RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• L••• V•• H••••
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Jan 11, 2021 · Bluffton, Sc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 13, 2016 to Sep 15, 2020 · Hilton Head Island, Sc
- A••••• I••••••• M•••• • A••••••••• I••• independent RIAApr 8, 2016 to Aug 31, 2016 · Savannah, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V••• F•••••••• A•••••••• I•••left Sep 15, 2020, registered Jan 11, 2021 (118 days) · Wirehouse to affiliated broker-dealer or bank
- A••••• I••••••• M•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 31, 2016, registered Oct 13, 2016 (43 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address