DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•••• R••••••••• S••••••••• I•••
Latest filing Mar 23, 2026
First filing on the tape Feb 8, 2012 · 29 filings
SEC status approved since Sep 13, 2007
RAUM
$251M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$249M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$83.6M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$251M as of Mar 23, 2026
Feb 8, 2012$104M then
HNW client RAUM$223M as of Mar 23, 2026
Feb 28, 2018$122M then
State-registered IARs (5.B.3)3 as of Mar 23, 2026
Feb 8, 20120 then
Employees (5.A)5 as of Mar 23, 2026
Mar 28, 20138 then
Private funds: no history
RAUM +16% over the last fiscal year+10.0% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $83.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $766,765derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Custody
- $72.1M, 79 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$223M89%
- Individuals$25.7M10%
- Pension and profit-sharing plans$1.8M0.7%
- Individual clients
- 55reported
- HNW clients
- 82reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 327reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $72.1M for 79 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••• C••••• T••••••Chartered Financial Analyst | New Orleans, La | Sep 7, 2007 | 24 y | 0 |
| M•••••• T••••• Y•••Chartered Financial Analyst | New Orleans, La | Jan 2, 2008 | 26 y | 0 |
| K•••• L•••••• D••••Certified Financial Planner | New Orleans, La | Aug 20, 2010 | 19 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••• L•••••• D•••• from P••••••• S••••••••• I•••Aug 20, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• K••••• L•••••• · Managing Director / Chief Compliance Officercontrolsince 01/2023 · owns 50% to 75%
- T••••••• T•••• C••••• · Managing Director / Secretary / Treasurer / Directorcontrolsince 11/2023 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Orleans, La · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 316 to 327Mar 1, 2025 to Mar 23, 2026
- Advisory employees · 4 to 3Mar 1, 2025 to Mar 23, 2026
- HNW clients · 72 to 82Mar 1, 2025 to Mar 23, 2026
- Individual clients · 65 to 55Mar 1, 2025 to Mar 23, 2026
- Assets in custody · $59.3M to $72.1MMar 1, 2025 to Mar 23, 2026
- Employees · 6 to 5Mar 1, 2025 to Mar 23, 2026
- Financial planning clients · 51-100 to 1-10Mar 1, 2025 to Mar 23, 2026
- State-registered IARs · 4 to 3Mar 1, 2025 to Mar 23, 2026
- Discretionary RAUM · $216M to $251MMar 1, 2025 to Mar 23, 2026
- HNW RAUM · $181M to $223MMar 1, 2025 to Mar 23, 2026
- Individual RAUM · $33.4M to $25.7MMar 1, 2025 to Mar 23, 2026
- Pension RAUM · $1.7M to $1.8MMar 1, 2025 to Mar 23, 2026
- RAUM · $216M to $251MMar 1, 2025 to Mar 23, 2026
- Accounts · 307 to 316Mar 1, 2024 to Mar 1, 2025
- HNW clients · 73 to 72Mar 1, 2024 to Mar 1, 2025
- Individual clients · 63 to 65Mar 1, 2024 to Mar 1, 2025
- Assets in custody · $57.1M to $59.3MMar 1, 2024 to Mar 1, 2025
- Employees · 5 to 6Mar 1, 2024 to Mar 1, 2025
- Financial planning clients · 1-10 to 51-100Mar 1, 2024 to Mar 1, 2025
- Discretionary RAUM · $198M to $216MMar 1, 2024 to Mar 1, 2025
- HNW RAUM · $166M to $181MMar 1, 2024 to Mar 1, 2025
- Individual RAUM · $29.4M to $33.4MMar 1, 2024 to Mar 1, 2025
- Pension RAUM · $2.8M to $1.7MMar 1, 2024 to Mar 1, 2025
- RAUM · $198M to $216MMar 1, 2024 to Mar 1, 2025
- Accounts · 305 to 307Nov 19, 2023 to Feb 29, 2024
- Advisory employees · 5 to 4Nov 19, 2023 to Feb 29, 2024
- HNW clients · 76 to 73Nov 19, 2023 to Feb 29, 2024
- Individual clients · 59 to 63Nov 19, 2023 to Feb 29, 2024
- Assets in custody · $54.7M to $57.1MNov 19, 2023 to Feb 29, 2024
- Employees · 6 to 5Nov 19, 2023 to Feb 29, 2024
- State-registered IARs · 5 to 4Nov 19, 2023 to Feb 29, 2024
- Discretionary RAUM · $189M to $198MNov 19, 2023 to Feb 29, 2024
- HNW RAUM · $163M to $166MNov 19, 2023 to Feb 29, 2024
- Individual RAUM · $22.6M to $29.4MNov 19, 2023 to Feb 29, 2024
- Pension RAUM · $2.6M to $2.8MNov 19, 2023 to Feb 29, 2024
- RAUM · $189M to $198MNov 19, 2023 to Feb 29, 2024
- Other offices · 5 to 0Mar 22, 2023 to Nov 19, 2023
- Accounts · 309 to 305Nov 9, 2022 to Mar 21, 2023
- HNW clients · 74 to 76Nov 9, 2022 to Mar 21, 2023
- Individual clients · 66 to 59Nov 9, 2022 to Mar 21, 2023
Signals
5 dated events
- D•••• R••••••••• S••••••••• I••• reported 0 offices beyond its principal office, down from 5 (2023-03-22 to 2023-11-19)Nov 19, 2023 · Office count change · derived
- Laborde Linda Deane (President) no longer on Schedule A of D•••• R••••••••• S••••••••• I••• (listed 2023-03-22, absent 2023-11-19)Nov 19, 2023 · Control person left · inference
- D•••• R••••••••• S••••••••• I••• reported 5 offices beyond its principal office, up from 0 (2021-03-30 to 2022-03-24)Mar 24, 2022 · Office count change · derived
- Cullen Todd Tillery (Secretary / Treasurer / Director) appeared on Schedule A of D•••• R••••••••• S••••••••• I•••Feb 14, 2020 · Control person joined · fact
- Laborde Keith Deane (Director) appeared on Schedule A of D•••• R••••••••• S••••••••• I•••Feb 14, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 504-582-2345reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/D••••-RETIREMENT-S•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 504-582-2345reportedpublic record, Form ADV, Mar 23, 2026
- Team page
- deaneretire.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $83.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026