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SEC-registered adviser
D• • G• A••••••• G••••• L•••••
Latest filing Mar 24, 2026
First filing on the tape Jul 1, 2021 · 7 filings
SEC status approved since Aug 4, 2021
RAUM
$191M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$191M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$95.5M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$191M as of Mar 24, 2026
Mar 6, 2022$130M then
HNW client RAUM$163M as of Mar 24, 2026
Mar 6, 2022$104M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Mar 6, 20222 then
Employees (5.A)3 as of Mar 24, 2026
Mar 6, 20223 then
Private funds: no history
RAUM +22% over the last fiscal year+18% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $95.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 147derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $651,583derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.5%derived
- Compensation
- percentage of assets, hourly, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$163M85%
- Individuals$28.4M15%
- Individual clients
- 203reported
- HNW clients
- 90reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 293reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourly, commissionsreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••• A• J•••• | Menominee, Mi | Sep 22, 2020 | 15 y | 0 |
| D•••• M•••••• J•••• | Menominee, Mi | Mar 18, 2024 | 39 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• M•••••• J•••• from F•• S••••••••• C•••••••••Mar 18, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••• D••••• M•••••• · Ceo, Ccocontrolsince 08/1998 · owns 75% or more
- J••••• G•••• A• · Vice Presidentcontrolsince 01/2002 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Menominee, Mi | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 283 to 293Mar 28, 2025 to Mar 24, 2026
- HNW clients · 79 to 90Mar 28, 2025 to Mar 24, 2026
- Individual clients · 204 to 203Mar 28, 2025 to Mar 24, 2026
- Discretionary RAUM · $156M to $191MMar 28, 2025 to Mar 24, 2026
- HNW RAUM · $130M to $163MMar 28, 2025 to Mar 24, 2026
- Individual RAUM · $26.2M to $28.4MMar 28, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $59,004 to $0Mar 28, 2025 to Mar 24, 2026
- RAUM · $156M to $191MMar 28, 2025 to Mar 24, 2026
- Accounts · 545 to 283Mar 12, 2024 to Mar 28, 2025
- HNW clients · 69 to 79Mar 12, 2024 to Mar 28, 2025
- Individual clients · 232 to 204Mar 12, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 12, 2024 to Mar 28, 2025
- HQ city · unset to Mar 12, 2024 to Mar 28, 2025
- HQ state · unset to Mar 12, 2024 to Mar 28, 2025
- Discretionary RAUM · $131M to $156MMar 12, 2024 to Mar 28, 2025
- HNW RAUM · $104M to $130MMar 12, 2024 to Mar 28, 2025
- Individual RAUM · $28.0M to $26.2MMar 12, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $591,288 to $59,004Mar 12, 2024 to Mar 28, 2025
- RAUM · $132M to $156MMar 12, 2024 to Mar 28, 2025
- Accounts · 614 to 545Feb 14, 2023 to Feb 26, 2024
- BD registered reps · 1 to 0Feb 14, 2023 to Feb 26, 2024
- HNW clients · 64 to 69Feb 14, 2023 to Feb 26, 2024
- Individual clients · 241 to 232Feb 14, 2023 to Feb 26, 2024
- Discretionary RAUM · $115M to $131MFeb 14, 2023 to Feb 26, 2024
- HNW RAUM · $85.7M to $104MFeb 14, 2023 to Feb 26, 2024
- Individual RAUM · $29.5M to $28.0MFeb 14, 2023 to Feb 26, 2024
- Non-discretionary RAUM · $587,441 to $591,288Feb 14, 2023 to Feb 26, 2024
- RAUM · $115M to $132MFeb 14, 2023 to Feb 26, 2024
- Accounts · 621 to 614Mar 6, 2022 to Feb 14, 2023
- HNW clients · 73 to 64Mar 6, 2022 to Feb 14, 2023
- Individual clients · 221 to 241Mar 6, 2022 to Feb 14, 2023
- Discretionary RAUM · $129M to $115MMar 6, 2022 to Feb 14, 2023
- HNW RAUM · $104M to $85.7MMar 6, 2022 to Feb 14, 2023
- Individual RAUM · $25.4M to $29.5MMar 6, 2022 to Feb 14, 2023
- Non-discretionary RAUM · $713,867 to $587,441Mar 6, 2022 to Feb 14, 2023
- RAUM · $130M to $115MMar 6, 2022 to Feb 14, 2023
- Accounts · 461 to 621Jul 1, 2021 to Mar 6, 2022
- HNW clients · 68 to 73Jul 1, 2021 to Mar 6, 2022
- Individual clients · 237 to 221Jul 1, 2021 to Mar 6, 2022
- Discretionary RAUM · $122M to $129MJul 1, 2021 to Mar 6, 2022
Signals
1 dated events
- D• • G• A••••••• G••••• L••••• filed its initial SEC registration (Form ADV)Jul 1, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- a••••@d•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- c•••@d•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 906-863-8069reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 906-863-8080reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- d•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 906-863-8069reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- d•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- d•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $95.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026