DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M••••••• A•••• M••••••••• L•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 124613SEC 801-61792websiteIAPD
Latest filing Jul 31, 2026
First filing on the tape Mar 29, 2012 · 52 filings
SEC status approved since Feb 21, 2003
RAUM
$30B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
193
99 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
70
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$30B as of Jul 31, 2026
Mar 29, 2012$13B then
HNW client RAUM$0 as of Jul 31, 2026
Mar 30, 2024$0 then
State-registered IARs (5.B.3)0 as of Jul 31, 2026
Mar 27, 20130 then
Employees (5.A)193 as of Jul 31, 2026
Mar 27, 2013127 then
Private funds70 as of Jul 31, 2026
Mar 29, 201241 then
RAUM +26% over the last fiscal year+9.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$216MderivedRAUM over accounts (5.F.2.f)
Discretionary
96%derivedof RAUM
Institutional
4.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Custody
$3.4B, 22 clientsreportedItem 9.A
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$27B89%
  • Investment companies$1.2B3.8%
  • Other investment advisers$1.0B3.4%
  • State and municipal entities$569M1.9%
  • Insurance companies$534M1.8%
  • Charitable organizations$75.7M0.2%
  • Pension and profit-sharing plans$70.6M0.2%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
141reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$3.4B for 22 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.96 institutional_share=0.04 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      132 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M••••••• D••••••••• C••••• M••••• F•••Hedge Fund$3.1B385Mar 20, 2020
      M••••••• S•••••• P•••••• S••••••••• M••••• F••• I•• A• L•••Hedge Fund$1.8B398Jun 30, 2022
      M••••••• C••••• S••••• P••••••••• L•Hedge Fund$1.7B5Jan 30, 2013
      M••••••• S•••••• P•••••• S••••••••• M••••• F••• I•• B• L•••Hedge Fund$1.2B398Jun 30, 2022
      M••••••• S•••••• P•••••• S••••••••• M••••• F••• I•• C• L•••Hedge Fund$1.2B368Jun 30, 2022
      M••••••• S•••••• P•••••• S••••••••• M••••• F••• I• A• L•••Hedge Fund$1.2B191Jun 30, 2020
      M••• I•• L•Hedge Fund$774M86Jun 18, 2024
      M••••••• L••••• S••••••••• P••••••••• I••••••••• P••••••••• L•no longer reportedHedge Fund$740M85Mar 29, 2012
      M••••••• S••••••••• C••••• M••••• F•••• L••Hedge Fund$708M20Mar 29, 2012
      M••••••• S•••••• P•••••• S••••••••• F••• I•• L•••no longer reportedHedge Fund$652M25Jun 26, 2019
      M••••••• B••• G•••• C••••• F•••• L•Hedge Fund$582M2Mar 30, 2016
      M••••••• C•• X• L•••Securitized Asset Fund$497M15May 15, 2018
      M••••••• C•• X•••• L••Securitized Asset Fund$479M14Sep 25, 2019
      T•• C••••• F•••• L•Hedge Fund$476M3Mar 29, 2012
      M••••••• S•••••• P•••••• S••••••••• R••• I•• L••Hedge Fund$467M0Jun 30, 2020
      M••••••• C•• 2•••••• L••Securitized Asset Fund$423M7Mar 29, 2022
      M••••••• C•••••••• F•••• L• • S••••• A•Hedge Fund$420M3Oct 24, 2014
      M••••••• C•• V••• L•••Securitized Asset Fund$415M4Mar 27, 2015
      M••••••• C•• X•• L•••Securitized Asset Fund$413M14Mar 28, 2019
      M••••••• E••••••• M•••••• B••• F••• I•• L••Hedge Fund$407M18Mar 28, 2018
      B••••• P••• F•••••• 2•••••• L•••Securitized Asset Fund$405M0Nov 14, 2024
      B••••• P••• F•••••• 2•••••• L•••Securitized Asset Fund$401M7Aug 14, 2023
      B••••• P••• F•••••• 2•••••• L••Securitized Asset Fund$400M20Aug 14, 2023
      B••••• P••• F•••••• 2•••••• L•••Securitized Asset Fund$400M0Nov 14, 2024
      M••••••• C•• 2•••••• L••Securitized Asset Fund$399M12Jun 21, 2021
      M••••••• C•• 2•••••• L••Securitized Asset Fund$397M13Mar 25, 2021
      M••••••• H••••• C••• F•••••• F•••• L••Hedge Fund$397M164Dec 1, 2021
      M••••••• E••••••• M•••••• B••• M••••• F•••• L•••Hedge Fund$395M29Mar 27, 2015
      M••••••• C•• 1• L••Securitized Asset Fund$386M19Mar 20, 2020
      M••••••• S••••• C•• 2•••••• L••Securitized Asset Fund$362M20Nov 23, 2022
      M••••••• E•• I• S•• S•••••••••Hedge Fund$353M15Mar 25, 2021
      M••••••• E••••••• C••••• O••••••••• M••••• F••• I••• L•Hedge Fund$333M87Mar 30, 2016
      M••••••• C•• X• L•••Securitized Asset Fund$327M15Sep 28, 2017
      M••••••• C•• I• L•••Securitized Asset Fund$302M10Mar 30, 2016
      M••••••• A••••••• F•••• L•Hedge Fund$294M16Sep 26, 2018
      M••••••• S•• I• F•••• L•••Hedge Fund$287M1Mar 29, 2022
      M••• I• •••• S•••Hedge Fund$279M23Jun 18, 2024
      M••••••• C•• 2••••••• I•••••• L••no longer reportedSecuritized Asset Fund$273M12•••••2-21
