DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• P••• A••••••• A•
Latest filing Feb 18, 2026
First filing on the tape Feb 16, 2012 · 35 filings
SEC status approved since Nov 6, 2003
RAUM
$372M
reported, Item 5.F
Discretionary
51%
of RAUM
Private clients
100%
$372M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$186M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$372M as of Feb 18, 2026
Feb 16, 2012$207M then
HNW client RAUM$372M as of Feb 18, 2026
Apr 30, 2018$65.2M then
State-registered IARs (5.B.3)2 as of Feb 18, 2026
Feb 16, 20120 then
Employees (5.A)4 as of Feb 18, 2026
Mar 25, 20135 then
Private funds: no history
RAUM +30% over the last fiscal year+24% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
- b••• affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $186MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.8MderivedHNW RAUM over HNW clients
- Average account
- $7.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 51%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$372M100%
- Individual clients
- n/areported
- HNW clients
- 48reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 48reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• S••• | Zurich | Dec 17, 2021 | 17 y | 3 |
| S••••• B•••••• W•••• S••••• | Zurich | Feb 2, 2023 | 15 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S••••• B•••••• W•••• S••••• from V••••••• S•••• W••••• A••••••• A•Feb 2, 2023 · Other
- D••••• S••• from U•• I••••••••• A••••••• S•••Dec 17, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••• D••••• · Ceo / Board Membercontrolsince 06/2021 · owns 25% to 50%
- S••••• K•••••••• · Chief Compliance Officercontrolsince 09/2021 · owns less than 5%
- W•••• S•••••• S•••••• B•••••• · Board Member, Ciocontrolsince 08/2021 · owns 25% to 50%
- W••••••••• A•••••••• · Chairmancontrolsince 12/2017 · owns less than 5%
- B••••• S•••••• · Shareholdercontrolsince 01/2022 · owns 25% to 50% of B•••••• C•••••• A•
- T••••••• T••••• M•••••• · Shareholdercontrolsince 02/2006 · owns 25% to 50% of P•••••••• S•
- T••••••• T••••• M•••••• · Shareholdercontrolsince 02/2006 · owns 25% to 50% of A•••••••• S•
- T••••••• T••••• U•••••• · Shareholdercontrolsince 02/2006 · owns 25% to 50% of P•••••••• S•
- T••••••• T••••• U•••••• · Shareholdercontrolsince 02/2006 · owns 25% to 50% of A•••••••• S•
Entity owners
- B•••••• C•••••• A• · Shareholderdirect · owns 25% to 50%
- A•••••••• S• · Shareholderindirect · owns 25% to 50% of A••••• H•••••• S•
- A••••• H•••••• S• · Shareholderindirect · owns 75% or more of P•• P•••••• B••• S•
- P•• P•••••• B••• S• · Shareholderindirect · owns 50% to 75% of B•••••• C•••••• A•
- P•••••••• S• · Shareholderindirect · owns 25% to 50% of A••••• H•••••• S•
Related persons
Schedule D 7.A
- B•••••• C•••••• A•investment advisery
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Feb 18, 2026HNW RAUM per HNW client of $7,760,408 against a peer median of $2,404,040 (4940 comparable advisers, 98.0th percentile, 3.6 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 46 to 48Jun 5, 2025 to Jan 20, 2026
- Business name · B•••••• W••••• M••••••••• A• to M••••• P••• A••••••• A•Jun 5, 2025 to Jan 20, 2026
- HNW clients · 46 to 48Jun 5, 2025 to Jan 20, 2026
- Employees · 5 to 4Jun 5, 2025 to Jan 20, 2026
- Legal name · B•••••• W••••• M••••••••• A• to M••••• P••• A••••••• A•Jun 5, 2025 to Jan 20, 2026
- Discretionary RAUM · $141M to $190MJun 5, 2025 to Jan 20, 2026
- HNW RAUM · $287M to $372MJun 5, 2025 to Jan 20, 2026
