DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Moneco Advisors
Legal name Moneco Advisors, LLC
Latest filing Jun 8, 2026
First filing on the tape Jun 27, 2014 · 59 filings
SEC status approved since Jul 14, 2014
RAUM
$2.3B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
98%
$2.2B individuals and HNW
Advisors
49
registered through the firm on IAPD
RAUM per advisor
$46.5M
derived; firm RAUM over IAPD count
Employees
66
44 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
59 filings and snapshots on the tape
RAUM$2.3B as of Jun 8, 2026
Mar 27, 2015$222M then
HNW client RAUM$1.7B as of Jun 8, 2026
Feb 27, 2018$163M then
State-registered IARs (5.B.3)38 as of Jun 8, 2026
Mar 27, 20159 then
Employees (5.A)66 as of Jun 8, 2026
Mar 27, 201513 then
Private funds: no history
RAUM +19% over the last fiscal year+30% a year over threeIARs 36 to 38
Practice profile
derived from the filing of Jun 8, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $46.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $353,857derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.1derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +5.6%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $398MreportedItem 5.I
- Custody
- $372M, 426 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.7B75%
- Individuals$526M23%
- Charitable organizations$25.1M1.1%
- Pension and profit-sharing plans$24.6M1.1%
- Corporations and businesses$2.4M0.1%
- Individual clients
- 2,019reported
- HNW clients
- 762reported
- Pension plan clients
- 7reported
- Charitable clients
- 15reported
- Accounts
- 6,443reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $71.4M sponsored, $0 managedreported
- Custody of client assets
- $372M for 426 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=22.0derived
Advisors registered through the firm
49 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Steven Bruce Katz | Stamford, Ct | Sep 14, 1998 | 36 y | 0 |
| Arthur J KelleherCertified Financial Planner | Fairfield, Ct | Jun 29, 2004 | 26 y | 1 |
| David James Lincoln | Fairfield, Ct | Aug 22, 2014 | 45 y | 2 |
| John Maxwell RosenauCertified Financial Planner | Fairfield, Ct | Aug 22, 2014 | 33 y | 2 |
| Sandra Lee Neubert | Fairfield, Ct | Aug 22, 2014 | 41 y | 2 |
| Christopher Jon NeubertCertified Financial Planner | Fairfield, Ct | Aug 22, 2014 | 43 y | 2 |
| David Reed Ameden | Fairfield, Ct | Sep 5, 2014 | 30 y | 2 |
| David Katz | Fairfield, Ct | Oct 14, 2014 | 16 y | 1 |
| Dana Seth PreisChartered Financial Consultant | Fairfield, Ct | Nov 3, 2014 | 27 y | 2 |
| Jason Adam Hyde | Fairfield, Ct | Mar 11, 2015 | 23 y | 1 |
| Peter Charles Osborne | Fairfield, Ct | Oct 30, 2017 | 35 y | 1 |
| Charles William RoccoCertified Financial Planner | Fairfield, Ct | Mar 26, 2018 | 14 y | 2 |
| Eric Carl Johnson | Fairfield, Ct | Mar 26, 2018 | 23 y | 4 |
| Colleen Killeen Galushko | Hamden, Ct | Sep 6, 2019 | 27 y | 2 |
| Gregory Scott Flynn | Fairfield, Ct | Dec 12, 2019 | 23 y | 1 |
| Stephanie Leigh Van AlbertCertified Financial Planner | Fairfield, Ct | Oct 30, 2020 | 14 y | 1 |
| Rudolf John WeissCertified Financial Planner | Fairfield, Ct | Jan 11, 2021 | 28 y | 3 |
| Derrek Lewis Metz | New Canaan, Ct | Sep 2, 2021 | 23 y | 3 |
| Todd Robert SchroederCertified Financial Planner | Fairfield, Ct | Sep 2, 2021 | 23 y | 3 |
| Charles Douglas Maclean | New Canaan, Ct | Sep 2, 2021 | 12 y | 2 |
| Joanna Ellen KopsaftisCertified Financial Planner | Fairfield, Ct | Jul 1, 2022 | 22 y | 1 |
| Frederick Joseph RussellChartered Financial Consultant | Woodcliff Lake, Nj | Jul 22, 2022 | 50 y | 2 |
| Salim P BoutagyCertified Financial Planner | Fairfield, Ct | Jan 9, 2023 | 17 y | 5 |
| William Michael ShafranskyCertified Financial Planner | Fairfield, Ct | Mar 1, 2023 | 18 y | 1 |
| Lydia Alexandra Renders | Fairfield, Ct | Sep 29, 2023 | 38 y | 1 |
| Paul Alexander Farella | Pittsfield, Ma | Oct 2, 2023 | 10 y | 1 |
| Timothy Joseph HickeyCertified Financial Planner | Fairfield, Ct | Nov 7, 2023 | 11 y | 4 |
