DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nestegg Advisors, Inc.
Latest filing Jun 30, 2026
First filing on the tape Jan 6, 2023 · 13 filings
SEC status approved since Feb 13, 2023
RAUM
$273M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$273M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$90.9M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$273M as of Jun 30, 2026
Mar 23, 2023$184M then
HNW client RAUM$218M as of Jun 30, 2026
Mar 23, 2023$129M then
State-registered IARs (5.B.3)3 as of Jun 30, 2026
Mar 23, 20233 then
Employees (5.A)5 as of Jun 30, 2026
Mar 23, 20236 then
Private funds: no history
RAUM +19% over the last fiscal year+14% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $90.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $432,929derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publicationsreportedItem 5.G
- Wrap fee program
- $273MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$218M80%
- Individuals$55.1M20%
- Individual clients
- 135reported
- HNW clients
- 102reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 630reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Peter LarsenCertified Financial Planner | Hauppauge, Ny | Dec 21, 2022 | 13 y | 6 |
| Evan Joshua LevyCertified Financial Planner | Hauppauge, Ny | Dec 21, 2022 | 12 y | 4 |
| Buddy Martin LevyCertified Financial Planner, Chartered Financial Consultant | Hauppauge, Ny | Dec 22, 2022 | 32 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Buddy Martin Levy from American Portfolios Advisors, IncDec 22, 2022 · Affiliated broker-dealer or bank to independent RIA
- Daniel Peter Larsen from American Portfolios Advisors, IncDec 21, 2022 · Affiliated broker-dealer or bank to independent RIA
- Evan Joshua Levy from American Portfolios Advisors, IncDec 21, 2022 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from American Portfolios Advisors, IncJan 5, 2023 · Holbrook, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Martin Buddy Levy · President And Ccocontrolsince 03/1996 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hauppauge, Ny · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 597 to 630Dec 4, 2025 to Feb 27, 2026
- HNW clients · 78 to 102Dec 4, 2025 to Feb 27, 2026
- Individual clients · 154 to 135Dec 4, 2025 to Feb 27, 2026
- Employees · 6 to 5Dec 4, 2025 to Feb 27, 2026
- Financial planning clients · 26-50 to 11-25Dec 4, 2025 to Feb 27, 2026
- Discretionary RAUM · $229M to $273MDec 4, 2025 to Feb 27, 2026
- HNW RAUM · $167M to $218MDec 4, 2025 to Feb 27, 2026
- Individual RAUM · $62.2M to $55.1MDec 4, 2025 to Feb 27, 2026
- RAUM · $229M to $273MDec 4, 2025 to Feb 27, 2026
- Financial planning clients · 26-50 to 26-50Feb 12, 2025 to Mar 31, 2025
- Accounts · 563 to 597Oct 14, 2024 to Feb 12, 2025
- Advisory activities · 4 to 3Oct 14, 2024 to Feb 12, 2025
- HNW clients · 70 to 78Oct 14, 2024 to Feb 12, 2025
- Individual clients · 160 to 154Oct 14, 2024 to Feb 12, 2025
- Employees · 4 to 6Oct 14, 2024 to Feb 12, 2025
- Financial planning clients · 0 to 26-50Oct 14, 2024 to Feb 12, 2025
- Discretionary RAUM · $198M to $229MOct 14, 2024 to Feb 12, 2025
- HNW RAUM · $127M to $167MOct 14, 2024 to Feb 12, 2025
- Individual RAUM · $70.7M to $62.2MOct 14, 2024 to Feb 12, 2025
- RAUM · $198M to $229MOct 14, 2024 to Feb 12, 2025
- Accounts · 558 to 563Mar 28, 2023 to Jan 23, 2024
- BD registered reps · 4 to 3Mar 28, 2023 to Jan 23, 2024
- HNW clients · 69 to 70Mar 28, 2023 to Jan 23, 2024
- Individual clients · 225 to 160Mar 28, 2023 to Jan 23, 2024
- Employees · 6 to 4Mar 28, 2023 to Jan 23, 2024
- Financial planning clients · 51-100 to 0Mar 28, 2023 to Jan 23, 2024
- Other offices · 1 to 2Mar 28, 2023 to Jan 23, 2024
- Discretionary RAUM · $184M to $198MMar 28, 2023 to Jan 23, 2024
- HNW RAUM · $129M to $127MMar 28, 2023 to Jan 23, 2024
- Individual RAUM · $55.1M to $70.7MMar 28, 2023 to Jan 23, 2024
- RAUM · $184M to $198MMar 28, 2023 to Jan 23, 2024
- Accounts · 549 to 558Feb 13, 2023 to Mar 23, 2023
- BD registered reps · 3 to 4Feb 13, 2023 to Mar 23, 2023
- HNW clients · 58 to 69Feb 13, 2023 to Mar 23, 2023
- Individual clients · 165 to 225Feb 13, 2023 to Mar 23, 2023
- Employees · 5 to 6Feb 13, 2023 to Mar 23, 2023
- Financial planning clients · 1-10 to 51-100Feb 13, 2023 to Mar 23, 2023
- Other offices · 0 to 1Feb 13, 2023 to Mar 23, 2023
- Discretionary RAUM · $172M to $184MFeb 13, 2023 to Mar 23, 2023
- HNW RAUM · $106M to $129MFeb 13, 2023 to Mar 23, 2023
Signals
2 dated events
- Nestegg Advisors, Inc. filed its initial SEC registration (Form ADV)Jan 6, 2023 · First SEC registration · fact
- 3 advisors left American Portfolios Advisors, Inc (Holbrook, NY) for Nestegg Advisors, Inc. on the same dayJan 5, 2023 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@nesteggadvisors.netreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- leslieelsner@nesteggadvisors.netreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- sgoldberg@nesteggadvisors.netreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 631-952-2177reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 631-952-2700reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- NESTEGGADVISORS.NETreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 631-952-2700reportedpublic record, Form ADV, Jun 30, 2026
- Contact form
- nesteggadvisors.net/contactreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- nesteggadvisors.net/our-teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $90.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026