc. (listed 2022-12-05, absent 2023-03-01)Mar 1, 2023 · Control person left · inference
- Irma Marika Tooze (Director) appeared on Schedule A of Abrdn Inc.Dec 5, 2022 · Control person joined · fact
- Emerson Ralph Bassett (Director) no longer on Schedule A of Abrdn Inc. (listed 2022-11-04, absent 2022-12-05)Dec 5, 2022 · Control person left · inference
- Abrdn Inc. reported RAUM $56.3B, up 53% from $36.8B (2022-01-04 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Emerson Ralph Bassett (Director) appeared on Schedule A of Abrdn Inc.Jul 6, 2021 · Control person joined · fact
- (Nmn) Beverley Hendry (Chairman) no longer on Schedule A of Abrdn Inc. (listed 2019-10-01, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Lawrence Jeffrey Cotton (Director) no longer on Schedule A of Abrdn Inc. (listed 2019-10-01, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Joseph James Oconnor (Director) appeared on Schedule A of Abrdn Inc.Mar 30, 2020 · Control person joined · fact
- R. Gene Janvier (Director) appeared on Schedule A of Abrdn Inc.Mar 30, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Abrdn Inc. · Private Equityshared crd · organization
- Abrdn Inc. · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/aberdeen-group-plcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- aberdeeninvestments.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 215-405-5700reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Abrdn Inc. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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