DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Bromfield Sneider Wealth Advisors, Inc.
Latest filing Jan 19, 2024
First filing on the tape Feb 10, 2012 · 24 filings
RAUM
$437M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$437M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$437M as of Jan 19, 2024
Feb 10, 2012$167M then
HNW client RAUM$425M as of Jan 19, 2024
Feb 23, 2018$299M then
State-registered IARs (5.B.3)2 as of Jan 19, 2024
Feb 10, 20120 then
Employees (5.A)4 as of Jan 19, 2024
Feb 14, 20133 then
Private funds: no history
RAUM +15% over the last fiscal year+4.7% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 19, 2024; every figure names its basis
- RAUM per advisor
- $218MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$425M97%
- Individuals$11.5M2.6%
- Individual clients
- 20reported
- HNW clients
- 96reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 319reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Eric Michael Sneider to Modera Wealth Management, LLCJul 12, 2024 · RIA to RIA
Joined, latest
- Eric Michael Sneider from LPL Financial LLCAug 19, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N/M/N Sandra Bromfield · Presidentcontrolsince 01/2002 · owns less than 5%
- Michael Eric Sneider · Principal And Chief Compliance Officercontrolsince 01/2002 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Westwood, Ma · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 315 to 319Feb 3, 2023 to Jan 19, 2024
- HNW clients · 97 to 96Feb 3, 2023 to Jan 19, 2024
- Discretionary RAUM · $380M to $437MFeb 3, 2023 to Jan 19, 2024
- HNW RAUM · $368M to $425MFeb 3, 2023 to Jan 19, 2024
- Individual RAUM · $12.7M to $11.5MFeb 3, 2023 to Jan 19, 2024
- RAUM · $380M to $437MFeb 3, 2023 to Jan 19, 2024
- Accounts · 293 to 315Jan 28, 2022 to Feb 3, 2023
- HNW clients · 99 to 97Jan 28, 2022 to Feb 3, 2023
- Individual clients · 13 to 20Jan 28, 2022 to Feb 3, 2023
- Discretionary RAUM · $433M to $380MJan 28, 2022 to Feb 3, 2023
- HNW RAUM · $425M to $368MJan 28, 2022 to Feb 3, 2023
- Individual RAUM · $7.5M to $12.7MJan 28, 2022 to Feb 3, 2023
- RAUM · $433M to $380MJan 28, 2022 to Feb 3, 2023
- Accounts · 287 to 293Jul 19, 2021 to Jan 28, 2022
- HNW clients · 100 to 99Jul 19, 2021 to Jan 28, 2022
- Individual clients · 16 to 13Jul 19, 2021 to Jan 28, 2022
- Discretionary RAUM · $381M to $433MJul 19, 2021 to Jan 28, 2022
- HNW RAUM · $372M to $425MJul 19, 2021 to Jan 28, 2022
- Individual RAUM · $9.1M to $7.5MJul 19, 2021 to Jan 28, 2022
- RAUM · $381M to $433MJul 19, 2021 to Jan 28, 2022
- Accounts · 280 to 287Jun 5, 2020 to Jan 22, 2021
- HNW clients · 96 to 100Jun 5, 2020 to Jan 22, 2021
- Individual clients · 19 to 16Jun 5, 2020 to Jan 22, 2021
- Financial planning clients · 1-10 to 0Jun 5, 2020 to Jan 22, 2021
- HQ city · CAMBRIDGE to WESTWOODJun 5, 2020 to Jan 22, 2021
- Discretionary RAUM · $342M to $381MJun 5, 2020 to Jan 22, 2021
- HNW RAUM · $332M to $372MJun 5, 2020 to Jan 22, 2021
- Individual RAUM · $10.1M to $9.1MJun 5, 2020 to Jan 22, 2021
- RAUM · $342M to $381MJun 5, 2020 to Jan 22, 2021
- HNW clients · 92 to 96Feb 13, 2019 to Jan 23, 2020
- Individual clients · 24 to 19Feb 13, 2019 to Jan 23, 2020
- Employees · 3 to 4Feb 13, 2019 to Jan 23, 2020
- Financial planning clients · 0 to 1-10Feb 13, 2019 to Jan 23, 2020
- Discretionary RAUM · $293M to $342MFeb 13, 2019 to Jan 23, 2020
- HNW RAUM · $279M to $332MFeb 13, 2019 to Jan 23, 2020
- Individual RAUM · $13.9M to $10.1MFeb 13, 2019 to Jan 23, 2020
- RAUM · $293M to $342MFeb 13, 2019 to Jan 23, 2020
- Accounts · 278 to 280Jun 15, 2018 to Feb 13, 2019
- Business name · BROMFIELD FINANCIAL ADVISORY GROUP, INC. to BROMFIELD SNEIDER WEALTH ADVISORS, INC.Jun 15, 2018 to Feb 13, 2019
- HNW clients · 94 to 92Jun 15, 2018 to Feb 13, 2019
Signals
1 dated events
- Eric Michael Sneider left Bromfield Sneider Wealth Advisors, Inc. for Modera Wealth Management, Llc (registered 2024-07-03)Jul 12, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026