DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Latest filing Mar 18, 2026
First filing on the tape Feb 14, 2012 · 21 filings
SEC status approved since Mar 20, 2012
RAUM
$280M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
19%
$53.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$280M as of Mar 18, 2026
Mar 25, 2013$163M then
HNW client RAUM$52.5M as of Mar 18, 2026
Mar 28, 2018$9.8M then
State-registered IARs (5.B.3)0 as of Mar 18, 2026
Mar 25, 20130 then
Employees (5.A)2 as of Mar 18, 2026
Mar 25, 20133 then
Private funds1 as of Mar 18, 2026
Mar 25, 20131 then
RAUM -9.2% over the last fiscal year+2.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $6.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$212M76%
- High-net-worth individuals$52.5M19%
- Charitable organizations$6.7M2.4%
- Other investment advisers$4.4M1.6%
- Corporations and businesses$2.7M1.0%
- Individuals$1.4M0.5%
- Insurance companies$38,4960.0%
- Individual clients
- n/areported
- HNW clients
- 20reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 42reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.19 fund_share=0.77 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••••• C•••••• M•••••• B••• P•••••••• M••••• F•••• L••• | Hedge Fund | $286M | 35 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• P•••• C••• · President & Ccocontrolsince 03/1995 · owns 75% or more
Related persons
Schedule D 7.A
- G•••••••• C•••••• M••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 35 to 42Mar 18, 2025 to Mar 18, 2026
- HNW clients · 15 to 20Mar 18, 2025 to Mar 18, 2026
- HQ city · LONG ISLAND CITY to Mar 18, 2025 to Mar 18, 2026
- HQ state · NY to Mar 18, 2025 to Mar 18, 2026
- Discretionary RAUM · $308M to $280MMar 18, 2025 to Mar 18, 2026
- HNW RAUM · $35.3M to $52.5MMar 18, 2025 to Mar 18, 2026
- Individual RAUM · $1.3M to $1.4MMar 18, 2025 to Mar 18, 2026
- Pooled vehicle RAUM · $259M to $212MMar 18, 2025 to Mar 18, 2026
- RAUM · $308M to $280MMar 18, 2025 to Mar 18, 2026
- Accounts · 34 to 35Mar 21, 2024 to Mar 18, 2025
- Corporate clients · 6.0 to unsetMar 21, 2024 to Mar 18, 2025
- HNW clients · 16 to 15Mar 21, 2024 to Mar 18, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 18, 2025
- Discretionary RAUM · $334M to $308MMar 21, 2024 to Mar 18, 2025
- HNW RAUM · $28.8M to $35.3MMar 21, 2024 to Mar 18, 2025
- Individual RAUM · $679,384 to $1.3MMar 21, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $286M to $259MMar 21, 2024 to Mar 18, 2025
- RAUM · $334M to $308MMar 21, 2024 to Mar 18, 2025
- Accounts · 24 to 34Mar 24, 2023 to Mar 21, 2024
- Advisory employees · 3 to 2Mar 24, 2023 to Mar 21, 2024
- Corporate clients · unset to 6.0Mar 24, 2023 to Mar 21, 2024
- HNW clients · 12 to 16Mar 24, 2023 to Mar 21, 2024
- Pension plan clients · unset to 0.0Mar 24, 2023 to Mar 21, 2024
- Employees · 3 to 2Mar 24, 2023 to Mar 21, 2024
- Discretionary RAUM · $264M to $334MMar 24, 2023 to Mar 21, 2024
- HNW RAUM · $24.3M to $28.8MMar 24, 2023 to Mar 21, 2024
- Individual RAUM · $486,823 to $679,384Mar 24, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $219M to $286MMar 24, 2023 to Mar 21, 2024
- RAUM · $264M to $334MMar 24, 2023 to Mar 21, 2024
- Accounts · 22 to 24Mar 24, 2022 to Mar 24, 2023
- Discretionary RAUM · $231M to $264MMar 24, 2022 to Mar 24, 2023
- HNW RAUM · $26.5M to $24.3MMar 24, 2022 to Mar 24, 2023
- Individual RAUM · $639,084 to $486,823Mar 24, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $188M to $219MMar 24, 2022 to Mar 24, 2023
- RAUM · $231M to $264MMar 24, 2022 to Mar 24, 2023
- Accounts · 21 to 22Mar 10, 2021 to Mar 24, 2022
- Discretionary RAUM · $265M to $231MMar 10, 2021 to Mar 24, 2022
- HNW RAUM · $25.5M to $26.5MMar 10, 2021 to Mar 24, 2022
- Individual RAUM · $494,738 to $639,084Mar 10, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $225M to $188MMar 10, 2021 to Mar 24, 2022
Signals
1 dated events
- G•••••••• C•••••• C•••• reported RAUM $265.0M, down 44% from $474.5M (2020-06-19 to 2021-03-10)Mar 10, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/goldstein-capital-corpreportedpublic record, Form ADV, Sep 19, 2026
- Website
- G••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-750-7450reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026