- Non-discretionary RAUM · $146M to $183MJun 5, 2025 to Jan 20, 2026
- RAUM · $287M to $372MJun 5, 2025 to Jan 20, 2026
- Financial planning clients · 0 to 0Mar 24, 2025 to Jun 5, 2025
- Accounts · 38 to 46Oct 7, 2024 to Mar 24, 2025
- HNW clients · 38 to 46Oct 7, 2024 to Mar 24, 2025
- HQ state · unset to Oct 7, 2024 to Mar 24, 2025
- Discretionary RAUM · $116M to $141MOct 7, 2024 to Mar 24, 2025
- HNW RAUM · $224M to $287MOct 7, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $108M to $146MOct 7, 2024 to Mar 24, 2025
- RAUM · $224M to $287MOct 7, 2024 to Mar 24, 2025
- Accounts · 54 to 38Jun 5, 2023 to Mar 28, 2024
- Employees · 6 to 5Jun 5, 2023 to Mar 28, 2024
- Discretionary RAUM · $82.0M to $116MJun 5, 2023 to Mar 28, 2024
- HNW RAUM · $195M to $224MJun 5, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $113M to $108MJun 5, 2023 to Mar 28, 2024
- RAUM · $195M to $224MJun 5, 2023 to Mar 28, 2024
- Accounts · 45 to 54Jan 31, 2023 to Mar 21, 2023
- HNW clients · 45 to 38Jan 31, 2023 to Mar 21, 2023
- Employees · 5 to 6Jan 31, 2023 to Mar 21, 2023
- State-registered IARs · 1 to 2Jan 31, 2023 to Mar 21, 2023
- Discretionary RAUM · $92.4M to $82.0MJan 31, 2023 to Mar 21, 2023
- HNW RAUM · $193M to $195MJan 31, 2023 to Mar 21, 2023
- Non-discretionary RAUM · $100M to $113MJan 31, 2023 to Mar 21, 2023
- RAUM · $193M to $195MJan 31, 2023 to Mar 21, 2023
- Accounts · 72 to 45Dec 17, 2021 to Feb 22, 2022
- HNW clients · 72 to 45Dec 17, 2021 to Feb 22, 2022
- State-registered IARs · 0 to 1Dec 17, 2021 to Feb 22, 2022
- Discretionary RAUM · $49.1M to $92.4MDec 17, 2021 to Feb 22, 2022
- HNW RAUM · $114M to $193MDec 17, 2021 to Feb 22, 2022
- Non-discretionary RAUM · $65.3M to $100MDec 17, 2021 to Feb 22, 2022
- RAUM · $114M to $193MDec 17, 2021 to Feb 22, 2022
- Advisory activities · 2 to 1Jun 21, 2021 to Dec 17, 2021
- HNW clients · unset to 72.0Jun 21, 2021 to Dec 17, 2021
Signals
9 dated events
- S••••• W•••• S••••• (Board Member, Cio) no longer on Schedule A of M••••• P••• A••••••• A• (listed 2024-03-28, absent 2024-08-26)Aug 26, 2024 · Control person left · inference
- Barbara S••••• W•••• S••••• (Board Member, Cio) appeared on Schedule A of M••••• P••• A••••••• A•Aug 26, 2024 · Control person joined · fact
- M•••••• T••••••• T•••• (Shareholder) appeared on Schedule A of M••••• P••• A••••••• A•Mar 28, 2024 · Control person joined · fact
- U•••••• T••••••• T•••• (Shareholder) appeared on Schedule A of M••••• P••• A••••••• A•Mar 28, 2024 · Control person joined · fact
- Steffen Bauke (Board Member) appeared on Schedule A of M••••• P••• A••••••• A•Feb 22, 2022 · Control person joined · fact
- Katharina Stumm (Chief Compliance Officer) appeared on Schedule A of M••••• P••• A••••••• A•Dec 17, 2021 · Control person joined · fact
- S••••• W•••• S••••• (Board Member, Cio) appeared on Schedule A of M••••• P••• A••••••• A•Dec 17, 2021 · Control person joined · fact
- D••••• S••• (Ceo / Board Member) appeared on Schedule A of M••••• P••• A••••••• A•Jun 21, 2021 · Control person joined · fact
- Rolf Oliver Baumann (Board Member) no longer on Schedule A of M••••• P••• A••••••• A• (listed 2021-05-19, absent 2021-06-21)Jun 21, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Website
- M•••••P•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 41-43-244-7550reportedpublic record, Form ADV, Feb 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $186Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026