| Allison Elizabeth Loring | Pittsfield, Ma | Nov 29, 2023 | 13 y | 1 |
| David PlouffeCertified Financial Planner | Fairfield, Ct | Apr 11, 2024 | 12 y | 0 |
| Christopher W LeveneCertified Financial Planner | Fairfield, Ct | Jul 9, 2024 | 12 y | 0 |
| Allen H HodysCertified Financial Planner | Harrison, Ny | Oct 1, 2024 | 15 y | 1 |
| Byrke Joseph SestokCertified Financial Planner | Harrison, Ny | Oct 1, 2024 | 24 y | 2 |
| William Nicholas BrancaccioCertified Financial Planner | Harrison, Ny | Oct 1, 2024 | 14 y | 3 |
| Vern Clarence HaydenCertified Financial Planner | Harrison, Ny | Oct 1, 2024 | 40 y | 6 |
| Kyle James Scafariello | Fairfield, Ct | Nov 4, 2024 | 10 y | 0 |
| Matthew Keys | Fairfield, Ct | Mar 3, 2025 | 12 y | 0 |
| Dylan R Raver | Fairfield, Ct | Oct 13, 2025 | 12 y | 0 |
| Henry George Aery | Fairfield, Ct | Dec 16, 2025 | 11 y | 0 |
| Michelle Denise DefilippoCertified Financial Planner | Fairfield, Ct | Jan 20, 2026 | 10 y | 2 |
| David Julian KarachukCertified Financial Planner, Chartered Financial Analyst | Fairfield, Ct | Mar 6, 2026 | 13 y | 1 |
Advisor movement
0 left, 9 joined in 12 months
net +9 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 0.0% of current headcount4 left over 36 months
Left, latest
- Nicholas Mannuel Desousa to Claro Advisors Inc.Jan 31, 2025 · RIA to RIA
- Jose Eduardo Vivero to United Financial Planning Group LLCJan 30, 2025 · RIA to RIA
- Zahya Lee Beall to LPL Financial LLCFeb 2, 2024 · RIA to affiliated broker-dealer or bank
- Christopher E Tormey to Bull Harbor Capital LLC.Nov 7, 2023 · RIA to a newly registered adviser
- Scott Louis Langlais to Fidelity Personal And Workplace AdvisorsAug 19, 2019 · RIA to affiliated broker-dealer or bank
- Ann Marie Greenberg to Highpoint Advisor Group, LLCJul 24, 2018 · RIA to RIA
Joined, latest
- Thomas Yao from Hightower Advisors, LLCAug 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kyle Cirillo from Janney Montgomery Scott LLCJul 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- Joseph Anthony Tatusko from Cfo Capital Management, LLCMay 5, 2026 · RIA to RIA
- Timothy G Tymniak from Cfo Capital Management, LLCMay 5, 2026 · RIA to RIA
- Allie Koch from UBS Financial Services Inc.Apr 23, 2026 · Wirehouse to independent RIA
- Ryan Patrick Carroll from Cw Advisors, LLCApr 3, 2026 · RIA to RIA
- Keith J. Kolinsky from Complete Financial Planning,Inc.Apr 1, 2026 · RIA to RIA
- David Julian Karachuk from LPL Financial LLCMar 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michelle Denise Defilippo from Cetera Investment Advisers LLCJan 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Vern Clarence Hayden from Independent Advisor Alliance, LLCOct 1, 2024 · RIA to RIA
- Byrke Joseph Sestok from Independent Advisor Alliance, LLCOct 1, 2024 · RIA to RIA
- William Nicholas Brancaccio from Independent Advisor Alliance, LLCOct 1, 2024 · RIA to RIA
- Allen H Hodys from Independent Advisor Alliance, LLCOct 1, 2024 · RIA to RIA
- Allison Elizabeth Loring from WillowNov 29, 2023 · RIA to RIA
- Timothy Joseph Hickey from Securities America Advisors, Inc.Nov 7, 2023 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Cfo Capital Management, LLCMay 5, 2026 · Fairfield, Ct
- 3 joined from Independent Advisor Alliance, LLCOct 3, 2024 · Harrison, Ny
- 2 joined from WillowDec 7, 2023 · Pittsfield, Ma
- 2 joined from Acorn ConsultingDec 31, 2022 · Paramus, Nj
- 3 joined from MML Investors Services, LLCSep 9, 2021 · Stamford, Ct
- 2 joined from Mariner Advisor NetworkMar 26, 2018 · Fairfield, Ct
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Carl Eric Johnson · Partnercontrolsince 07/2023 · owns less than 5%
- Elizabeth Allison Loring · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- Marie Noreen Mcgorty · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- Lewis Derrek Metz · Cwocontrolsince 01/2023 · owns less than 5%
- William Charles Rocco · Chief Executive Officercontrolsince 12/2019 · owns less than 5%
