DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

K••• I••••••••• I• L•••

Former SEC-registered adviserGrand Cayman, CRD 151815SEC 801-70693IAPD
Latest filing Mar 30, 2018
First filing on the tape Mar 29, 2012 · 19 filings
RAUM
$712M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
1
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$712M as of Mar 30, 2018
Mar 29, 2012$1.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2018
Mar 26, 20130 then
Employees (5.A)12 as of Mar 30, 2018
Mar 26, 201314 then
Private funds1 as of Mar 30, 2018
Mar 30, 20161 then
RAUM +171% over the last fiscal year-2.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$142MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
+171%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Custody
$712M, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$712M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$712M for 5 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• G•••••••• F••••••• · Directorcontrol
        since 12/2015 · owns less than 5%
      • E••••••• M••••• J••••• · Chief Compliance Officercontrol
        since 03/2018 · owns less than 5%
      • H•••••• T•••••• J••• · Directorcontrol
        since 03/2013 · owns less than 5%
      • K•••••• E•••• R••••••• · Director/Chief Executive Officer/Chief Investment Officercontrol
        since 03/2015 · owns less than 5%
      • S•••••• G•••• P•••••• · Chairman/Director Of Investmentscontrol
        since 03/2016 · owns less than 5%
      • K•••••• E•••• R••••••• · Shareholdercontrol
        since 09/2009 · owns 75% or more of K••••• V•••• • C•• ••• L••••••
      Entity owners
      • K••••• V•••• • C•• ••• L•••••• · Class A Shareholder
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list K••• I••••••••• I• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • London, United Kingdom5 employees
      • M•••••, Monaco5 employees
      • Zurich, Switzerland5 employees
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 1
        Mar 30, 2017 to Mar 30, 2018
      • Pooled vehicle clients · unset to 1.0
        Mar 30, 2017 to Mar 30, 2018
      • Assets in custody · $262M to $712M
        Mar 30, 2017 to Mar 30, 2018
      • Other offices · unset to 3.0
        Mar 30, 2017 to Mar 30, 2018
      • Discretionary RAUM · $262M to $712M
        Mar 30, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 711706659.0
        Mar 30, 2017 to Mar 30, 2018
      • RAUM · $262M to $712M
        Mar 30, 2017 to Mar 30, 2018
      • Accounts · 1 to 5
        Mar 30, 2018 to Mar 30, 2018
      • Advisory employees · 6 to 5
        Nov 17, 2016 to Mar 30, 2017
      • Assets in custody · $777M to $262M
        Nov 17, 2016 to Mar 30, 2017
      • Employees · 15 to 12
        Nov 17, 2016 to Mar 30, 2017
      • Discretionary RAUM · $450M to $262M
        Nov 17, 2016 to Mar 30, 2017
      • RAUM · $450M to $262M
        Nov 17, 2016 to Mar 30, 2017
      • Advisory employees · 9 to 6
        Feb 18, 2016 to Mar 30, 2016
      • Employees · 18 to 15
        Feb 18, 2016 to Mar 30, 2016
      • Discretionary RAUM · $777M to $450M
        Feb 18, 2016 to Mar 30, 2016
      • RAUM · $777M to $450M
        Feb 18, 2016 to Mar 30, 2016
      • Private funds · unset to 1
        Oct 29, 2015 to Jan 6, 2016
      • Assets in custody · $1.2B to $777M
        Sep 16, 2014 to Mar 28, 2015
      • Employees · 14 to 18
        Sep 16, 2014 to Mar 28, 2015
      • HQ city · GEORGETOWN, GRAND CAYMAN to GRAND CAYMAN
        Sep 16, 2014 to Mar 28, 2015
      • Discretionary RAUM · $1.2B to $777M
        Sep 16, 2014 to Mar 28, 2015
      • RAUM · $1.2B to $777M
        Sep 16, 2014 to Mar 28, 2015
      • Accounts · 10 to 5
        Jan 20, 2014 to Mar 25, 2014
      • Assets in custody · $1.3B to $1.2B
        Jan 20, 2014 to Mar 25, 2014
      • Discretionary RAUM · $1.3B to $1.2B
        Jan 20, 2014 to Mar 25, 2014
      • RAUM · $1.3B to $1.2B
        Jan 20, 2014 to Mar 25, 2014
      • Accounts · 7 to 10
        Apr 20, 2012 to Mar 26, 2013
      • Advisory employees · unset to 9.0
        Apr 20, 2012 to Mar 26, 2013
      • Assets in custody · unset to 1328678905.0
        Apr 20, 2012 to Mar 26, 2013
      • Custody of client assets · false to true
        Apr 20, 2012 to Mar 26, 2013
      • Employees · unset to 14.0
        Apr 20, 2012 to Mar 26, 2013
      • State-registered IARs · unset to 0.0
        Apr 20, 2012 to Mar 26, 2013
      • Discretionary RAUM · $719M to $1.3B
        Apr 20, 2012 to Mar 26, 2013
      • Non-discretionary RAUM · $865M to $0
        Apr 20, 2012 to Mar 26, 2013
      • RAUM · $1.6B to $1.3B
        Apr 20, 2012 to Mar 26, 2013
      • Related bank · false to true
        Apr 20, 2012 to Mar 26, 2013
      Signals
      1 dated events
      • K••• I••••••••• I• L••• reported RAUM $711.7M, up 171% from $262.3M (2017-03-30 to 2018-03-30)
        Mar 30, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026