RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• P•••• L•••••
- Business email
- dlarsen@nesteggadvisors.netreportednesteggadvisors.netfirm site, Sep 17, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- N•••••• A•••••••• I••• independent RIA currentsince Dec 21, 2022 · Hauppauge, Ny
- A••••••• P••••••••• A•••••••• I•• formerNov 8, 2018 to Jan 5, 2023 · Holbrook, Ny
- C••••• A•••••• N••••••• L•• formerMar 8, 2017 to Oct 5, 2018 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedOct 11, 2016 to Feb 10, 2017 · La Jolla, Ca
- C••••• A•••••• N••••••• L•• formerJan 2, 2015 to Sep 9, 2016 · San Diego, Ca
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMar 24, 2014 to Oct 13, 2014 · Thousand Oaks, Ca
- C••••••••• W••••• A•••••••• I••• unclassifiedMar 13, 2013 to May 31, 2013 · Carslsbad, Ca
- A••••••• P••••••••• A•••••••• I•• to N•••••• A•••••••• I•••left Jan 5, 2023, registered Dec 21, 2022 (-15 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- C••••• A•••••• N••••••• L•• to A••••••• P••••••••• A•••••••• I••left Oct 5, 2018, registered Nov 8, 2018 (34 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to C••••• A•••••• N••••••• L••left Feb 10, 2017, registered Mar 8, 2017 (26 days) · Other
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left Sep 9, 2016, registered Oct 11, 2016 (32 days) · Other
- T••••••• I••••••••• M••••••••• I••• to C••••• A•••••• N••••••• L••left Oct 13, 2014, registered Jan 2, 2015 (81 days) · Other
- C••••••••• W••••• A•••••••• I••• to T••••••• I••••••••• M••••••••• I•••left May 31, 2013, registered Mar 24, 2014 (297 days) · Other
- D••••• P•••• L••••• left A••••••• P••••••••• A•••••••• I•• for N•••••• A•••••••• I••• (registered 2022-12-21)Jan 5, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address