DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• M••••••••• A•••••••• I•••
Latest filing Mar 27, 2026
First filing on the tape Mar 20, 2012 · 21 filings
SEC status approved since Nov 5, 2009
RAUM
$162M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$162M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$162M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$162M as of Mar 27, 2026
Mar 20, 2012$168M then
HNW client RAUM$159M as of Mar 27, 2026
Feb 21, 2018$115M then
State-registered IARs (5.B.3)1 as of Mar 27, 2026
Mar 20, 20120 then
Employees (5.A)1 as of Mar 27, 2026
Feb 1, 20132 then
Private funds: no history
RAUM +4.5% over the last fiscal year+7.2% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $162MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$159M98%
- Individuals$3.2M2.0%
- Individual clients
- 18reported
- HNW clients
- 51reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 132reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• M•••••• A•••• | Troy, Mi | Mar 11, 2024 | 44 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••• M•••••• A•••• to F••••• C•••••••••Nov 9, 2009 · Other
Joined, latest
- C•••• M•••••• A•••• from F••••• C•••••••••Mar 11, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• C••••• M•••••• · Vice President/Chief Compliance Officercontrolsince 05/1991 · owns 50% to 75%
- N•••••• J•••• F•••••• · Presidentcontrolsince 08/1981 · owns 50% to 75%
Related persons
Schedule D 7.A
- C••••••••• M••••••••• F•••••••• S•••••••• I•••broker-dealerreal estatey
- F••••• C•••••••••investment advisern
Advisers that list C••••••••• M••••••••• A•••••••• I••• as a related person
- 159265 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 130 to 132Feb 7, 2025 to Mar 27, 2026
- Individual clients · 23 to 18Feb 7, 2025 to Mar 27, 2026
- Discretionary RAUM · $155M to $161MFeb 7, 2025 to Mar 27, 2026
- HNW RAUM · $149M to $159MFeb 7, 2025 to Mar 27, 2026
- Individual RAUM · $6.0M to $3.2MFeb 7, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $0 to $794,193Feb 7, 2025 to Mar 27, 2026
- RAUM · $155M to $162MFeb 7, 2025 to Mar 27, 2026
- Accounts · 159 to 130Jan 24, 2024 to Feb 7, 2025
- Advisory employees · 2 to 1Jan 24, 2024 to Feb 7, 2025
- BD registered reps · 2 to 1Jan 24, 2024 to Feb 7, 2025
- HNW clients · 66 to 51Jan 24, 2024 to Feb 7, 2025
- Individual clients · 17 to 23Jan 24, 2024 to Feb 7, 2025
- Employees · 2 to 1Jan 24, 2024 to Feb 7, 2025
- Insurance-licensed employees · 2 to 0Jan 24, 2024 to Feb 7, 2025
- Financial planning clients · 51-100 to 51-100Jan 24, 2024 to Feb 7, 2025
- State-registered IARs · 2 to 1Jan 24, 2024 to Feb 7, 2025
- Discretionary RAUM · $141M to $155MJan 24, 2024 to Feb 7, 2025
- HNW RAUM · $147M to $149MJan 24, 2024 to Feb 7, 2025
- Individual RAUM · $1.7M to $6.0MJan 24, 2024 to Feb 7, 2025
- Non-discretionary RAUM · $7.4M to $0Jan 24, 2024 to Feb 7, 2025
- RAUM · $149M to $155MJan 24, 2024 to Feb 7, 2025
- Related adviser · true to falseJan 24, 2024 to Feb 7, 2025
- Accounts · 107 to 159Feb 1, 2023 to Jan 24, 2024
- HNW clients · 73 to 66Feb 1, 2023 to Jan 24, 2024
- Discretionary RAUM · $131M to $141MFeb 1, 2023 to Jan 24, 2024
- HNW RAUM · $131M to $147MFeb 1, 2023 to Jan 24, 2024
- Individual RAUM · $505,841 to $1.7MFeb 1, 2023 to Jan 24, 2024
- Non-discretionary RAUM · $102,024 to $7.4MFeb 1, 2023 to Jan 24, 2024
- RAUM · $131M to $149MFeb 1, 2023 to Jan 24, 2024
- Accounts · 183 to 107Feb 10, 2022 to Feb 1, 2023
- HNW clients · 45 to 73Feb 10, 2022 to Feb 1, 2023
- Individual clients · 10 to 17Feb 10, 2022 to Feb 1, 2023
- Discretionary RAUM · $153M to $131MFeb 10, 2022 to Feb 1, 2023
- HNW RAUM · $151M to $131MFeb 10, 2022 to Feb 1, 2023
- Individual RAUM · $1.7M to $505,841Feb 10, 2022 to Feb 1, 2023
- Non-discretionary RAUM · $0 to $102,024Feb 10, 2022 to Feb 1, 2023
- RAUM · $153M to $131MFeb 10, 2022 to Feb 1, 2023
- Accounts · 175 to 183May 13, 2021 to Feb 10, 2022
- HNW clients · 77 to 45May 13, 2021 to Feb 10, 2022
- Individual clients · 12 to 10May 13, 2021 to Feb 10, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- C•••••••••MGT.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-540-7511reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $162Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026