DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Yale Capital Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kelly James Collins | Transamerica Financial Advisors, LLC BD affiliated | Yale Capital Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2023 | Apr 18, 2023 |
| Weston Myles Newman | Goodpasture Gray independent RIA | Yale Capital Corp. independent RIA | RIA to RIA | Feb 24, 2020 | Mar 19, 2020 |
| Burton Snyder Wiand | Gfs Private Wealth other | Yale Capital Corp. other | Other | Feb 6, 2017 | Feb 8, 2017 |
| Stanley Holland Black | Per Stirling Capital Management, LLC other | Yale Capital Corp. other | Other | Jul 31, 2013 | Feb 7, 2014 (191 d) |
| Brandon Edward White | Alpha Capital Management other | Yale Capital Corp. other | Other | Oct 24, 2011 | Jan 4, 2012 (72 d) |
| Cheyne Clifford Pace | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Yale Capital Corp. other | Other | Sep 8, 2004 | Sep 8, 2004 |
Page 1 of 1
6 moves match.