DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• F•••••••• S•••••••
Legal name S••••••• F•••••••• S••••••• L••
Latest filing Jan 12, 2026
First filing on the tape Feb 13, 2012 · 23 filings
SEC status approved since Feb 6, 2018
RAUM
$199M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$199M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$99.6M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$199M as of Jan 12, 2026
Feb 13, 2012$46.5M then
HNW client RAUM$197M as of Jan 12, 2026
Jan 8, 2019$114M then
State-registered IARs (5.B.3)2 as of Jan 12, 2026
Feb 13, 20120 then
Employees (5.A)4 as of Jan 12, 2026
Jan 8, 20192 then
Private funds: no history
RAUM +8.7% over the last fiscal year+13% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $99.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.5MderivedHNW RAUM over HNW clients
- Average account
- $579,104derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.6%derived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$197M99%
- Individuals$2.4M1.2%
- Individual clients
- 17reported
- HNW clients
- 36reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 344reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• J••••••• B••••Certified Financial Planner | Acton, Ma | Feb 1, 2006 | 26 y | 1 |
| K•••••••• F•••••• K••••••• | Acton, Ma | Feb 3, 2025 | 28 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• J••••••• B•••• from D••••• W••••• M•••••••••Feb 1, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• J••••• J••••••• · Managing Member, Ccocontrolsince 01/2015 · owns 75% or more
Related persons
Schedule D 7.A
- S••••••• • B••••• L••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Acton, Ma · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jan 12, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 357 to 344May 8, 2025 to Jan 12, 2026
- HNW clients · 40 to 36May 8, 2025 to Jan 12, 2026
- Individual clients · 15 to 17May 8, 2025 to Jan 12, 2026
- HNW RAUM · $181M to $197MMay 8, 2025 to Jan 12, 2026
- Individual RAUM · $2.1M to $2.4MMay 8, 2025 to Jan 12, 2026
- Non-discretionary RAUM · $183M to $199MMay 8, 2025 to Jan 12, 2026
- RAUM · $183M to $199MMay 8, 2025 to Jan 12, 2026
- Financial planning clients · 51-100 to 51-100Feb 12, 2025 to May 8, 2025
- Advisory employees · 1 to 2Jan 22, 2025 to Feb 12, 2025
- Employees · 3 to 4Jan 22, 2025 to Feb 12, 2025
- State-registered IARs · 1 to 2Jan 22, 2025 to Feb 12, 2025
- Accounts · 330 to 357Jan 10, 2024 to Jan 22, 2025
- Advisory employees · 2 to 1Jan 10, 2024 to Jan 22, 2025
- HNW clients · 39 to 40Jan 10, 2024 to Jan 22, 2025
- Individual clients · 14 to 15Jan 10, 2024 to Jan 22, 2025
- Employees · 4 to 3Jan 10, 2024 to Jan 22, 2025
- Financial planning clients · 26-50 to 51-100Jan 10, 2024 to Jan 22, 2025
- HNW RAUM · $151M to $181MJan 10, 2024 to Jan 22, 2025
- Individual RAUM · $1.7M to $2.1MJan 10, 2024 to Jan 22, 2025
- Non-discretionary RAUM · $153M to $183MJan 10, 2024 to Jan 22, 2025
- RAUM · $153M to $183MJan 10, 2024 to Jan 22, 2025
- Accounts · 337 to 330Jan 17, 2023 to Jan 10, 2024
- HNW clients · 36 to 39Jan 17, 2023 to Jan 10, 2024
- Individual clients · 20 to 14Jan 17, 2023 to Jan 10, 2024
- HNW RAUM · $135M to $151MJan 17, 2023 to Jan 10, 2024
- Individual RAUM · $4.6M to $1.7MJan 17, 2023 to Jan 10, 2024
- Non-discretionary RAUM · $140M to $153MJan 17, 2023 to Jan 10, 2024
- RAUM · $140M to $153MJan 17, 2023 to Jan 10, 2024
- Accounts · 348 to 337Dec 7, 2022 to Jan 17, 2023
- HNW clients · 44 to 36Dec 7, 2022 to Jan 17, 2023
- Individual clients · 19 to 20Dec 7, 2022 to Jan 17, 2023
- HNW RAUM · $168M to $135MDec 7, 2022 to Jan 17, 2023
- Individual RAUM · $2.3M to $4.6MDec 7, 2022 to Jan 17, 2023
- Non-discretionary RAUM · $170M to $140MDec 7, 2022 to Jan 17, 2023
- RAUM · $170M to $140MDec 7, 2022 to Jan 17, 2023
- Accounts · 319 to 348Nov 16, 2021 to Jan 10, 2022
- Individual clients · 14 to 19Nov 16, 2021 to Jan 10, 2022
- HNW RAUM · $145M to $168MNov 16, 2021 to Jan 10, 2022
- Individual RAUM · $1.1M to $2.3MNov 16, 2021 to Jan 10, 2022
- Non-discretionary RAUM · $146M to $170MNov 16, 2021 to Jan 10, 2022
Signals
1 dated events
- S••••••• F•••••••• S••••••• filed its initial SEC registration (Form ADV)Jan 5, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/10248089/adminreportedpublic record, Form ADV, Sep 18, 2026
- Website
- sechrestcpa.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 978-795-1284reportedpublic record, Form ADV, Jan 12, 2026
- Team page
- sechrestcpa.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $99.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026