DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Dental Wealth Advisors, LLC

Former SEC-registered adviserBellevue, WashingtonCRD 127147SEC 801-79882IAPD
Latest filing Jul 29, 2022
First filing on the tape Mar 16, 2012 · 23 filings
RAUM
$141M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
87%
$124M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$141M as of Jan 28, 2022
Mar 16, 2012$45.1M then
HNW client RAUM$69.8M as of Jan 28, 2022
Mar 9, 2018$123M then
State-registered IARs (5.B.3)3 as of Jan 28, 2022
Mar 16, 20120 then
Employees (5.A)3 as of Jan 28, 2022
Mar 30, 20154 then
Private funds: no history
RAUM +13% over the last fiscal year-9.3% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jul 29, 2022; every figure names its basis
RAUM per advisor
$47.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
39derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$395,100derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-4.9%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$69.8M49%
  • Individuals$53.8M38%
  • Pension and profit-sharing plans$17.8M13%
Individual clients
88reported
HNW clients
28reported
Pension plan clients
16reported
Charitable clients
0reported
Accounts
358reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Terry Thomas Martin · Member & Chief Compliance Officercontrol
      since 05/2003 · owns 75% or more
    Related persons
    Schedule D 7.A
    • Dental Group, LLC
      insuranceLP sponsorn
    • Martin Boyle, Pllc
      insurancen
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • HQ city · KIRKLAND to BELLEVUE
      Jan 28, 2022 to May 25, 2022
    • Accounts · 374 to 358
      Jun 18, 2021 to Jan 28, 2022
    • Advisory employees · 3 to 2
      Jun 18, 2021 to Jan 28, 2022
    • HNW clients · 30 to 28
      Jun 18, 2021 to Jan 28, 2022
    • Individual clients · 92 to 88
      Jun 18, 2021 to Jan 28, 2022
    • Employees · 4 to 3
      Jun 18, 2021 to Jan 28, 2022
    • Discretionary RAUM · $125M to $141M
      Jun 18, 2021 to Jan 28, 2022
    • HNW RAUM · $67.0M to $69.8M
      Jun 18, 2021 to Jan 28, 2022
    • Individual RAUM · $44.9M to $53.8M
      Jun 18, 2021 to Jan 28, 2022
    • Pension RAUM · $13.3M to $17.8M
      Jun 18, 2021 to Jan 28, 2022
    • RAUM · $125M to $141M
      Jun 18, 2021 to Jan 28, 2022
    • Accounts · 425 to 374
      Nov 28, 2020 to Feb 11, 2021
    • HNW clients · 34 to 30
      Nov 28, 2020 to Feb 11, 2021
    • Individual clients · 110 to 92
      Nov 28, 2020 to Feb 11, 2021
    • Pension plan clients · 14 to 16
      Nov 28, 2020 to Feb 11, 2021
    • Financial planning clients · 1-10 to 0
      Nov 28, 2020 to Feb 11, 2021
    • Discretionary RAUM · $122M to $125M
      Nov 28, 2020 to Feb 11, 2021
    • HNW RAUM · $68.0M to $67.0M
      Nov 28, 2020 to Feb 11, 2021
    • Individual RAUM · $44.6M to $44.9M
      Nov 28, 2020 to Feb 11, 2021
    • Pension RAUM · $9.7M to $13.3M
      Nov 28, 2020 to Feb 11, 2021
    • RAUM · $122M to $125M
      Nov 28, 2020 to Feb 11, 2021
    • Accounts · 660 to 425
      Nov 7, 2019 to Feb 6, 2020
    • Advisory employees · 4 to 3
      Nov 7, 2019 to Feb 6, 2020
    • HNW clients · 63 to 34
      Nov 7, 2019 to Feb 6, 2020
    • Individual clients · 132 to 110
      Nov 7, 2019 to Feb 6, 2020
    • Pension plan clients · 27 to 14
      Nov 7, 2019 to Feb 6, 2020
    • State-registered IARs · 4 to 3
      Nov 7, 2019 to Feb 6, 2020
    • Discretionary RAUM · $190M to $122M
      Nov 7, 2019 to Feb 6, 2020
    • HNW RAUM · $133M to $68.0M
      Nov 7, 2019 to Feb 6, 2020
    • Individual RAUM · $43.2M to $44.6M
      Nov 7, 2019 to Feb 6, 2020
    • Pension RAUM · $13.5M to $9.7M
      Nov 7, 2019 to Feb 6, 2020
    • RAUM · $190M to $122M
      Nov 7, 2019 to Feb 6, 2020
    • Accounts · 651 to 660
      Oct 31, 2018 to Feb 28, 2019
    • HNW clients · 54 to 63
      Oct 31, 2018 to Feb 28, 2019
    • Individual clients · 113 to 132
      Oct 31, 2018 to Feb 28, 2019
    • Pension plan clients · 45 to 27
      Oct 31, 2018 to Feb 28, 2019
    • Discretionary RAUM · $204M to $190M
      Oct 31, 2018 to Feb 28, 2019
    • HNW RAUM · $123M to $133M
      Oct 31, 2018 to Feb 28, 2019
    • Individual RAUM · $36.7M to $43.2M
      Oct 31, 2018 to Feb 28, 2019
    • Pension RAUM · $44.0M to $13.5M
      Oct 31, 2018 to Feb 28, 2019
    Signals
    5 dated events
    • Aimee Jeannine Hansen left Dental Wealth Advisors, Llc for Buckingham Strategic Wealth, Llc (registered 2022-10-24)
      Oct 24, 2022 · Advisor changed firm · fact
    • Thomas Terry Martin left Dental Wealth Advisors, Llc for Buckingham Strategic Wealth, Llc (registered 2022-10-24)
      Oct 24, 2022 · Advisor changed firm · fact
    • 2 advisors left Dental Wealth Advisors, LLC (Bellevue, WA) for Buckingham Strategic Wealth, LLC on the same day
      Oct 24, 2022 · Team lift-out · derived
    • Mcguire Margaret Boyle (Member) no longer on Schedule A of Dental Wealth Advisors, Llc (listed 2021-06-18, absent 2022-01-28)
      Jan 28, 2022 · Control person left · inference
    • Dental Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
      Jun 2, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026