DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••••• G••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Nov 16, 2021 · 7 filings
SEC status approved since Dec 16, 2021
RAUM
$90.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$90.9M as of Mar 27, 2026
Mar 29, 2022$255M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 29, 20220 then
Employees (5.A)23 as of Mar 27, 2026
Mar 29, 202223 then
Private funds1 as of Mar 27, 2026
Mar 29, 20222 then
RAUM -42% over the last fiscal year-25% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $90.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -42%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $89.9M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$90.9M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $89.9M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O••••• G••• M••••• F•••• L•• | Hedge Fund | $156M | 27 | Nov 20, 2018 |
| O••••• B••••• I• L••• C•••• D• | Private Equity Fund | $56.9M | 4 | Mar 27, 2024 |
| O••••• B••••• I•• L•• C•••• C• | Private Equity Fund | $33.0M | 3 | Mar 27, 2024 |
| O••••• B••••• I•• L•• C•••• A• | Private Equity Fund | $3.0M | 10 | Mar 28, 2019 |
Owners and control persons
Schedule A and B, latest filing
- C••••• J•••••••• H••••• · Chief Executive Officercontrolsince 03/2018 · owns less than 5%
- C••••••• G•••••• R•••••• · Chief Compliance Officercontrolsince 03/2018 · owns less than 5%
- R••••••••• S•••• B•••• · Presidentcontrolsince 03/2018 · owns less than 5%
- R••••• B••••• L••••••• · Chief Financial Officercontrolsince 03/2018 · owns less than 5%
- C••••• J•••••••• H••••• · Managing Membercontrolsince 12/2002 · owns 50% to 75% of O••••• F••••• L••
- R••••••••• S•••• B•••• · Membercontrolsince 12/2002 · owns 25% to 50% of O••••• F••••• L••
- R••••• C••••••• M••••• · Membersince 06/2018 · owns 5% to 10%
Entity owners
- O••••• F••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- O••••• F••••• L••pooled vehicle sponsory
- O••••• L••• M••••••••• L••investment advisernRAUM $2.3B
- O••••• P••• M••••••••• L••investment advisernRAUM $71.4M
- O••••• S••••• M••••••••• L••investment advisernRAUM $307M
Advisers that list O••••• G••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2 to 1Mar 27, 2025 to Mar 27, 2026
- BD registered reps · 2 to 1Mar 27, 2025 to Mar 27, 2026
- Pooled vehicle clients · 2 to 1Mar 27, 2025 to Mar 27, 2026
- Assets in custody · $153M to $89.9MMar 27, 2025 to Mar 27, 2026
- Employees · 24 to 23Mar 27, 2025 to Mar 27, 2026
- Private funds · 2 to 1Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $156M to $90.9MMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $156M to $90.9MMar 27, 2025 to Mar 27, 2026
- RAUM · $156M to $90.9MMar 27, 2025 to Mar 27, 2026
- Accounts · 4 to 2Mar 27, 2024 to Mar 27, 2025
- Pooled vehicle clients · 4 to 2Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $245M to $153MMar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Private funds · 4 to 2Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $249M to $156MMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $249M to $156MMar 27, 2024 to Mar 27, 2025
- RAUM · $249M to $156MMar 27, 2024 to Mar 27, 2025
- Accounts · 2 to 4May 17, 2023 to Mar 27, 2024
- BD registered reps · 0 to 2May 17, 2023 to Mar 27, 2024
- Pooled vehicle clients · 2 to 4May 17, 2023 to Mar 27, 2024
- Assets in custody · $216M to $245MMay 17, 2023 to Mar 27, 2024
- Employees · 20 to 24May 17, 2023 to Mar 27, 2024
- Private funds · 2 to 4May 17, 2023 to Mar 27, 2024
- Discretionary RAUM · $220M to $249MMay 17, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $220M to $249MMay 17, 2023 to Mar 27, 2024
- RAUM · $220M to $249MMay 17, 2023 to Mar 27, 2024
- Advisory employees · 8 to 7Mar 29, 2022 to Mar 31, 2023
- Assets in custody · $245M to $216MMar 29, 2022 to Mar 31, 2023
- Employees · 23 to 20Mar 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $255M to $220MMar 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $255M to $220MMar 29, 2022 to Mar 31, 2023
- RAUM · $255M to $220MMar 29, 2022 to Mar 31, 2023
- Advisory employees · 9 to 8Nov 16, 2021 to Mar 29, 2022
- Assets in custody · $229M to $245MNov 16, 2021 to Mar 29, 2022
- Employees · 24 to 23Nov 16, 2021 to Mar 29, 2022
- Discretionary RAUM · $250M to $255MNov 16, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $250M to $255MNov 16, 2021 to Mar 29, 2022
- RAUM · $250M to $255MNov 16, 2021 to Mar 29, 2022
Signals
2 dated events
- Debdeep Maji (Member) no longer on Schedule A of O••••• G••• M••••••••• L•• (listed 2023-03-31, absent 2023-05-17)May 17, 2023 · Control person left · inference
- O••••• G••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 16, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- O••••• G••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/oxford-fundsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- o•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 845-224-3808reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026