DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

F••••• C•• I••

Independent wealth managerCRD 127335SEC 801-112616website IAPD

Latest filing Feb 18, 2026

First filing on the tape Feb 12, 2018 · 19 filings

SEC status approved since Mar 16, 2018

RAUM

$289M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

99%

$286M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$289M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

19 filings and snapshots on the tape

RAUM$289M as of Feb 18, 2026

Feb 12, 2019$103M then

HNW client RAUM$282M as of Feb 18, 2026

Feb 12, 2019$98.0M then

State-registered IARs (5.B.3)1 as of Feb 18, 2026

Feb 12, 20192 then

Employees (5.A)4 as of Feb 18, 2026

Feb 12, 20193 then

Private funds: no history

RAUM +18% over the last fiscal year+20% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Feb 18, 2026; every figure names its basis

Archetypes, each a printed rule

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $289MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 50derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $7.2MderivedHNW RAUM over HNW clients
Average account: $1.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 4.0derivedItem 5.A over advisors
Advisors per office: 0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +18%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +2.0%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody: $49.7M, 11 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$282M98%
Individuals$3.7M1.3%
Pension and profit-sharing plans$2.6M0.9%
Charitable organizations$841,0590.3%

Individual clients: 11reported
HNW clients: 39reported
Pension plan clients: 2reported
Charitable clients: 1reported
Accounts: 213reported
Financial planning clients: 26-50reported
Wrap fee programs: noreported
Custody of client assets: $49.7M for 11 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

1 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
A•••••••• R••••••••Certified Financial Planner	Los Altos, Ca	Feb 16, 2011	23 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

R••••••••• A•••••••• · Chief Executive Officer / Chief Financial Officer / Chief Operations Officer / Chief Legal Officer / Chief Compliance Officercontrol
since 01/2007 · owns less than 5%
R••••••••• A•••••••• · Effectivecontrol
since 12/2004 · owns 50% to 75% of R•••••••• R•••••••• F••••• T••••• U• D•• 1• 2•••
R••••••••• S••••• · Activecontrol
since 12/2004 · owns 50% to 75% of R•••••••• R•••••••• F••••• T••••• U• D•• 1• 2•••

Entity owners

R•••••••• R•••••••• F••••• T••••• U• D•• 1• 2••• · Shareholder
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

Los Altos, CA1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

unusually large average HNW clientStatic outlier · filing Feb 18, 2026
HNW RAUM per HNW client of $7,237,543 against a peer median of $2,402,920 (4942 comparable advisers, 98.0th percentile, 3.3 robust deviations)
peers: independent wealth managers, $100M to $500M (4,942) · 98% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 209 to 213
Mar 3, 2025 to Feb 18, 2026
HNW clients · 36 to 39
Mar 3, 2025 to Feb 18, 2026
Individual clients · 13 to 11
Mar 3, 2025 to Feb 18, 2026
Assets in custody · $44.0M to $49.7M
Mar 3, 2025 to Feb 18, 2026
Discretionary RAUM · $245M to $289M
Mar 3, 2025 to Feb 18, 2026
HNW RAUM · $236M to $282M
Mar 3, 2025 to Feb 18, 2026
Individual RAUM · $4.0M to $3.7M
Mar 3, 2025 to Feb 18, 2026
Pension RAUM · $2.5M to $2.6M
Mar 3, 2025 to Feb 18, 2026
RAUM · $245M to $289M
Mar 3, 2025 to Feb 18, 2026
Accounts · 196 to 209
Dec 6, 2024 to Mar 3, 2025
HNW clients · 34 to 36
Dec 6, 2024 to Mar 3, 2025
Assets in custody · $35.4M to $44.0M
Dec 6, 2024 to Mar 3, 2025
Financial planning clients · 26-50 to 26-50
Dec 6, 2024 to Mar 3, 2025
HQ city · unset to
Dec 6, 2024 to Mar 3, 2025
HQ state · unset to
Dec 6, 2024 to Mar 3, 2025
Discretionary RAUM · $212M to $245M
Dec 6, 2024 to Mar 3, 2025
HNW RAUM · $202M to $236M
Dec 6, 2024 to Mar 3, 2025
Individual RAUM · $4.7M to $4.0M
Dec 6, 2024 to Mar 3, 2025
Pension RAUM · $2.6M to $2.5M
Dec 6, 2024 to Mar 3, 2025
RAUM · $212M to $245M
Dec 6, 2024 to Mar 3, 2025
Advisory activities · 2 to 3
Feb 21, 2024 to Dec 6, 2024
Accounts · 189 to 196
Sep 1, 2023 to Feb 21, 2024
HNW clients · 31 to 34
Sep 1, 2023 to Feb 21, 2024
Individual clients · 16 to 13
Sep 1, 2023 to Feb 21, 2024
Assets in custody · $32.0M to $35.4M
Sep 1, 2023 to Feb 21, 2024
Discretionary RAUM · $165M to $212M
Sep 1, 2023 to Feb 21, 2024
HNW RAUM · $156M to $202M
Sep 1, 2023 to Feb 21, 2024
Individual RAUM · $4.7M to $4.7M
Sep 1, 2023 to Feb 21, 2024
Pension RAUM · $2.7M to $2.6M
Sep 1, 2023 to Feb 21, 2024
RAUM · $165M to $212M
Sep 1, 2023 to Feb 21, 2024
Accounts · 46 to 189
Sep 1, 2022 to Mar 2, 2023
HNW clients · 34 to 31
Sep 1, 2022 to Mar 2, 2023
Individual clients · 9 to 16
Sep 1, 2022 to Mar 2, 2023
Assets in custody · unset to 31955432.0
Sep 1, 2022 to Mar 2, 2023
Custody of client assets · false to true
Sep 1, 2022 to Mar 2, 2023
Discretionary RAUM · $190M to $165M
Sep 1, 2022 to Mar 2, 2023
HNW RAUM · $182M to $156M
Sep 1, 2022 to Mar 2, 2023
Individual RAUM · $3.1M to $4.7M
Sep 1, 2022 to Mar 2, 2023
Pension RAUM · $3.2M to $2.7M
Sep 1, 2022 to Mar 2, 2023
RAUM · $190M to $165M
Sep 1, 2022 to Mar 2, 2023

Signals

1 dated events

F••••• C•• I•• filed its initial SEC registration (Form ADV)
Feb 12, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: p•••••••••@f•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 650-961-7802reportedpublished by the firm, firm site, Sep 15, 2026
Website: w••.f•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 650-218-3551reportedpublic record, Form ADV, Feb 18, 2026
Contact form: f•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Team page: f•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $289Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026