DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Yale Capital Corp.
Legal name Texas Yale Capital Corp.
Latest filing Aug 28, 2026
First filing on the tape Mar 27, 2012 · 36 filings
SEC status approved since Apr 8, 2005
RAUM
$5.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$5.6B individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$1.1B
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$5.6B as of Aug 28, 2026
Mar 27, 2012$706M then
HNW client RAUM$5.6B as of Aug 28, 2026
Mar 29, 2018$1.7B then
State-registered IARs (5.B.3)5 as of Aug 28, 2026
Mar 26, 20136 then
Employees (5.A)7 as of Aug 28, 2026
Mar 26, 201312 then
Private funds: no history
RAUM +39% over the last fiscal year+27% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $1.1BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $47.6MderivedHNW RAUM over HNW clients
- Average account
- $47.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 1.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $1.0B, 51 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.6B100%
- Individual clients
- n/areported
- HNW clients
- 118reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 118reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.0B for 51 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Cheyne Clifford Pace | St. Petersburg, Fl | Sep 8, 2004 | 32 y | 1 |
| Andrew Garrett Hollister | St. Petersburg, Fl | Jun 13, 2008 | 18 y | 0 |
| Stanley Holland Black | St. Petersburg, Fl | Feb 7, 2014 | 18 y | 2 |
| Weston Myles NewmanChartered Financial Analyst | St. Petersburg, Fl | Mar 19, 2020 | 12 y | 1 |
| Kelly James Collins | St. Petersburg, Fl | Apr 18, 2023 | 12 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Burton Snyder Wiand to Aspen Grove Capital, LLCMay 18, 2023 · RIA to RIA
- Brandon Edward White to Coyle Capital, LLCOct 27, 2014 · Other
Joined, latest
- Kelly James Collins from Transamerica Financial Advisors, LLCApr 18, 2023 · Affiliated broker-dealer or bank to independent RIA
- Weston Myles Newman from Goodpasture GrayMar 19, 2020 · RIA to RIA
- Burton Snyder Wiand from Gfs Private WealthFeb 8, 2017 · Other
- Stanley Holland Black from Per Stirling Capital Management, LLCFeb 7, 2014 · Other
- Brandon Edward White from Alpha Capital ManagementJan 4, 2012 · Other
- Cheyne Clifford Pace from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 8, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Holland Stanley Black · Chief Operating Officercontrolsince 01/2021 · owns less than 5%
- Clifford Cheyne Pace · Chief Compliance Officercontrolsince 08/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Petersburg, Fl | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- St Petersburg, FL1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 28, 2026BLACK, STANLEY, HOLLAND (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2012-03-27 and 2026-08-28peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 115 to 118May 7, 2026 to Aug 28, 2026
- HNW clients · 117 to 118May 7, 2026 to Aug 28, 2026
- Assets in custody · $1.1B to $1.0BMay 7, 2026 to Aug 28, 2026
- Discretionary RAUM · $4.9B to $5.6BMay 7, 2026 to Aug 28, 2026
- HNW RAUM · $4.9B to $5.6BMay 7, 2026 to Aug 28, 2026
- RAUM · $4.9B to $5.6BMay 7, 2026 to Aug 28, 2026
- Accounts · 117 to 115Apr 27, 2026 to May 7, 2026
- Accounts · 112 to 117Jul 30, 2025 to Mar 23, 2026
- HNW clients · 112 to 117Jul 30, 2025 to Mar 23, 2026
- Assets in custody · $1.0B to $1.1BJul 30, 2025 to Mar 23, 2026
- Discretionary RAUM · $4.0B to $4.9BJul 30, 2025 to Mar 23, 2026
- HNW RAUM · $4.0B to $4.9BJul 30, 2025 to Mar 23, 2026
- RAUM · $4.0B to $4.9BJul 30, 2025 to Mar 23, 2026
- Financial planning clients · 1-10 to 1-10Mar 24, 2025 to Jul 30, 2025
- Accounts · 101 to 112Mar 26, 2024 to Mar 24, 2025
- Advisory employees · 3 to 4Mar 26, 2024 to Mar 24, 2025
- HNW clients · 101 to 112Mar 26, 2024 to Mar 24, 2025
- Assets in custody · $925M to $1.0BMar 26, 2024 to Mar 24, 2025
- Employees · 6 to 7Mar 26, 2024 to Mar 24, 2025
- State-registered IARs · 4 to 5Mar 26, 2024 to Mar 24, 2025
- Other offices · 4 to 3Mar 26, 2024 to Mar 24, 2025
- Discretionary RAUM · $3.5B to $4.0BMar 26, 2024 to Mar 24, 2025
- HNW RAUM · $3.5B to $4.0BMar 26, 2024 to Mar 24, 2025
- RAUM · $3.5B to $4.0BMar 26, 2024 to Mar 24, 2025
- Accounts · 99 to 101Aug 1, 2023 to Mar 26, 2024
- HNW clients · 99 to 101Aug 1, 2023 to Mar 26, 2024
- Assets in custody · $729M to $925MAug 1, 2023 to Mar 26, 2024
- Discretionary RAUM · $2.9B to $3.5BAug 1, 2023 to Mar 26, 2024
- HNW RAUM · $2.9B to $3.5BAug 1, 2023 to Mar 26, 2024
- RAUM · $2.9B to $3.5BAug 1, 2023 to Mar 26, 2024
- Accounts · 120 to 99Mar 29, 2023 to Aug 1, 2023
- Advisory employees · 4 to 3Mar 29, 2023 to Aug 1, 2023
- HNW clients · 120 to 99Mar 29, 2023 to Aug 1, 2023
- Assets in custody · $722M to $729MMar 29, 2023 to Aug 1, 2023
- Employees · 7 to 6Mar 29, 2023 to Aug 1, 2023
- Discretionary RAUM · $2.7B to $2.9BMar 29, 2023 to Aug 1, 2023
- HNW RAUM · $2.7B to $2.9BMar 29, 2023 to Aug 1, 2023
- RAUM · $2.7B to $2.9BMar 29, 2023 to Aug 1, 2023
- Accounts · 117 to 120Mar 29, 2022 to Mar 29, 2023
- HNW clients · 117 to 120Mar 29, 2022 to Mar 29, 2023
Signals
1 dated events
- Burton Snyder Wiand left Yale Capital Corp. for Aspen Grove Capital, Llc (registered 2025-01-01)May 18, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- YALECAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 727-823-0006reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.1Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026