DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Crew Capital Management, Ltd.
Latest filing Mar 23, 2026
First filing on the tape Jul 31, 2020 · 23 filings
SEC status approved since Aug 31, 2020
RAUM
$235M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$235M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$33.6M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$235M as of Mar 23, 2026
Mar 12, 2021$183M then
HNW client RAUM$208M as of Mar 23, 2026
Mar 12, 2021$144M then
State-registered IARs (5.B.3)7 as of Mar 23, 2026
Mar 12, 20215 then
Employees (5.A)7 as of Mar 23, 2026
Mar 12, 20215 then
Private funds: no history
RAUM +8.8% over the last fiscal year+13% a year over threeIARs 8 to 7
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $33.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $436,764derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- -13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -26%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $103M, 193 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$208M88%
- Individuals$27.2M12%
- Individual clients
- 143reported
- HNW clients
- 60reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 539reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $103M for 193 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Frederick JungChartered Financial Analyst | Cincinnati, Oh | Apr 5, 2006 | 35 y | 2 |
| Matthew Ashley SwendimanChartered Financial Consultant, Chartered Financial Analyst | Cincinnati, Oh | Sep 11, 2015 | 24 y | 4 |
| Peter Paul BadenChartered Financial Analyst | Cincinnati, Oh | Jul 17, 2020 | 22 y | 4 |
| Rick Bell | Covington, Ky | Jul 22, 2020 | 19 y | 2 |
| Adam Victor Croll | Washington, Dc | Aug 11, 2020 | 11 y | 2 |
| Andrew Robert JungChartered Financial Analyst | Cincinnati, Oh | Feb 11, 2023 | 13 y | 0 |
| Tyler M Almeida | Cincinnati, Oh | Jan 1, 2026 | 19 y | 4 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount1 left over 36 months
Left, latest
- Daniel Allen Schneider to Horan Wealth, LLCOct 31, 2025 · RIA to RIA
- Kristine Sue O'Brien to Wealth Transitions, LLCOct 2, 2015 · RIA to a state-registered adviser
Joined, latest
- Tyler M Almeida from Eudaimonia Partners, LLCJan 1, 2026 · RIA to RIA
- Rick Bell from F/M Investments LLCJul 22, 2020 · Other
- Peter Paul Baden from F/M Investments LLCJul 17, 2020 · Other
- Matthew Ashley Swendiman from Knelman Asset Management Group, LLCSep 11, 2015 · Other
- Kristine Sue O'Brien from Haberer Registered Investment Advisor IncSep 12, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from F/M Investments LLCJul 16, 2020 · Cincinnati, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrew Jung · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- Frederick Robert Jung · Managing Directorcontrolsince 01/2003 · owns less than 5%
- Fredrick Robert Jung · Managing Membercontrolsince 01/2017 · owns 75% or more of Rfj Holdings Inc.
