DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G•••••••• C•••••• M•••••• B••• P•••••••• M••••• F•••• L•••
Gross asset value
$286M
as of Mar 21, 2024; not a fund size
Peak GAV
$437M
highest filing
Owners
35
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
19%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
20%
Reported
19 filings
Feb 14, 2012 to Mar 21, 2024
Reporting history
one row per Form ADV filing
Gross asset value$286M as of Mar 21, 2024
Feb 14, 2012$63.0M then
Owners35 as of Mar 21, 2024
Feb 14, 201240 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- yes, 27% of the adviser's clients investedreported
- Form D file number
- 021-174287reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Industrial And Commercial Bank Of China Financial Services LLCNew York, New York
- Mirae Asset Securities (USA) Inc.New York, New York
- U.S. BankPhiladelphia, Pennsylvania
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 19%reportedadviser and related persons