DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gray Private Wealth, LLC
Latest filing Jul 27, 2026
First filing on the tape Mar 30, 2012 · 20 filings
SEC status approved since Mar 29, 2018
RAUM
$541M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
87%
$473M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$180M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$541M as of Jul 27, 2026
Mar 30, 2012$21.8M then
HNW client RAUM$418M as of Jul 27, 2026
Mar 27, 2019$101M then
State-registered IARs (5.B.3)4 as of Jul 27, 2026
Mar 30, 20120 then
Employees (5.A)8 as of Jul 27, 2026
Mar 27, 20196 then
Private funds: no history
RAUM +16% over the last fiscal year+19% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $180MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 87derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $541M, 296 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$418M87%
- Individuals$54.3M11%
- Corporations and businesses$7.3M1.5%
- Charitable organizations$1.3M0.3%
- Individual clients
- 110reported
- HNW clients
- 152reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 296reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $541M for 296 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Justin James KlunderChartered Financial Analyst | Canton, Ma | Apr 15, 2016 | 12 y | 2 |
| Amy Lorenzo AlpertCertified Financial Planner | Canton, Ma | Jan 5, 2023 | 11 y | 2 |
| Austin Reynolds RussellCertified Financial Planner | Canton, Ma | Sep 7, 2023 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Amy Lorenzo Alpert from Ameriprise Financial Services, LLCJan 5, 2023 · Affiliated broker-dealer or bank to independent RIA
- Justin James Klunder from 1st Global Advisors IncApr 15, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Vincent Stephen Kenney · Ccocontrolsince 10/2023 · owns less than 5%
- James Justin Klunder · Chief Executive Officer / Chief Investment Officercontrolsince 01/2021 · owns 10% to 25%
- A Kelly Berardi · Membersince 11/2020 · owns 10% to 25%
- Leonard Michael Cecere · Membersince 01/2007 · owns 10% to 25%
- Anthony James Deleo · Membersince 01/2007 · owns 10% to 25%
- Joseph Paul Gerry · Membersince 02/2008 · owns 10% to 25%
- Adam Richard Hirschen · Membersince 01/2012 · owns 10% to 25%
- J Derrick Rebello · Membersince 11/2020 · owns 10% to 25%
Related persons
Schedule D 7.A
- Gray, Gray & Gray, Llpinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Canton, Ma · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 279 to 296Mar 14, 2025 to Mar 16, 2026
- Advisory employees · 5 to 4Mar 14, 2025 to Mar 16, 2026
- Corporate clients · 7 to 8Mar 14, 2025 to Mar 16, 2026
- HNW clients · 150 to 152Mar 14, 2025 to Mar 16, 2026
- Individual clients · 91 to 110Mar 14, 2025 to Mar 16, 2026
- Assets in custody · $465M to $541MMar 14, 2025 to Mar 16, 2026
- State-registered IARs · 5 to 4Mar 14, 2025 to Mar 16, 2026
- Discretionary RAUM · $465M to $541MMar 14, 2025 to Mar 16, 2026
- HNW RAUM · $382M to $418MMar 14, 2025 to Mar 16, 2026
- Individual RAUM · $30.0M to $54.3MMar 14, 2025 to Mar 16, 2026
- RAUM · $465M to $541MMar 14, 2025 to Mar 16, 2026
- Accounts · 260 to 279Feb 5, 2024 to Mar 14, 2025
- Corporate clients · 4 to 7Feb 5, 2024 to Mar 14, 2025
- HNW clients · 131 to 150Feb 5, 2024 to Mar 14, 2025
- Individual clients · 103 to 91Feb 5, 2024 to Mar 14, 2025
- Assets in custody · $396M to $465MFeb 5, 2024 to Mar 14, 2025
- Financial planning clients · 251-500 to 251-500Feb 5, 2024 to Mar 14, 2025
- Discretionary RAUM · $396M to $465MFeb 5, 2024 to Mar 14, 2025
- HNW RAUM · $314M to $382MFeb 5, 2024 to Mar 14, 2025
- Individual RAUM · $35.5M to $30.0MFeb 5, 2024 to Mar 14, 2025
- RAUM · $396M to $465MFeb 5, 2024 to Mar 14, 2025
- Accounts · 256 to 260Oct 2, 2023 to Feb 5, 2024
- Corporate clients · 3 to 4Oct 2, 2023 to Feb 5, 2024
- HNW clients · 125 to 131Oct 2, 2023 to Feb 5, 2024
- Individual clients · 100 to 103Oct 2, 2023 to Feb 5, 2024
- Pension plan clients · 2.0 to unsetOct 2, 2023 to Feb 5, 2024
- Pooled vehicle clients · 0.0 to unsetOct 2, 2023 to Feb 5, 2024
- Assets in custody · $322M to $396MOct 2, 2023 to Feb 5, 2024
- State-registered IARs · 0 to 5Oct 2, 2023 to Feb 5, 2024
- Discretionary RAUM · $322M to $396MOct 2, 2023 to Feb 5, 2024
- HNW RAUM · $251M to $314MOct 2, 2023 to Feb 5, 2024
- Individual RAUM · $27.8M to $35.5MOct 2, 2023 to Feb 5, 2024
- Non-discretionary RAUM · $2.8M to $0Oct 2, 2023 to Feb 5, 2024
- Pension RAUM · 2423433.0 to unsetOct 2, 2023 to Feb 5, 2024
- RAUM · $325M to $396MOct 2, 2023 to Feb 5, 2024
- Accounts · 214 to 256Sep 22, 2022 to Mar 20, 2023
- Charity clients · unset to 1.0Sep 22, 2022 to Mar 20, 2023
- Corporate clients · 2 to 3Sep 22, 2022 to Mar 20, 2023
- HNW clients · 108 to 125Sep 22, 2022 to Mar 20, 2023
- Individual clients · 83 to 100Sep 22, 2022 to Mar 20, 2023
Signals
4 dated events
- Charles Daniel Romano (Ceo) no longer on Schedule A of Gray Private Wealth, Llc (listed 2023-10-02, absent 2024-02-05)Feb 5, 2024 · Control person left · inference
- Vincent Stephen Kenney (Cco) appeared on Schedule A of Gray Private Wealth, LlcOct 2, 2023 · Control person joined · fact
- James Justin Klunder (Member) appeared on Schedule A of Gray Private Wealth, LlcJan 4, 2021 · Control person joined · fact
- Gray Equity Management, Llc filed its initial SEC registration (Form ADV)Feb 28, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@grayprivatewealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 781-232-2020reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/gray-private-wealth-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- GRAYPRIVATEWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 781.232.2020reportedpublic record, Form ADV, Jul 27, 2026
- Contact form
- grayprivatewealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $180Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026