DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Five Mile River Investment Management, LLC
Latest filing Jun 29, 2026
First filing on the tape Mar 12, 2012 · 10 filings
SEC status approved since Jun 25, 2026
RAUM
$109M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$105M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$36.2M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$109M as of Jun 29, 2026
Mar 23, 2012$59.5M then
HNW client RAUM: $105M
State-registered IARs (5.B.3)3 as of Jun 29, 2026
Mar 23, 20120 then
Employees (5.A): 4
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $36.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $974,372derivedHNW RAUM over HNW clients
- Average account
- $988,116derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$105M97%
- Charitable organizations$2.4M2.2%
- Pension and profit-sharing plans$1.1M1.0%
- Individual clients
- n/areported
- HNW clients
- 108reported
- Pension plan clients
- 1reported
- Charitable clients
- 1reported
- Accounts
- 110reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thayer Brown Robbins | Okatie, Sc | Apr 7, 2003 | 45 y | 1 |
| Lee Crawford GarciaChartered Financial Analyst | Scottsdale, Az | Apr 7, 2003 | 23 y | 1 |
| Mary Spalding Robbins | Petaluma, Ca | Sep 7, 2025 | 12 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Mary Spalding Robbins from Fifth Third Wealth Advisors LLCSep 7, 2025 · Other
- Lee Crawford Garcia from T.Robbins Capital Management LLCApr 7, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Crawford Lee Garcia · Managing Directorcontrolsince 01/2003 · owns 50% to 75%
- Scott Martha Robbins · President/ Compliance Officercontrolsince 01/2003 · owns 25% to 50%
- Brown Thayer Robbins · Managing Director Chief Compliance Officercontrolsince 01/2003 · owns 25% to 50%
Related persons
Schedule D 7.A
- T.Robbins Capital Management LLCinvestment adviserpooled vehicle sponsoryRAUM $32.1M
Advisers that list Five Mile River Investment Management, LLC as a related person
- 124673 y
Offices
Schedule D 1.F, the 25 largest
- Scottsdale, AZ
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Jun 29, 2026portfolio management for pooled vehicles (Item 5.G.4): yes on the filing of 2012-06-12, no on the filing of 2026-06-29peers: independent wealth managers, $100M to $500M (5,676)
- business activity changedChange between filings · filing Jun 29, 2026advises private funds (Item 7.B): yes on the filing of 2012-06-12, no on the filing of 2026-06-29peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 178 to 110Jun 12, 2012 to Jun 29, 2026
- Advisory employees · unset to 3.0Jun 12, 2012 to Jun 29, 2026
- Advisory activities · 2 to 1Jun 12, 2012 to Jun 29, 2026
- Business name · FIVE MILE RIVER I. M. L.L.C. to FIVE MILE RIVER INVESTMENT MANAGEMENT, LLCJun 12, 2012 to Jun 29, 2026
- Charity clients · unset to 1.0Jun 12, 2012 to Jun 29, 2026
- HNW clients · unset to 108.0Jun 12, 2012 to Jun 29, 2026
- Pension plan clients · unset to 1.0Jun 12, 2012 to Jun 29, 2026
- Employees · unset to 4.0Jun 12, 2012 to Jun 29, 2026
- Insurance-licensed employees · 1 to 0Jun 12, 2012 to Jun 29, 2026
- Financial planning clients · 0 to Jun 12, 2012 to Jun 29, 2026
- HQ city · STAMFORD to Jun 12, 2012 to Jun 29, 2026
- HQ state · CT to Jun 12, 2012 to Jun 29, 2026
- State-registered IARs · 0 to 3Jun 12, 2012 to Jun 29, 2026
- Legal name · FIVE MILE RIVER INVESTMENT MANAGEMENT L.L.C. to FIVE MILE RIVER INVESTMENT MANAGEMENT, LLCJun 12, 2012 to Jun 29, 2026
- Other offices · unset to 2.0Jun 12, 2012 to Jun 29, 2026
- Discretionary RAUM · $59.5M to $109MJun 12, 2012 to Jun 29, 2026
- HNW RAUM · unset to 105232169.0Jun 12, 2012 to Jun 29, 2026
- Pension RAUM · unset to 1106725.0Jun 12, 2012 to Jun 29, 2026
- RAUM · $59.5M to $109MJun 12, 2012 to Jun 29, 2026
- Related adviser · true to falseJun 12, 2012 to Jun 29, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@fivemileriver.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 203-388-4810reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 203-388-4811reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 480-687-2751reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- FIVEMILERIVER.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-388-4848reportedpublic record, Form ADV, Jun 29, 2026
- Contact form
- FIVEMILERIVER.COM/contact-us.htmlreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $36.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026