      M••••••• S•••••••• O••••••••• P••••••• L•Hedge Fund$265M1Mar 27, 2015
      M••••••• S•••••••• M••••• F••• L•Hedge Fund$264M1Mar 25, 2021
      All funds of M••••••• A•••• M••••••••• L•••
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• J•••• C••••••••• · Chief Compliance Officercontrol
        since 08/2022 · owns less than 5%
      • C••••••••• C•••••••• · Chief Legal Officercontrol
        since 09/2010 · owns less than 5%
      • H••••••• L••••• T••• · Founder, Managing Partner, Chief Investment Officercontrol
        since 01/1998 · owns 25% to 50%
      • P•••••••• S•••• M•••••• · Chief Financial Officercontrol
        since 05/2013 · owns less than 5%
      • R••••• J••••• B••••••• · Chief Operating Officercontrol
        since 08/2021 · owns less than 5%
      • R•••••••• B••••• J•••••• · Founder, Managing Partner, Chief Executive Officercontrol
        since 01/1998 · owns 25% to 50%
      • H••••••• L••••• T••• · Class A Membercontrol
        since 06/2018 · owns 50% to 75% of M••••••• A•••• M••••••••• G•• L•••••
      • R•••••••• B••••• J•••••• · Class A Membercontrol
        since 06/2018 · owns 50% to 75% of M••••••• A•••• M••••••••• G•• L•••••
      Entity owners
      • M••••••• A•••• M••••••••• G•• L••••• · General Partner
        direct · owns less than 5%
      • A•• P•••••• L••• · L•••••• Partner
        indirect · owns 25% to 50% of B••••••••• S•••••••• C•••••• H••••••• L•••
      • B••••••••• S•••••••• C•••••• A••••••••• L••••• · General Partner
        indirect · owns F of B••••••••• S•••••••• C•••••• H••••••• L•••
      • B••••••••• S•••••••• C•••••• A••••••••• L••••• · General Partner
        indirect · owns F of B••••••••• S•••••••• C•••••• H••••••• ••••••• L•••
      • B••••••••• S•••••••• C•••••• A••••••••• L••••• · General Partner
        indirect · owns F of B••• A• I••••••••• L•••
      • B••••••••• S•••••••• C•••••• A••••••••• L••••• · General Partner
        indirect · owns F of B••• M••••• I• L•••
      • B••••••••• S•••••••• C•••••• A••••••••• L••••• · General Partner
        indirect · owns F of B••• M••••• I• S•• •••••••• L•••
      • B••••••••• S•••••••• C•••••• H••••••• ••••••• L••• · Sole Member
        indirect · owns 75% or more of B••• A• •••••••• L•••••
      • B••••••••• S•••••••• C•••••• H••••••• L••• · L•••••• Partner
        indirect · owns 25% to 50% of B••• M••••• I• L•••
      • B••• A• •••••••• L••••• · L•••••• Partner
        indirect · owns 75% or more of B••• A• I••••••••• L•••
      • B••• A• I••••••••• L••• · L•••••• Partner
        indirect · owns 50% to 75% of B••• M••••• I• L•••
      • B••• M••••• I• L••• · L•••••• Partner
        indirect · owns 75% or more of B••• M••••• I• S•• •••••••• L•••
      • B••• M••••• I• S•• •••••••• L••• · L•••••• Partner
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • M•• 2•• W• 3••• S••••• H••••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M•• K••••••••• I••••••••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• A••••••• F•••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• A••••••• O••••••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• B••• G•••• C••••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• C••••• S••••• P••••••••• G•• L••
        investment adviserbankpooled vehicle sponsorn
      • M••••••• C•• E••••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• C•••• S••••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• C••••• D••••••••• F••• G•• L••
        investment adviserbankpooled vehicle sponsorn
      • M••••••• C•••••••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• D••••••••• C••••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• E•• I• G• S••••••
        investment adviserpooled vehicle sponsorn
      • M••••••• E•• I• O•••••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• E••••••• M•••••• B••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• E••••••• M•••••• B••• F••• I• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• E••••••• C•• O••••••••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• E••••••• C••••• O••••••••• F••• I• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• E••••••• C••••• O••••••••• F••• I•• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• G••••••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• H••••••••• F•••••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• L••• O••••••••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• M•••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• M••••••••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• P••••••••• H••••••••• F••• G•• L••
