DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••••• A•••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 22, 2012 · 16 filings
SEC status approved since May 9, 2003
RAUM
$454M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$454M as of Mar 24, 2026
Mar 22, 2012$906M then
HNW client RAUM$0 as of Mar 24, 2026
Mar 28, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 22, 20120 then
Employees (5.A)8 as of Mar 24, 2026
Apr 3, 20139 then
Private funds: no history
RAUM -20% over the last fiscal year-8.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $16.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Custody
- $454M, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- the adviser acts as qualified custodian (9.D.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$454M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 27reported
- Charitable clients
- 0reported
- Accounts
- 27reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $454M for 27 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• J••••• E••••• · Ccocontrolsince 11/2002 · owns 75% or more
- B•••••• J••••• E••••• · Indirect Ownercontrolsince 11/2002 · owns 75% or more of W•••••••• H•••••••• L••
Entity owners
- W•••••••• G•••••• I••• · Memberdirect · owns 50% to 75%
- W•••••••• H•••••••• L•• · Managing Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- C•••••••• B•••••y
- J•••• B•••••investment companyy
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 24, 2026performance-based compensation (Item 5.E.6): no on the filing of 2025-03-31, yes on the filing of 2026-03-24peers: institutional managers, $100M to $500M (108)
What changed
consecutive filings, newest first
- Accounts · 28 to 27Mar 31, 2025 to Mar 24, 2026
- Advisory employees · 5 to 4Mar 31, 2025 to Mar 24, 2026
- Pension plan clients · 28 to 27Mar 31, 2025 to Mar 24, 2026
- Assets in custody · $609M to $454MMar 31, 2025 to Mar 24, 2026
- Employees · 10 to 8Mar 31, 2025 to Mar 24, 2026
- Discretionary RAUM · $569M to $454MMar 31, 2025 to Mar 24, 2026
- Pension RAUM · $569M to $454MMar 31, 2025 to Mar 24, 2026
- RAUM · $569M to $454MMar 31, 2025 to Mar 24, 2026
- Accounts · 27 to 28Mar 26, 2024 to Mar 31, 2025
- Advisory employees · 10 to 5Mar 26, 2024 to Mar 31, 2025
- Pension plan clients · 27 to 28Mar 26, 2024 to Mar 31, 2025
- Assets in custody · $627M to $609MMar 26, 2024 to Mar 31, 2025
- Employees · 12 to 10Mar 26, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 31, 2025
- Discretionary RAUM · $530M to $569MMar 26, 2024 to Mar 31, 2025
- Pension RAUM · $530M to $569MMar 26, 2024 to Mar 31, 2025
- RAUM · $530M to $569MMar 26, 2024 to Mar 31, 2025
- Accounts · 32 to 27Apr 3, 2023 to Mar 26, 2024
- Advisory employees · 5 to 10Apr 3, 2023 to Mar 26, 2024
- Pension plan clients · 32 to 27Apr 3, 2023 to Mar 26, 2024
- Assets in custody · $640M to $627MApr 3, 2023 to Mar 26, 2024
- Employees · 10 to 12Apr 3, 2023 to Mar 26, 2024
- Discretionary RAUM · $600M to $530MApr 3, 2023 to Mar 26, 2024
- Pension RAUM · $600M to $530MApr 3, 2023 to Mar 26, 2024
- RAUM · $600M to $530MApr 3, 2023 to Mar 26, 2024
- Accounts · 35 to 32Mar 30, 2022 to Apr 3, 2023
- Pension plan clients · 35 to 32Mar 30, 2022 to Apr 3, 2023
- Assets in custody · $644M to $640MMar 30, 2022 to Apr 3, 2023
- Discretionary RAUM · $573M to $600MMar 30, 2022 to Apr 3, 2023
- Pension RAUM · $573M to $600MMar 30, 2022 to Apr 3, 2023
- RAUM · $573M to $600MMar 30, 2022 to Apr 3, 2023
- Accounts · 46 to 35Mar 31, 2021 to Mar 30, 2022
- Pension plan clients · 46 to 35Mar 31, 2021 to Mar 30, 2022
- Assets in custody · $673M to $644MMar 31, 2021 to Mar 30, 2022
- Employees · 13 to 10Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $673M to $573MMar 31, 2021 to Mar 30, 2022
- Pension RAUM · $673M to $573MMar 31, 2021 to Mar 30, 2022
- RAUM · $673M to $573MMar 31, 2021 to Mar 30, 2022
- Accounts · 41 to 46Apr 29, 2020 to Mar 31, 2021
- Advisory employees · 8 to 5Apr 29, 2020 to Mar 31, 2021
Signals
3 dated events
- Keith Daniel O'Donnell (Managing Member) no longer on Schedule A of W•••••••• A•••••••• L•• (listed 2020-04-29, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Merton John Lundsten (Managing Member) no longer on Schedule A of W•••••••• A•••••••• L•• (listed 2020-04-29, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- W•••••••• A•••••••• L•• reported RAUM $680.0M, up 45% from $469.5M (2018-04-09 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/whitestar-advisors-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- W••••••••LLC.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 561-999-9949reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026