DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••• W••••• M•••••••••
Legal name T••••••• P••••••• F•••••••• P•••••••• L••
Latest filing Feb 25, 2026
First filing on the tape Feb 6, 2012 · 11 filings
SEC status approved since Feb 4, 2021
RAUM
$194M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
99%
$193M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$97.0M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$194M as of Feb 25, 2026
Feb 6, 2012$53.5M then
HNW client RAUM$146M as of Feb 25, 2026
Mar 10, 2022$94.0M then
State-registered IARs (5.B.3)2 as of Feb 25, 2026
Feb 6, 20120 then
Employees (5.A)3 as of Feb 25, 2026
Mar 10, 20223 then
Private funds: no history
RAUM +19% over the last fiscal year+13% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $97.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 90derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $432,166derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.3%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $79.6M, 79 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$146M75%
- Individuals$47.4M24%
- Corporations and businesses$815,6780.4%
- Charitable organizations$287,4040.1%
- Individual clients
- 119reported
- HNW clients
- 60reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 449reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $79.6M for 79 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••••• K•••••• T•••••••• J•Certified Financial Planner | Columbus, Ga | Jan 1, 2004 | 25 y | 0 |
| T•••• A••••• T•••••••Certified Financial Planner, Chartered Financial Analyst | Columbus, Ga | Apr 1, 2008 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T•••••••• T••••• A••••• · Chief Compliance Officercontrolsince 01/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbus, Ga · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 423 to 449Mar 3, 2025 to Feb 25, 2026
- HNW clients · 59 to 60Mar 3, 2025 to Feb 25, 2026
- Individual clients · 111 to 119Mar 3, 2025 to Feb 25, 2026
- Assets in custody · $59.2M to $79.6MMar 3, 2025 to Feb 25, 2026
- Discretionary RAUM · $163M to $188MMar 3, 2025 to Feb 25, 2026
- HNW RAUM · $123M to $146MMar 3, 2025 to Feb 25, 2026
- Individual RAUM · $39.9M to $47.4MMar 3, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $742,563 to $5.7MMar 3, 2025 to Feb 25, 2026
- RAUM · $164M to $194MMar 3, 2025 to Feb 25, 2026
- Accounts · 425 to 423Mar 12, 2024 to Mar 3, 2025
- Individual clients · 110 to 111Mar 12, 2024 to Mar 3, 2025
- Assets in custody · $52.8M to $59.2MMar 12, 2024 to Mar 3, 2025
- Financial planning clients · 26-50 to 26-50Mar 12, 2024 to Mar 3, 2025
- Discretionary RAUM · $152M to $163MMar 12, 2024 to Mar 3, 2025
- HNW RAUM · $116M to $123MMar 12, 2024 to Mar 3, 2025
- Individual RAUM · $35.2M to $39.9MMar 12, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $89,263 to $742,563Mar 12, 2024 to Mar 3, 2025
- RAUM · $152M to $164MMar 12, 2024 to Mar 3, 2025
- Accounts · 399 to 425Mar 7, 2023 to Mar 12, 2024
- HNW clients · 50 to 59Mar 7, 2023 to Mar 12, 2024
- Individual clients · 115 to 110Mar 7, 2023 to Mar 12, 2024
- Assets in custody · $43.4M to $52.8MMar 7, 2023 to Mar 12, 2024
- Discretionary RAUM · $133M to $152MMar 7, 2023 to Mar 12, 2024
- HNW RAUM · $96.4M to $116MMar 7, 2023 to Mar 12, 2024
- Individual RAUM · $37.4M to $35.2MMar 7, 2023 to Mar 12, 2024
- Non-discretionary RAUM · $1.3M to $89,263Mar 7, 2023 to Mar 12, 2024
- RAUM · $134M to $152MMar 7, 2023 to Mar 12, 2024
- Accounts · 377 to 399Oct 31, 2022 to Mar 7, 2023
- HNW clients · 46 to 50Oct 31, 2022 to Mar 7, 2023
- Individual clients · 110 to 115Oct 31, 2022 to Mar 7, 2023
- Assets in custody · unset to 43399496.0Oct 31, 2022 to Mar 7, 2023
- Custody of client assets · false to trueOct 31, 2022 to Mar 7, 2023
- Discretionary RAUM · $131M to $133MOct 31, 2022 to Mar 7, 2023
- HNW RAUM · $94.0M to $96.4MOct 31, 2022 to Mar 7, 2023
- Individual RAUM · $37.0M to $37.4MOct 31, 2022 to Mar 7, 2023
- Non-discretionary RAUM · $1.3M to $1.3MOct 31, 2022 to Mar 7, 2023
- RAUM · $132M to $134MOct 31, 2022 to Mar 7, 2023
- Accounts · 344 to 377Jan 5, 2021 to Mar 10, 2022
- Individual clients · 96 to 110Jan 5, 2021 to Mar 10, 2022
- Discretionary RAUM · $116M to $131MJan 5, 2021 to Mar 10, 2022
Signals
2 dated events
- T••••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Jan 5, 2021 · First SEC registration · fact
- Kenneth Burnett Jr Townsend (President) no longer on Schedule A of T••••••• W••••• M••••••••• (listed 2012-03-01, absent 2021-01-05)Jan 5, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 706-221-8200reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 706-221-8600reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- T•••••••WM.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 706-221-8200reportedpublic record, Form ADV, Feb 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $97.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026