        pooled vehicle sponsorn
      • M••••••• R••• E••••• D••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• R••• R•••••••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• S•••••• I••••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• S•••••• P•••••• S••••••••• F••• I• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• S•••••• P•••••• S••••••••• F••• I•• G•• L••
        investment adviserpooled vehicle sponsorn
      • M••••••• S••••••••• C••••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      Advisers that list M••••••• A•••• M••••••••• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Los Angeles, CA2 employees
      • Miami, FL2 employees
      What changed
      consecutive filings, newest first
      • Private funds · 68 to 70
        Mar 31, 2026 to Jul 31, 2026
      • Accounts · 124 to 141
        Nov 25, 2025 to Mar 31, 2026
      • Advisory employees · 115 to 99
        Nov 25, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 98 to 111
        Nov 25, 2025 to Mar 31, 2026
      • Assets in custody · $7.4B to $3.4B
        Nov 25, 2025 to Mar 31, 2026
      • Employees · 194 to 193
        Nov 25, 2025 to Mar 31, 2026
      • Private funds · 66 to 68
        Nov 25, 2025 to Mar 31, 2026
      • Discretionary RAUM · $23B to $29B
        Nov 25, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $1.1B to $1.1B
        Nov 25, 2025 to Mar 31, 2026
      • Pension RAUM · $155M to $70.6M
        Nov 25, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $20B to $27B
        Nov 25, 2025 to Mar 31, 2026
      • RAUM · $24B to $30B
        Nov 25, 2025 to Mar 31, 2026
      • Private funds · 62 to 66
        Jul 24, 2025 to Nov 25, 2025
      • Financial planning clients · unset to
        Mar 31, 2025 to Jul 24, 2025
      • Accounts · 135 to 124
        Nov 14, 2024 to Mar 31, 2025
      • Advisory employees · 92 to 115
        Nov 14, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 106 to 98
        Nov 14, 2024 to Mar 31, 2025
      • Employees · 156 to 194
        Nov 14, 2024 to Mar 31, 2025
      • Private funds · 73 to 62
        Nov 14, 2024 to Mar 31, 2025
      • Discretionary RAUM · $24B to $23B
        Nov 14, 2024 to Mar 31, 2025
      • Non-discretionary RAUM · $982M to $1.1B
        Nov 14, 2024 to Mar 31, 2025
      • Pension RAUM · $338M to $155M
        Nov 14, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $21B to $20B
        Nov 14, 2024 to Mar 31, 2025
      • RAUM · $25B to $24B
        Nov 14, 2024 to Mar 31, 2025
      • Private funds · 70 to 73
        Oct 30, 2024 to Nov 14, 2024
      • Private funds · 69 to 70
        Jun 18, 2024 to Oct 30, 2024
      • Private funds · 65 to 69
        Mar 30, 2024 to Jun 18, 2024
      • Discretionary RAUM · $22B to $24B
        Aug 14, 2023 to Mar 30, 2024
      • HNW RAUM · unset to 0.0
        Aug 14, 2023 to Mar 30, 2024
      • Individual RAUM · unset to 0.0
        Aug 14, 2023 to Mar 30, 2024
      • Non-discretionary RAUM · $903M to $982M
        Aug 14, 2023 to Mar 30, 2024
      • Pension RAUM · $522M to $338M
        Aug 14, 2023 to Mar 30, 2024
      • Pooled vehicle RAUM · $19B to $21B
        Aug 14, 2023 to Mar 30, 2024
      • RAUM · $23B to $25B
        Aug 14, 2023 to Mar 30, 2024
      • Accounts · 155 to 135
        Aug 14, 2023 to Mar 30, 2024
      • Advisory employees · 90 to 92
        Aug 14, 2023 to Mar 30, 2024
      • Pension plan clients · 3.0 to unset
        Aug 14, 2023 to Mar 30, 2024
      • Pooled vehicle clients · 123 to 106
        Aug 14, 2023 to Mar 30, 2024
      • Assets in custody · $6.7B to $7.4B
        Aug 14, 2023 to Mar 30, 2024
      • Employees · 174 to 156
        Aug 14, 2023 to Mar 30, 2024
      Signals
      3 dated events
      • M••••••• A•••• M••••••••• L••• reported RAUM $30.5B, up 26% from $24.2B (2025-11-25 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • Christopher John Brown (Chief Compliance Officer) appeared on Schedule A of M••••••• A•••• M••••••••• L•••
        Aug 12, 2022 · Control person joined · fact
      • Benjamin James Raboy (Chief Operating Officer) appeared on Schedule A of M••••••• A•••• M••••••••• L•••
        Sep 17, 2021 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      M•••••••FUND.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-500-3000reportedpublic record, Form ADV, Jul 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      M••••••• A•••• M••••••••• L••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

      Checking your plan…