DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••••• I••••••••• R••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 28, 2012 · 20 filings
SEC status approved since Feb 19, 2004
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$494M
derived; firm RAUM over IAPD count
Employees
30
30 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
6
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$2.0B as of Mar 27, 2026
Mar 28, 2012$775M then
HNW client RAUM$915,923 as of Mar 30, 2020
Mar 30, 2018$872,852 then
State-registered IARs (5.B.3)4 as of Mar 27, 2026
Mar 28, 20120 then
Employees (5.A)30 as of Mar 27, 2026
Mar 28, 201324 then
Private funds6 as of Mar 27, 2026
Mar 28, 20132 then
RAUM -1.5% over the last fiscal year-1.7% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $494MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $152MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 61%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $47.7M, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$984M50%
- Pooled investment vehicles$686M35%
- Pension and profit-sharing plans$214M11%
- Corporations and businesses$91.9M4.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $47.7M for 13 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.35 institutional_share=0.61 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•• E•••• J•••••• | Brookline, Ma | Jul 5, 2005 | 22 y | 0 |
| M••• T••••• S••••• | Atlanta, Ga | Feb 8, 2010 | 23 y | 0 |
| T•••••• J•••• H••••••• | Atlanta, Ga | Dec 2, 2011 | 16 y | 0 |
| J••••• J••••• F••• | Welch, Mn | Feb 9, 2023 | 18 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• J••••• F••• from B••••••• F••••••••• L••Feb 9, 2023 · Other
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••• S•••••• F•••• L• | Real Estate Fund | $304M | 57 | Mar 31, 2021 |
| E•••••• T••••••••• O••••••••• I••• L• | Real Estate Fund | $132M | 8 | Mar 30, 2020 |
| E•• I• O•••••••• P••••••••• L• | Real Estate Fund | $83.2M | 12 | Mar 28, 2017 |
| S••••••••• L•• | Real Estate Fund | $77.8M | 2 | Mar 28, 2013 |
| E•••••• T••••••••• O••••••••• L•• | Real Estate Fund | $51.1M | 6 | Mar 28, 2013 |
| E••••••• T••••••••• O••••••••• I•• L• | Real Estate Fund | $21.9M | 3 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••• K••••• L• · Chief Financial Officercontrolsince 01/2004 · owns less than 5%
- D••••• C••••••• C••• · Managing Director Of Forest Managementcontrolsince 01/2024 · owns less than 5%
- E•••••• C••••••••• M•••••• · Managing Directorcontrolsince 07/2017 · owns less than 5%
- F•• C••••••••• · Director - Economic Researchcontrolsince 03/2004 · owns less than 5%
- J••••••• T••• E•••• · Managing Directorcontrolsince 11/2003 · owns less than 5%
- S•••••• M•••• T••••• · Presidentcontrolsince 08/2003 · owns 50% to 75%
- S••••• T•••••••• J•• · Managing Directorcontrolsince 01/2019 · owns less than 5%
- F••••••• L••••• W••••• · Chief Compliance Officersince 02/2011 · owns less than 5%
- H•••••••• T••••••• J•••• · Managing Directorsince 03/2014 · owns 5% to 10%
- M•••••• C••••••••• T••••• · Director - Real Estatesince 10/2014 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Brookline, MA2 employees
What changed
consecutive filings, newest first
- Accounts · 14 to 13Mar 27, 2025 to Mar 27, 2026
- Advisory employees · 29 to 30Mar 27, 2025 to Mar 27, 2026
- Assets in custody · $45.8M to $47.7MMar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.0B to $2.0BMar 27, 2025 to Mar 27, 2026
- Pension RAUM · $219M to $214MMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $691M to $686MMar 27, 2025 to Mar 27, 2026
- RAUM · $2.0B to $2.0BMar 27, 2025 to Mar 27, 2026
- Accounts · 15 to 14Mar 28, 2024 to Mar 27, 2025
- Advisory employees · 28 to 29Mar 28, 2024 to Mar 27, 2025
- Pooled vehicle clients · 5 to 6Mar 28, 2024 to Mar 27, 2025
- Assets in custody · $53.5M to $45.8MMar 28, 2024 to Mar 27, 2025
- Employees · 29 to 30Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.9B to $2.0BMar 28, 2024 to Mar 27, 2025
- Pension RAUM · $231M to $219MMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $592M to $691MMar 28, 2024 to Mar 27, 2025
- RAUM · $1.9B to $2.0BMar 28, 2024 to Mar 27, 2025
- Accounts · 17 to 15Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 23 to 28Mar 30, 2023 to Mar 28, 2024
- Corporate clients · unset to 1.0Mar 30, 2023 to Mar 28, 2024
- Pension plan clients · 4 to 2Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 4 to 5Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $78.5M to $53.5MMar 30, 2023 to Mar 28, 2024
- Employees · 27 to 29Mar 30, 2023 to Mar 28, 2024
- Private funds · 5 to 6Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.1B to $1.9BMar 30, 2023 to Mar 28, 2024
- Pension RAUM · $596M to $231MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $131M to $592MMar 30, 2023 to Mar 28, 2024
- RAUM · $2.1B to $1.9BMar 30, 2023 to Mar 28, 2024
- Advisory employees · 20 to 23Nov 9, 2022 to Mar 30, 2023
- Assets in custody · $71.4M to $78.5MNov 9, 2022 to Mar 30, 2023
- Employees · 23 to 27Nov 9, 2022 to Mar 30, 2023
- State-registered IARs · 3 to 4Nov 9, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.9B to $2.1BNov 9, 2022 to Mar 30, 2023
- Pension RAUM · $508M to $596MNov 9, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $457M to $131MNov 9, 2022 to Mar 30, 2023
- RAUM · $1.9B to $2.1BNov 9, 2022 to Mar 30, 2023
- Employees · 24 to 23Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.9B to $1.9BMar 31, 2021 to Mar 31, 2022
- Pension RAUM · $434M to $508MMar 31, 2021 to Mar 31, 2022
Signals
4 dated events
- C••• C•••••• D•••• (Managing Director Of Forest Management) appeared on Schedule A of T••••••••• I••••••••• R••••••••• L••Mar 28, 2024 · Control person joined · fact
- Lester Steven Jack (Managing Director) no longer on Schedule A of T••••••••• I••••••••• R••••••••• L•• (listed 2021-03-31, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Joy Tiffanie Starr (Managing Director) appeared on Schedule A of T••••••••• I••••••••• R••••••••• L••Mar 28, 2019 · Control person joined · fact
- Thomas Gary Allred (Managing Director) no longer on Schedule A of T••••••••• I••••••••• R••••••••• L•• (listed 2018-06-19, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-848-2000reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $494Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
T••••••••• I••••••••• R••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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