DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• F•••••••• P•••••••• I•••
Latest filing Feb 17, 2026
First filing on the tape Mar 30, 2012 · 15 filings
SEC status approved since Jul 30, 2021
RAUM
$181M
reported, Item 5.F
Discretionary
64%
of RAUM
Private clients
100%
$181M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$181M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$181M as of Feb 17, 2026
Mar 30, 2012$44.8M then
HNW client RAUM$166M as of Feb 17, 2026
Feb 18, 2022$118M then
State-registered IARs (5.B.3)1 as of Feb 17, 2026
Mar 30, 20120 then
Employees (5.A)3 as of Feb 17, 2026
Feb 18, 20223 then
Private funds: no history
RAUM +0.3% over the last fiscal year+11% a year over threeIARs 2 to 1
Practice profile
derived from the filing of Feb 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $181MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 80derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $2.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 64%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.8%derived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$166M92%
- Individuals$15.0M8.3%
- Individual clients
- 22reported
- HNW clients
- 58reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 80reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J• E•••• F••••Certified Financial Planner | Overland Park, Ks | Nov 18, 2003 | 24 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J• E•••• F•••• from G•••••• F•••••••• P•••••••• I•••Nov 18, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••• J•• E•••• · President And Chief Compliance Officercontrolsince 01/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 84 to 80Feb 5, 2025 to Feb 17, 2026
- Advisory employees · 2 to 1Feb 5, 2025 to Feb 17, 2026
- HNW clients · 59 to 58Feb 5, 2025 to Feb 17, 2026
- Individual clients · 25 to 22Feb 5, 2025 to Feb 17, 2026
- Employees · 4 to 3Feb 5, 2025 to Feb 17, 2026
- State-registered IARs · 2 to 1Feb 5, 2025 to Feb 17, 2026
- Discretionary RAUM · $104M to $116MFeb 5, 2025 to Feb 17, 2026
- HNW RAUM · $165M to $166MFeb 5, 2025 to Feb 17, 2026
- Individual RAUM · $16.2M to $15.0MFeb 5, 2025 to Feb 17, 2026
- Non-discretionary RAUM · $77.1M to $65.2MFeb 5, 2025 to Feb 17, 2026
- RAUM · $181M to $181MFeb 5, 2025 to Feb 17, 2026
- HNW clients · 50 to 59Nov 8, 2024 to Feb 5, 2025
- Individual clients · 34 to 25Nov 8, 2024 to Feb 5, 2025
- Financial planning clients · 101-250 to 101-250Nov 8, 2024 to Feb 5, 2025
- Other offices · 1 to 0Nov 8, 2024 to Feb 5, 2025
- Discretionary RAUM · $71.7M to $104MNov 8, 2024 to Feb 5, 2025
- HNW RAUM · $133M to $165MNov 8, 2024 to Feb 5, 2025
- Individual RAUM · $23.1M to $16.2MNov 8, 2024 to Feb 5, 2025
- Non-discretionary RAUM · $84.2M to $77.1MNov 8, 2024 to Feb 5, 2025
- RAUM · $156M to $181MNov 8, 2024 to Feb 5, 2025
- Accounts · 384 to 84Mar 31, 2023 to Feb 27, 2024
- HNW clients · 57 to 50Mar 31, 2023 to Feb 27, 2024
- Individual clients · 18 to 34Mar 31, 2023 to Feb 27, 2024
- Financial planning clients · 51-100 to 101-250Mar 31, 2023 to Feb 27, 2024
- Discretionary RAUM · $67.1M to $71.7MMar 31, 2023 to Feb 27, 2024
- HNW RAUM · $112M to $133MMar 31, 2023 to Feb 27, 2024
- Individual RAUM · $20.4M to $23.1MMar 31, 2023 to Feb 27, 2024
- Non-discretionary RAUM · $65.7M to $84.2MMar 31, 2023 to Feb 27, 2024
- RAUM · $133M to $156MMar 31, 2023 to Feb 27, 2024
- Accounts · 80 to 384Nov 17, 2022 to Mar 31, 2023
- HNW clients · 66 to 57Nov 17, 2022 to Mar 31, 2023
- Individual clients · 14 to 18Nov 17, 2022 to Mar 31, 2023
- Employees · 3 to 4Nov 17, 2022 to Mar 31, 2023
- Other offices · 0 to 1Nov 17, 2022 to Mar 31, 2023
- Discretionary RAUM · $69.4M to $67.1MNov 17, 2022 to Mar 31, 2023
- HNW RAUM · $118M to $112MNov 17, 2022 to Mar 31, 2023
- Individual RAUM · $24.2M to $20.4MNov 17, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $73.2M to $65.7MNov 17, 2022 to Mar 31, 2023
- RAUM · $143M to $133MNov 17, 2022 to Mar 31, 2023
- Accounts · 362 to 80Jun 30, 2021 to Feb 18, 2022
Signals
2 dated events
- Othelia Rosemary Danielson (Chief Compliance Officer) no longer on Schedule A of B••••••• F•••••••• P•••••••• I••• (listed 2023-03-31, absent 2024-02-27)Feb 27, 2024 · Control person left · inference
- B••••••• F•••••••• P•••••••• I••• filed its initial SEC registration (Form ADV)Jun 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- c••••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- j••••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- m••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 913-677-1090reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- Linkedin.com/company/balanced-financial-planning-inc-reportedpublic record, Form ADV, Sep 19, 2026
- Website
- BFP•••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 913-677-1090reportedpublic record, Form ADV, Feb 17, 2026
- Team page
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $181Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026