DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Complete Financial Planning,Inc.
Latest filing Jan 9, 2026
First filing on the tape Jan 11, 2017 · 15 filings
SEC status approved since Jan 23, 2017
RAUM
$32.0M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
96%
$30.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$32.0M as of Jan 9, 2026
Jan 16, 2018$27.2M then
HNW client RAUM$25.2M as of Jan 9, 2026
Jan 16, 2018$18.0M then
State-registered IARs (5.B.3)1 as of Jan 9, 2026
Jan 16, 20181 then
Employees (5.A)1 as of Jan 9, 2026
Jan 16, 20181 then
Private funds: no history
RAUM -5.9% over the last fiscal year-0.9% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jan 9, 2026; every figure names its basis
- RAUM per advisor
- $32.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $376,934derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$25.2M79%
- Individuals$5.4M17%
- Pension and profit-sharing plans$1.4M4.4%
- Individual clients
- 14reported
- HNW clients
- 16reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 85reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 days1 left over 36 months
Left, latest
- Keith J. Kolinsky to Moneco AdvisorsApr 1, 2026 · RIA to RIA
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L. Caryn Kolinsky · Secretarycontrolsince 06/1987 · owns 10% to 25%
- J. Keith Kolinsky · Cco And Presidentcontrolsince 06/1987 · owns 75% or more
Related persons
Schedule D 7.A
- Caryn L. Kolinskyinsurancey
- Keith J Kolinskyreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New City, Ny | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 91 to 85Jan 8, 2025 to Jan 9, 2026
- Advisory activities · 3 to 2Jan 8, 2025 to Jan 9, 2026
- Discretionary RAUM · $33.8M to $31.8MJan 8, 2025 to Jan 9, 2026
- HNW RAUM · $23.1M to $25.2MJan 8, 2025 to Jan 9, 2026
- Individual RAUM · $4.9M to $5.4MJan 8, 2025 to Jan 9, 2026
- Non-discretionary RAUM · $196,400 to $243,693Jan 8, 2025 to Jan 9, 2026
- Pension RAUM · $6.1M to $1.4MJan 8, 2025 to Jan 9, 2026
- RAUM · $34.0M to $32.0MJan 8, 2025 to Jan 9, 2026
- Accounts · 83 to 91Jan 9, 2024 to Jan 8, 2025
- HNW clients · 17 to 16Jan 9, 2024 to Jan 8, 2025
- Individual clients · 19 to 14Jan 9, 2024 to Jan 8, 2025
- Pension plan clients · unset to 5.0Jan 9, 2024 to Jan 8, 2025
- Financial planning clients · 11-25 to 11-25Jan 9, 2024 to Jan 8, 2025
- HQ city · unset to Jan 9, 2024 to Jan 8, 2025
- HQ state · unset to Jan 9, 2024 to Jan 8, 2025
- Discretionary RAUM · $35.2M to $33.8MJan 9, 2024 to Jan 8, 2025
- HNW RAUM · $30.3M to $23.1MJan 9, 2024 to Jan 8, 2025
- Individual RAUM · $5.1M to $4.9MJan 9, 2024 to Jan 8, 2025
- Non-discretionary RAUM · $173,882 to $196,400Jan 9, 2024 to Jan 8, 2025
- Pension RAUM · unset to 6052070.0Jan 9, 2024 to Jan 8, 2025
- RAUM · $35.4M to $34.0MJan 9, 2024 to Jan 8, 2025
- Accounts · 81 to 83Jan 24, 2023 to Jan 9, 2024
- Individual clients · 20 to 19Jan 24, 2023 to Jan 9, 2024
- Discretionary RAUM · $32.7M to $35.2MJan 24, 2023 to Jan 9, 2024
- HNW RAUM · $28.1M to $30.3MJan 24, 2023 to Jan 9, 2024
- Individual RAUM · $4.8M to $5.1MJan 24, 2023 to Jan 9, 2024
- Non-discretionary RAUM · $154,777 to $173,882Jan 24, 2023 to Jan 9, 2024
- RAUM · $32.9M to $35.4MJan 24, 2023 to Jan 9, 2024
- Accounts · 82 to 81Jan 6, 2022 to Jan 24, 2023
- HNW clients · 13 to 17Jan 6, 2022 to Jan 24, 2023
- Individual clients · 15 to 20Jan 6, 2022 to Jan 24, 2023
- Discretionary RAUM · $33.3M to $32.7MJan 6, 2022 to Jan 24, 2023
- HNW RAUM · $26.2M to $28.1MJan 6, 2022 to Jan 24, 2023
- Individual RAUM · $7.4M to $4.8MJan 6, 2022 to Jan 24, 2023
- Non-discretionary RAUM · $258,120 to $154,777Jan 6, 2022 to Jan 24, 2023
- RAUM · $33.6M to $32.9MJan 6, 2022 to Jan 24, 2023
- Accounts · 75 to 82Jan 7, 2021 to Jan 6, 2022
- HNW clients · 11 to 13Jan 7, 2021 to Jan 6, 2022
- Individual clients · 17 to 15Jan 7, 2021 to Jan 6, 2022
- Discretionary RAUM · $32.3M to $33.3MJan 7, 2021 to Jan 6, 2022
Signals
3 dated events
- Complete Financial Planning,Inc. no longer on the SEC adviser roster (last listed 2026-04-01, RAUM $32.0M)May 1, 2026 · Left the SEC roster · derived
- Keith J. Kolinsky left Complete Financial Planning,Inc. for Moneco Advisors (registered 2026-04-01)Apr 1, 2026 · Advisor changed firm · fact
- Complete Financial Planning,Inc. filed its initial SEC registration (Form ADV)Jan 11, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026