DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
K• S••••••• L••••••
Latest filing Mar 29, 2019
First filing on the tape Mar 29, 2012 · 24 filings
RAUM
$340M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$712M as of Mar 30, 2018
Mar 29, 2012$1.6B then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Mar 30, 2018
Mar 26, 20130 then
Employees (5.A)12 as of Mar 30, 2018
Mar 26, 201314 then
Private funds2 as of Mar 30, 2018
Mar 29, 20122 then
RAUM +29% over the last fiscal year-24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2019; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $170MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +171%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $340M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$340M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $340M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- B•••••• G•••••••• F••••••• · Directorcontrolsince 12/2015 · owns less than 5%
- E••••••• M••••• J••••• · Chief Compliance Officercontrolsince 03/2018 · owns less than 5%
- H•••••• T•••••• J••• · Chief Financial Officer/Investment Committee Member/Directorcontrolsince 03/2013 · owns less than 5%
- K•••••• E•••• R••••••• · Director/Investment Committeecontrolsince 03/2015 · owns less than 5%
- S•••••• G•••• P•••••• · Chairman/Director/Investment Committeecontrolsince 03/2016 · owns less than 5%
- K•••••• E•••• R••••••• · Shareholdercontrolsince 05/2003 · owns 75% or more of K••••• V•••• • C•• L••••••
Entity owners
- K••••• V•••• • C•• L•••••• · Class A Shareholdersdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- K••••• V•••• A•••• M••••••••• L••investment adviseryRAUM $368M
- K• S••••••• I• L••••••investment adviserbanky
Advisers that list K• S••••••• L•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom5 employees
- Monaco, Monaco5 employees
- Zurich, Switzerland5 employees
What changed
consecutive filings, newest first
- Private funds · 1 to unsetSep 10, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $712M to $340MSep 10, 2018 to Mar 29, 2019
- Accounts · 5 to 2Mar 30, 2018 to Sep 10, 2018
- Assets in custody · $712M to $340MMar 30, 2018 to Sep 10, 2018
- Private funds · 2 to 1Mar 30, 2018 to Sep 10, 2018
- Discretionary RAUM · $712M to $340MMar 30, 2018 to Sep 10, 2018
- RAUM · $712M to $340MMar 30, 2018 to Sep 10, 2018
- Accounts · 5 to 2Mar 30, 2017 to Mar 30, 2018
- Charity clients · unset to 0.0Mar 30, 2017 to Mar 30, 2018
- Corporate clients · unset to 0.0Mar 30, 2017 to Mar 30, 2018
- HNW clients · unset to 0.0Mar 30, 2017 to Mar 30, 2018
- Individual clients · unset to 0.0Mar 30, 2017 to Mar 30, 2018
- Pension plan clients · unset to 0.0Mar 30, 2017 to Mar 30, 2018
- Pooled vehicle clients · unset to 2.0Mar 30, 2017 to Mar 30, 2018
- Assets in custody · $262M to $712MMar 30, 2017 to Mar 30, 2018
- Other offices · unset to 3.0Mar 30, 2017 to Mar 30, 2018
- Discretionary RAUM · $262M to $712MMar 30, 2017 to Mar 30, 2018
- HNW RAUM · unset to 0.0Mar 30, 2017 to Mar 30, 2018
- Individual RAUM · unset to 0.0Mar 30, 2017 to Mar 30, 2018
- Pension RAUM · unset to 0.0Mar 30, 2017 to Mar 30, 2018
- Pooled vehicle RAUM · unset to 711706659.0Mar 30, 2017 to Mar 30, 2018
- RAUM · $262M to $712MMar 30, 2017 to Mar 30, 2018
- Related bank · false to trueMar 30, 2017 to Mar 30, 2018
- Accounts · 2 to 5Mar 30, 2018 to Mar 30, 2018
- Advisory employees · 6 to 5Nov 15, 2016 to Mar 30, 2017
- Assets in custody · $777M to $262MNov 15, 2016 to Mar 30, 2017
- Employees · 15 to 12Nov 15, 2016 to Mar 30, 2017
- Discretionary RAUM · $450M to $262MNov 15, 2016 to Mar 30, 2017
- RAUM · $450M to $262MNov 15, 2016 to Mar 30, 2017
- Advisory employees · 9 to 6Feb 18, 2016 to Mar 30, 2016
- Employees · 18 to 15Feb 18, 2016 to Mar 30, 2016
- Discretionary RAUM · $777M to $450MFeb 18, 2016 to Mar 30, 2016
- RAUM · $777M to $450MFeb 18, 2016 to Mar 30, 2016
- Assets in custody · $1.2B to $777MSep 16, 2014 to Mar 28, 2015
- Employees · 14 to 18Sep 16, 2014 to Mar 28, 2015
- HQ city · GEORGE TOWN to GRAND CAYMANSep 16, 2014 to Mar 28, 2015
- Discretionary RAUM · $1.2B to $777MSep 16, 2014 to Mar 28, 2015
- RAUM · $1.2B to $777MSep 16, 2014 to Mar 28, 2015
- Accounts · 10 to 5Jan 20, 2014 to Mar 25, 2014
- Assets in custody · $1.3B to $1.2BJan 20, 2014 to Mar 25, 2014
Signals
2 dated events
- K• S••••••• L•••••• reported RAUM $339.7M, down 52% from $711.7M (2018-03-30 to 2018-09-10)Sep 10, 2018 · RAUM change · derived
- K• S••••••• L•••••• reported RAUM $711.7M, up 171% from $262.3M (2017-03-30 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026