Entity owners
- Rfj Holdings Inc. · S Corporationdirect · owns 75% or more
Related persons
Schedule D 7.A
- Matthew A. Swendiman, CFAn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cincinnati, Oh · principal | 7 | 2 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Belgrade, MT1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 23, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $216,400,238 to $235,415,875, advisors 8 to 7, private clients 274 to 203, offices 1 to 1 (2025-03-12 to 2026-03-23)peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 572 to 539Feb 2, 2026 to Mar 23, 2026
- Advisory employees · 8 to 7Feb 2, 2026 to Mar 23, 2026
- HNW clients · 54 to 60Feb 2, 2026 to Mar 23, 2026
- Individual clients · 220 to 143Feb 2, 2026 to Mar 23, 2026
- Assets in custody · $62.2M to $103MFeb 2, 2026 to Mar 23, 2026
- Employees · 8 to 7Feb 2, 2026 to Mar 23, 2026
- State-registered IARs · 8 to 7Feb 2, 2026 to Mar 23, 2026
- Discretionary RAUM · $216M to $235MFeb 2, 2026 to Mar 23, 2026
- HNW RAUM · $166M to $208MFeb 2, 2026 to Mar 23, 2026
- Individual RAUM · $49.9M to $27.2MFeb 2, 2026 to Mar 23, 2026
- RAUM · $216M to $235MFeb 2, 2026 to Mar 23, 2026
- Accounts · 191 to 572Dec 11, 2024 to Mar 12, 2025
- Advisory employees · 7 to 8Dec 11, 2024 to Mar 12, 2025
- HNW clients · 21 to 54Dec 11, 2024 to Mar 12, 2025
- Individual clients · 170 to 220Dec 11, 2024 to Mar 12, 2025
- Assets in custody · $39.5M to $62.2MDec 11, 2024 to Mar 12, 2025
- Employees · 7 to 8Dec 11, 2024 to Mar 12, 2025
- Insurance-licensed employees · 4 to 3Dec 11, 2024 to Mar 12, 2025
- Financial planning clients · 26-50 to 51-100Dec 11, 2024 to Mar 12, 2025
- State-registered IARs · 7 to 8Dec 11, 2024 to Mar 12, 2025
- Other offices · 2 to 1Dec 11, 2024 to Mar 12, 2025
- Discretionary RAUM · $183M to $216MDec 11, 2024 to Mar 12, 2025
- HNW RAUM · $96.6M to $166MDec 11, 2024 to Mar 12, 2025
- Individual RAUM · $86.5M to $49.9MDec 11, 2024 to Mar 12, 2025
- RAUM · $183M to $216MDec 11, 2024 to Mar 12, 2025
- Other offices · 3 to 2Oct 4, 2024 to Dec 11, 2024
- Assets in custody · unset to 39479700.0Sep 13, 2024 to Oct 4, 2024
- Custody of client assets · false to trueSep 13, 2024 to Oct 4, 2024
- HQ city · unset to CINCINNATIJun 7, 2024 to Sep 13, 2024
- HQ state · unset to OHJun 7, 2024 to Sep 13, 2024
- Other offices · 2 to 3May 15, 2024 to Jun 7, 2024
- Accounts · 469 to 191Jan 22, 2024 to Mar 27, 2024
- Advisory employees · 6 to 7Jan 22, 2024 to Mar 27, 2024
- HNW clients · 59 to 21Jan 22, 2024 to Mar 27, 2024
- Individual clients · 134 to 170Jan 22, 2024 to Mar 27, 2024
- Financial planning clients · 0 to 26-50Jan 22, 2024 to Mar 27, 2024
- State-registered IARs · 6 to 7Jan 22, 2024 to Mar 27, 2024
- Discretionary RAUM · $164M to $183MJan 22, 2024 to Mar 27, 2024
- HNW RAUM · $136M to $96.6MJan 22, 2024 to Mar 27, 2024
- Individual RAUM · $27.9M to $86.5MJan 22, 2024 to Mar 27, 2024
Signals
6 dated events
- Daniel Allen Schneider left Crew Capital Management, Ltd. for Horan Wealth, Llc (registered 2025-11-04)Oct 31, 2025 · Advisor changed firm · fact
- Perdue Alisha Dowell (Chief Compliance Officer) no longer on Schedule A of Crew Capital Management, Ltd. (listed 2024-01-22, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Andrew Jung (Chief Compliance Officer) appeared on Schedule A of Crew Capital Management, Ltd.Mar 27, 2024 · Control person joined · fact
- Disbrow Ian Meiksins (Chief Compliance Officer) no longer on Schedule A of Crew Capital Management, Ltd. (listed 2022-12-21, absent 2023-02-17)Feb 17, 2023 · Control person left · inference
- Perdue Alisha Dowell (Chief Compliance Officer) appeared on Schedule A of Crew Capital Management, Ltd.Feb 17, 2023 · Control person joined · fact
- Crew Capital Management, Ltd. filed its initial SEC registration (Form ADV)Jul 31, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 513-245-2620reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/crew-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CREWCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 513-245-2620reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- crewcapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- crewcapital.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $33.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026