DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

N••••••• F•••••••• S•••••••• L••

Independent wealth managerJohns Creek, GeorgiaCRD 126666SEC 801-132858websiteIAPD
Latest filing Mar 9, 2026
First filing on the tape Apr 25, 2025 · 2 filings
SEC status approved since May 27, 2025
RAUM
$128M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$128M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$64.1M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$128M as of Mar 9, 2026
Apr 25, 2025$122M then
HNW client RAUM$91.0M as of Mar 9, 2026
Apr 25, 2025$85.4M then
State-registered IARs (5.B.3)2 as of Mar 9, 2026
Apr 25, 20252 then
Employees (5.A)5 as of Mar 9, 2026
Apr 25, 20255 then
Private funds: no history
RAUM +5.2% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$64.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
54derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.2MderivedHNW RAUM over HNW clients
Average account
$382,467derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+5.2%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+1.9%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$91.0M71%
  • Individuals$37.2M29%
Individual clients
65reported
HNW clients
42reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
335reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R••••• C•••Johns Creek, GaSep 21, 201626 y2
R••••• J••••• O••••••••Certified Financial PlannerJohns Creek, GaNov 21, 201623 y4
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • C•••• R•••••• C••••• · President & Chief Compliance Officercontrol
      since 08/2016 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Johns Creek, Ga · principal200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 332 to 335
      Apr 25, 2025 to Mar 9, 2026
    • HNW clients · 41 to 42
      Apr 25, 2025 to Mar 9, 2026
    • Individual clients · 64 to 65
      Apr 25, 2025 to Mar 9, 2026
    • Discretionary RAUM · $122M to $128M
      Apr 25, 2025 to Mar 9, 2026
    • HNW RAUM · $85.4M to $91.0M
      Apr 25, 2025 to Mar 9, 2026
    • Individual RAUM · $36.4M to $37.2M
      Apr 25, 2025 to Mar 9, 2026
    • RAUM · $122M to $128M
      Apr 25, 2025 to Mar 9, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    678-319-0111reportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    678-319-0185reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    networthfs.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    678-319-0111reportedpublic record, Form ADV, Mar 9, 2026
    Contact form
    networthfs.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $64.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026