- Maxwell John Rosenau · Partnercontrolsince 08/2013 · owns 5% to 10%
- L Virginia Thompson · Chief Operating Officercontrolsince 12/2019 · owns less than 5%
- Reed David Ameden · Partnersince 07/2023 · owns less than 5%
- P Salim Boutagy · Partnersince 07/2023 · owns less than 5%
- Alexander Paul Farella · Partnersince 12/2024 · owns less than 5%
- Scott Gregory Flynn · Partnersince 07/2023 · owns 5% to 10%
- Killeen Colleen Galushko · Partnersince 07/2023 · owns less than 5%
- Joseph Timothy Hickey · Partnersince 12/2023 · owns less than 5%
- Adam Jason Hyde · Partnersince 07/2023 · owns less than 5%
- J Arthur Kelleher · Partnersince 12/2019 · owns less than 5%
- James David Lincoln · Partnersince 08/2013 · owns 5% to 10%
- Jon Christopher Neubert · Partnersince 07/2023 · owns 5% to 10%
- Charles Peter Osborne · Partnersince 07/2023 · owns less than 5%
- Seth Dana Preis · Partnersince 07/2023 · owns less than 5%
- Ellen Joanna Russell · Partnersince 07/2023 · owns less than 5%
- Robert Todd Schroeder · Partnersince 01/2023 · owns 5% to 10%
- John Rudolf Weiss · Partnersince 07/2023 · owns less than 5%
Entity owners
- Moneco Holdings, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Moneco Tax LLCinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fairfield, Ct · principal | 45 | 14 | 0 | ||
| New Canaan, Ct | 6 | 2 | 0 | ||
| Harrison, Ny | 5 | 1 | 0 | ||
| Pittsfield, Ma | 3 | 0 | 0 | ||
| Hamden, Ct | 2 | 0 | 0 | ||
| University Park, Fl | 2 | 0 | 0 | ||
| Woodcliff Lake, Nj | 2 | 0 | 0 | ||
| Narragansett, Ri | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New Canaan, CT4 employees
- Pittsfield, MA3 employees
- Woodcliff Lake, NJ2 employees
- Glastonbury, CT2 employees
- Narragansett, RI1 employees
- Hamden, CT1 employees
- Naples, FL1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 8, 2026LORING, ALLISON, ELIZABETH (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-03-28 and 2026-06-08peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jun 8, 2026ROSENAU, JOHN, MAXWELL (PARTNER) left Schedule A between the filings of 2024-03-28 and 2026-06-08peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jun 8, 2026MCGORTY, NOREEN, MARIE (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-03-28 and 2026-06-08peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jun 8, 2026JOHNSON, ERIC, CARL (PARTNER) left Schedule A between the filings of 2024-03-28 and 2026-06-08peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Other offices · 6 to 7Apr 23, 2026 to Jun 8, 2026
- Accounts · 6,130 to 6,443Aug 18, 2025 to Mar 31, 2026
- Advisory employees · 43 to 44Aug 18, 2025 to Mar 31, 2026
- Charity clients · 14 to 15Aug 18, 2025 to Mar 31, 2026
- Corporate clients · 10 to 9Aug 18, 2025 to Mar 31, 2026
- HNW clients · 740 to 762Aug 18, 2025 to Mar 31, 2026
- Individual clients · 2,058 to 2,019Aug 18, 2025 to Mar 31, 2026
- Pension plan clients · unset to 7.0Aug 18, 2025 to Mar 31, 2026
- Assets in custody · $282M to $372MAug 18, 2025 to Mar 31, 2026
- Employees · 65 to 66Aug 18, 2025 to Mar 31, 2026
- Financial planning clients · 26-50 to 11-25Aug 18, 2025 to Mar 31, 2026
- State-registered IARs · 36 to 38Aug 18, 2025 to Mar 31, 2026
- Other offices · 7 to 6Aug 18, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.9B to $2.3BAug 18, 2025 to Mar 31, 2026
- HNW RAUM · $1.5B to $1.7BAug 18, 2025 to Mar 31, 2026
- Individual RAUM · $441M to $526MAug 18, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $19.1M to $20.6MAug 18, 2025 to Mar 31, 2026
- Pension RAUM · $1.1M to $24.6MAug 18, 2025 to Mar 31, 2026
- RAUM · $1.9B to $2.3BAug 18, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $18.6M to $71.4MAug 18, 2025 to Mar 31, 2026
- Financial planning clients · 26-50 to 26-50Mar 27, 2025 to May 28, 2025
- Accounts · 5,152 to 6,130Feb 5, 2025 to Mar 27, 2025
- Advisory employees · 42 to 43Feb 5, 2025 to Mar 27, 2025
- BD registered reps · 21 to 22Feb 5, 2025 to Mar 27, 2025
- Charity clients · 11 to 14Feb 5, 2025 to Mar 27, 2025
- Corporate clients · 6 to 10Feb 5, 2025 to Mar 27, 2025
