DFX Intelligence
RIA Intelligence
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SEC-registered adviser
M••••• W••••• M•••••••••
Legal name P••••••• F•••••••• A••••••• I••
Latest filing Apr 1, 2026
First filing on the tape Apr 15, 2019 · 15 filings
SEC status approved since May 15, 2019
RAUM
$106M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$105M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$106M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$106M as of Apr 1, 2026
Mar 24, 2020$75.2M then
HNW client RAUM$95.9M as of Apr 1, 2026
Mar 24, 2020$66.5M then
State-registered IARs (5.B.3)1 as of Apr 1, 2026
Mar 24, 20201 then
Employees (5.A)2 as of Apr 1, 2026
Mar 24, 20201 then
Private funds: no history
RAUM +0.2% over the last fiscal year+9.0% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $106MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $626,313derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.3%derived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$95.9M91%
- Individuals$8.7M8.2%
- Charitable organizations$1.3M1.2%
- Individual clients
- 12reported
- HNW clients
- 33reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 169reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• J• M•••••Certified Financial Planner | Port Washington, Ny | Jun 2, 2017 | 30 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• R••••• E•••• · Secretary/Treasurercontrolsince 01/2019 · owns 10% to 25%
- M•••••• G••••••• J• · President, Chief Compliance Officercontrolsince 10/2007 · owns 75% or more
Related persons
Schedule D 7.A
- G•••••• J• M••••• C••• P•insurancen
Offices
Schedule D 1.F, the 25 largest
- Lake Oswego, OR1 employees
What changed
consecutive filings, newest first
- Accounts · 184 to 169Mar 25, 2025 to Mar 4, 2026
- Charity clients · 1.0 to unsetMar 25, 2025 to Mar 4, 2026
- Individual clients · 11 to 12Mar 25, 2025 to Mar 4, 2026
- Employees · 1 to 2Mar 25, 2025 to Mar 4, 2026
- Financial planning clients · 1-10 to 11-25Mar 25, 2025 to Mar 4, 2026
- Discretionary RAUM · $94.4M to $106MMar 25, 2025 to Mar 4, 2026
- HNW RAUM · $99.8M to $95.9MMar 25, 2025 to Mar 4, 2026
- Individual RAUM · $4.9M to $8.7MMar 25, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $11.3M to $0Mar 25, 2025 to Mar 4, 2026
- RAUM · $106M to $106MMar 25, 2025 to Mar 4, 2026
- Accounts · 196 to 184Mar 22, 2024 to Mar 25, 2025
- HNW clients · 31 to 33Mar 22, 2024 to Mar 25, 2025
- Individual clients · 14 to 11Mar 22, 2024 to Mar 25, 2025
- Financial planning clients · 1-10 to 1-10Mar 22, 2024 to Mar 25, 2025
- HQ city · unset to Mar 22, 2024 to Mar 25, 2025
- HQ state · unset to Mar 22, 2024 to Mar 25, 2025
- Discretionary RAUM · $83.7M to $94.4MMar 22, 2024 to Mar 25, 2025
- HNW RAUM · $81.8M to $99.8MMar 22, 2024 to Mar 25, 2025
- Individual RAUM · $9.7M to $4.9MMar 22, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $8.6M to $11.3MMar 22, 2024 to Mar 25, 2025
- RAUM · $92.3M to $106MMar 22, 2024 to Mar 25, 2025
- HNW clients · 32 to 31Nov 8, 2023 to Mar 22, 2024
- Individual clients · 15 to 14Nov 8, 2023 to Mar 22, 2024
- Discretionary RAUM · $74.1M to $83.7MNov 8, 2023 to Mar 22, 2024
- HNW RAUM · $70.6M to $81.8MNov 8, 2023 to Mar 22, 2024
- Individual RAUM · $10.5M to $9.7MNov 8, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $7.6M to $8.6MNov 8, 2023 to Mar 22, 2024
- RAUM · $81.7M to $92.3MNov 8, 2023 to Mar 22, 2024
- Accounts · 190 to 196Mar 29, 2022 to Mar 29, 2023
- Individual clients · 11 to 15Mar 29, 2022 to Mar 29, 2023
- Discretionary RAUM · $85.7M to $74.1MMar 29, 2022 to Mar 29, 2023
- HNW RAUM · $79.7M to $70.6MMar 29, 2022 to Mar 29, 2023
- Individual RAUM · $14.1M to $10.5MMar 29, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $8.7M to $7.6MMar 29, 2022 to Mar 29, 2023
- RAUM · $94.4M to $81.7MMar 29, 2022 to Mar 29, 2023
- HNW clients · 27 to 32Mar 29, 2021 to Mar 29, 2022
- Individual clients · 18 to 11Mar 29, 2021 to Mar 29, 2022
- Discretionary RAUM · $67.5M to $85.7MMar 29, 2021 to Mar 29, 2022
- HNW RAUM · $66.9M to $79.7MMar 29, 2021 to Mar 29, 2022
- Individual RAUM · $7.8M to $14.1MMar 29, 2021 to Mar 29, 2022
Signals
2 dated events
- Ellen Randi Alberts-Markiz (Secretary/Treasurer) appeared on Schedule A of M••••• W••••• M•••••••••Mar 24, 2020 · Control person joined · fact
- M••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Apr 15, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@m•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 503-805-3485reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- M•••••WEALTH.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 503-805-3485reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $106Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026