DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

E••••••••• F•••••••• A•••••••

Independent wealth managerLargo, FloridaCRD 125738SEC 801-79018websiteIAPD
Legal name E••••••••• F•••••••• A•••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Dec 23, 2013 · 56 filings
SEC status approved since Jan 13, 2014
RAUM
$183M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$166M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$22.9M
derived; firm RAUM over IAPD count
Employees
18
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
56 filings and snapshots on the tape
RAUM$183M as of Mar 24, 2026
Mar 27, 2015$0 then
HNW client RAUM$150M as of Mar 24, 2026
Mar 30, 2018$2.8M then
State-registered IARs (5.B.3)6 as of Mar 24, 2026
Mar 27, 20152 then
Employees (5.A)18 as of Mar 24, 2026
Mar 27, 20157 then
Private funds: no history
RAUM +30% over the last fiscal year+29% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$22.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
36derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$953,218derivedHNW RAUM over HNW clients
Average account
$258,813derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.3derivedItem 5.A over advisors
Advisors per office
8.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+30%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+30%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$150M85%
  • Individuals$16.0M9.0%
  • Corporations and businesses$10.9M6.2%
  • Charitable organizations$412,7340.2%
Individual clients
134reported
HNW clients
157reported
Pension plan clients
n/areported
Charitable clients
3reported
Accounts
708reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.9 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • H•••• D••••• N•••• · Managing Member & Chief Executive Officercontrol
    since 11/2007 · owns 50% to 75%
  • M•••••• E•••• S••••• · Managing Member & Senior Financial Advisor & Ccocontrol
    since 04/2015 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Largo, Fl · principal810
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 525 to 708
    Feb 4, 2026 to Mar 24, 2026
  • Charity clients · 2 to 3
    Feb 4, 2026 to Mar 24, 2026
  • Corporate clients · 22 to 34
    Feb 4, 2026 to Mar 24, 2026
  • Individual clients · 67 to 134
    Feb 4, 2026 to Mar 24, 2026
  • Discretionary RAUM · $141M to $183M
    Feb 4, 2026 to Mar 24, 2026
  • HNW RAUM · $115M to $150M
    Feb 4, 2026 to Mar 24, 2026
  • Individual RAUM · $8.2M to $16.0M
    Feb 4, 2026 to Mar 24, 2026
  • RAUM · $141M to $183M
    Feb 4, 2026 to Mar 24, 2026
  • Financial planning clients · 251-500 to 251-500
    Feb 4, 2025 to Mar 11, 2025
  • Accounts · 465 to 525
    Jan 7, 2025 to Feb 4, 2025
  • Advisory employees · 5 to 6
    Jan 7, 2025 to Feb 4, 2025
  • Charity clients · 1 to 2
    Jan 7, 2025 to Feb 4, 2025
  • Corporate clients · 21 to 22
    Jan 7, 2025 to Feb 4, 2025
  • HNW clients · 154 to 157
    Jan 7, 2025 to Feb 4, 2025
  • Individual clients · 55 to 67
    Jan 7, 2025 to Feb 4, 2025
  • Employees · 17 to 18
    Jan 7, 2025 to Feb 4, 2025
  • State-registered IARs · 5 to 6
    Jan 7, 2025 to Feb 4, 2025
  • Discretionary RAUM · $114M to $141M
    Jan 7, 2025 to Feb 4, 2025
  • HNW RAUM · $93.0M to $115M
    Jan 7, 2025 to Feb 4, 2025
  • Individual RAUM · $7.3M to $8.2M
    Jan 7, 2025 to Feb 4, 2025
  • RAUM · $114M to $141M
    Jan 7, 2025 to Feb 4, 2025
  • Accounts · 348 to 465
    Feb 2, 2024 to Mar 4, 2024
  • Corporate clients · 12 to 21
    Feb 2, 2024 to Mar 4, 2024
  • HNW clients · 112 to 154
    Feb 2, 2024 to Mar 4, 2024
  • Individual clients · 60 to 55
    Feb 2, 2024 to Mar 4, 2024
  • Employees · 19 to 17
    Feb 2, 2024 to Mar 4, 2024
  • Discretionary RAUM · $84.8M to $114M
    Feb 2, 2024 to Mar 4, 2024
  • HNW RAUM · $65.7M to $93.0M
    Feb 2, 2024 to Mar 4, 2024
  • Individual RAUM · $6.9M to $7.3M
    Feb 2, 2024 to Mar 4, 2024
  • RAUM · $84.8M to $114M
    Feb 2, 2024 to Mar 4, 2024
  • Accounts · 267 to 348
    Feb 6, 2023 to Mar 20, 2023
  • Corporate clients · 14 to 12
    Feb 6, 2023 to Mar 20, 2023
  • HNW clients · 96 to 112
    Feb 6, 2023 to Mar 20, 2023
  • Individual clients · 55 to 60
    Feb 6, 2023 to Mar 20, 2023
  • Discretionary RAUM · $75.9M to $84.8M
    Feb 6, 2023 to Mar 20, 2023
  • HNW RAUM · $62.4M to $65.7M
    Feb 6, 2023 to Mar 20, 2023
  • Individual RAUM · $4.7M to $6.9M
    Feb 6, 2023 to Mar 20, 2023
  • RAUM · $75.9M to $84.8M
    Feb 6, 2023 to Mar 20, 2023
  • Accounts · 106 to 267
    Dec 10, 2021 to Mar 24, 2022
  • Advisory employees · 4 to 5
    Dec 10, 2021 to Mar 24, 2022
Signals
2 dated events
  • Christopher P••• Music (Managing Member/President & Chief Compliance Officer) no longer on Schedule A of E••••••••• F•••••••• A••••••• (listed 2018-12-27, absent 2019-03-30)
    Mar 30, 2019 · Control person left · inference
  • E••••••••• F•••••••• A••••••• filed its initial SEC registration (Form ADV)
    Dec 23, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
727-499-9860reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
727-588-1540reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/econologicsreportedpublic record, Form ADV, Sep 18, 2026
Website
ECONOLOGICS.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
727-588-1540reportedpublic record, Form ADV, Mar 24, 2026
Contact form
econologicsfinancialadvisors.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Team page
econologicsfinancialadvisors.com/about-us/meet-our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$22.9Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026