- HNW clients · 549 to 740Feb 5, 2025 to Mar 27, 2025
- Individual clients · 1,915 to 2,058Feb 5, 2025 to Mar 27, 2025
- Pension plan clients · 4.0 to unsetFeb 5, 2025 to Mar 27, 2025
- Assets in custody · $189M to $282MFeb 5, 2025 to Mar 27, 2025
- Employees · 61 to 65Feb 5, 2025 to Mar 27, 2025
- State-registered IARs · 33 to 36Feb 5, 2025 to Mar 27, 2025
- Discretionary RAUM · $1.5B to $1.9BFeb 5, 2025 to Mar 27, 2025
- HNW RAUM · $1.0B to $1.5BFeb 5, 2025 to Mar 27, 2025
- Individual RAUM · $415M to $441MFeb 5, 2025 to Mar 27, 2025
- Non-discretionary RAUM · $14.9M to $19.1MFeb 5, 2025 to Mar 27, 2025
- Pension RAUM · $1.3M to $1.1MFeb 5, 2025 to Mar 27, 2025
- RAUM · $1.5B to $1.9BFeb 5, 2025 to Mar 27, 2025
- Wrap assets (manager) · $274M to $0Feb 5, 2025 to Mar 27, 2025
- Wrap assets (sponsor) · $24.5M to $18.6MFeb 5, 2025 to Mar 27, 2025
Signals
20 dated events
- 2 advisors left Cfo Capital Management, LLC (Fairfield, CT) for Moneco Advisors on the same dayMay 5, 2026 · Team lift-out · derived
- Moneco Advisors reported RAUM $1.9B, up 30% from $1.5B (2025-02-05 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Nicholas Mannuel Desousa left Moneco Advisors for Claro Advisors Inc. (registered 2025-02-03)Jan 31, 2025 · Advisor changed firm · fact
- Jose Eduardo Vivero left Moneco Advisors for United Financial Planning Group Llc (registered 2025-06-06)Jan 30, 2025 · Advisor changed firm · fact
- 3 advisors left Independent Advisor Alliance, LLC (Harrison, NY) for Moneco Advisors on the same dayOct 3, 2024 · Team lift-out · derived
- Moneco Advisors reported RAUM $1.5B, up 43% from $1.0B (2024-02-01 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Zahya Lee Beall left Moneco Advisors for Lpl Financial Llc (registered 2024-02-02)Feb 2, 2024 · Advisor changed firm · fact
- 2 advisors left Willow (Pittsfield, MA) for Moneco Advisors within 13 daysDec 7, 2023 · Team lift-out · derived
- Christopher E Tormey left Moneco Advisors for Bull Harbor Capital Llc. (registered 2023-11-06)Nov 7, 2023 · Advisor changed firm · fact
- Lewis Derrek Metz (Member) appeared on Schedule A of Moneco AdvisorsMar 17, 2023 · Control person joined · fact
- Robert Todd Schroeder (Member) appeared on Schedule A of Moneco AdvisorsMar 17, 2023 · Control person joined · fact
- 2 advisors left Acorn Consulting (Paramus, NJ) for Moneco Advisors on the same dayDec 31, 2022 · Team lift-out · derived
- Moneco Advisors reported RAUM $904.5M, up 49% from $608.7M (2022-01-04 to 2022-03-16)Mar 16, 2022 · RAUM change · derived
- Marie Noreen Mcgorty (Chief Compliance Officer) appeared on Schedule A of Moneco AdvisorsJan 4, 2022 · Control person joined · fact
- Jon Christopher Neubert (Member / Chief Compliance Officer) no longer on Schedule A of Moneco Advisors (listed 2020-06-29, absent 2021-01-04)Jan 4, 2021 · Control person left · inference
- J Arthur Kelleher (Member) appeared on Schedule A of Moneco AdvisorsMar 11, 2020 · Control person joined · fact
- L Virginia Thompson (Member) appeared on Schedule A of Moneco AdvisorsMar 11, 2020 · Control person joined · fact
- William Charles Rocco (Member) appeared on Schedule A of Moneco AdvisorsMar 11, 2020 · Control person joined · fact
- Moneco Advisors reported RAUM $497.4M, up 47% from $338.8M (2020-03-03 to 2020-03-11)Mar 11, 2020 · RAUM change · derived
- Moneco Advisors filed its initial SEC registration (Form ADV)Jun 27, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- advice@monecoadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 201-621-8600reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 201-986-3980reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 203-319-3550reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/MONECO-ADVISORSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MONECOADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-319-3550reportedpublic record, Form ADV, Jun 8, 2026
- Team page
- monecoadvisors.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026