DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•• C••••••
Legal name G•• C••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Mar 30, 2012 · 24 filings
SEC status approved since Aug 22, 2003
RAUM
$1.0B
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
36%
$362M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.0B
derived; firm RAUM over IAPD count
Employees
16
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.0B as of Mar 25, 2026
Mar 30, 2012$525M then
HNW client RAUM$360M as of Mar 25, 2026
Mar 28, 2018$772M then
State-registered IARs (5.B.3)1 as of Mar 25, 2026
Mar 21, 20131 then
Employees (5.A)16 as of Mar 25, 2026
Mar 21, 201319 then
Private funds: no history
RAUM +14% over the last fiscal year+9.4% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.0BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 211derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 16.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.9%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$650M64%
- High-net-worth individuals$360M35%
- Pension and profit-sharing plans$3.2M0.3%
- Individuals$2.2M0.2%
- Individual clients
- 4reported
- HNW clients
- 207reported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 707reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.36 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E•••••• N•• G•••••• | Miami, Fl | Apr 11, 2022 | 29 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• E••••••• N•• · Managercontrolsince 08/2003 · owns less than 5%
- G••••••• M•••••••• N•• · Managercontrolsince 08/2003 · owns less than 5%
- G••••••• E••••••• N•• · Managing Membercontrolsince 05/2004 · owns 25% to 50% of G•• H•••••••• L••
- G••••••• M••••••• · Managing Membercontrolsince 05/2004 · owns 25% to 50% of G•• H•••••••• L••
- G••••••• V••••••• · Chief Compliance Officersince 01/2016 · owns less than 5%
Entity owners
- G•• H•••••••• L•• · Managing Memberdirect · owns 75% or more
- G•• W••••• M••••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- G•• S••••••••• L••broker-dealern
- M••••••• R••• E••••• P•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 671 to 707Jul 11, 2025 to Mar 25, 2026
- BD registered reps · 7 to 6Jul 11, 2025 to Mar 25, 2026
- Corporate clients · 86 to 78Jul 11, 2025 to Mar 25, 2026
- HNW clients · 210 to 207Jul 11, 2025 to Mar 25, 2026
- Individual clients · 5 to 4Jul 11, 2025 to Mar 25, 2026
- Pension plan clients · unset to 2.0Jul 11, 2025 to Mar 25, 2026
- Employees · 15 to 16Jul 11, 2025 to Mar 25, 2026
- Discretionary RAUM · $876M to $905MJul 11, 2025 to Mar 25, 2026
- HNW RAUM · $319M to $360MJul 11, 2025 to Mar 25, 2026
- Individual RAUM · $2.6M to $2.2MJul 11, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $15.0M to $110MJul 11, 2025 to Mar 25, 2026
- Pension RAUM · $2.6M to $3.2MJul 11, 2025 to Mar 25, 2026
- RAUM · $891M to $1.0BJul 11, 2025 to Mar 25, 2026
- Financial planning clients · unset to May 16, 2025 to Jul 11, 2025
- Accounts · 688 to 671Mar 27, 2024 to Apr 25, 2025
- Advisory employees · 8 to 9Mar 27, 2024 to Apr 25, 2025
- Advisory activities · 2 to 3Mar 27, 2024 to Apr 25, 2025
- BD registered reps · 6 to 7Mar 27, 2024 to Apr 25, 2025
- Corporate clients · 10 to 86Mar 27, 2024 to Apr 25, 2025
- HNW clients · 197 to 210Mar 27, 2024 to Apr 25, 2025
- Individual clients · 6 to 5Mar 27, 2024 to Apr 25, 2025
- Discretionary RAUM · $811M to $876MMar 27, 2024 to Apr 25, 2025
- HNW RAUM · $814M to $319MMar 27, 2024 to Apr 25, 2025
- Individual RAUM · $1.4M to $2.6MMar 27, 2024 to Apr 25, 2025
- Non-discretionary RAUM · $27.2M to $15.0MMar 27, 2024 to Apr 25, 2025
- Pension RAUM · unset to 2604623.0Mar 27, 2024 to Apr 25, 2025
- RAUM · $838M to $891MMar 27, 2024 to Apr 25, 2025
- Accounts · 676 to 688Sep 20, 2023 to Mar 27, 2024
- Corporate clients · 4 to 10Sep 20, 2023 to Mar 27, 2024
- HNW clients · 185 to 197Sep 20, 2023 to Mar 27, 2024
- Individual clients · 4 to 6Sep 20, 2023 to Mar 27, 2024
- Pooled vehicle clients · 1.0 to unsetSep 20, 2023 to Mar 27, 2024
- Discretionary RAUM · $709M to $811MSep 20, 2023 to Mar 27, 2024
- HNW RAUM · $738M to $814MSep 20, 2023 to Mar 27, 2024
- Individual RAUM · $1.0M to $1.4MSep 20, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $66.6M to $27.2MSep 20, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · 69574.0 to unsetSep 20, 2023 to Mar 27, 2024
- RAUM · $776M to $838MSep 20, 2023 to Mar 27, 2024
- Accounts · 663 to 676Mar 24, 2022 to Mar 24, 2023
- Corporate clients · 5 to 4Mar 24, 2022 to Mar 24, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@gfgcapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 305-810-6500reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- GFGCAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 305-810-6500reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- gfgcapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- gfgcapital.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.0Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026