DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••• H••• C••••••• L••
Latest filing Apr 3, 2026
First filing on the tape Mar 30, 2012 · 25 filings
SEC status approved since Jan 9, 2004
RAUM
$249M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
73%
$182M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$249M as of Apr 3, 2026
Mar 30, 2012$533M then
HNW client RAUM$182M as of Apr 3, 2026
Mar 27, 2018$42.7M then
State-registered IARs (5.B.3)0 as of Apr 3, 2026
Mar 28, 20130 then
Employees (5.A)4 as of Apr 3, 2026
Mar 28, 20135 then
Private funds1 as of Apr 3, 2026
Mar 30, 20123 then
RAUM +70% over the last fiscal year-5.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $45.6MderivedHNW RAUM over HNW clients
- Average account
- $49.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +70%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $66.6M, 1 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$182M73%
- Pooled investment vehicles$66.6M27%
- Individual clients
- n/areported
- HNW clients
- 4reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $66.6M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.73 fund_share=0.27 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••• H••• S•••••••• V•••• F•••• L••• | Hedge Fund | $156M | 24 | Mar 30, 2012 |
| F••••• H••• S••••• F•••• L••• | Hedge Fund | $68.9M | 29 | Mar 30, 2012 |
| F••••• H••• P•••••••• L•••no longer reported | Hedge Fund | $812,732 | 30 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••• T••••••• A••• · Chief Financial Officer And Chief Compliance Officercontrolsince 12/2008 · owns less than 5%
- L••• M•••• A•••• · Managing Member And Presidentcontrolsince 01/2000 · owns 75% or more
Related persons
Schedule D 7.A
- F••••• H••• S•••••••• V•••• A•••••••• L••investment adviseryRAUM $120M
Advisers that list F••••• H••• C••••••• L•• as a related person
- 318868 y
Offices
Schedule D 1.F, the 25 largest
- Collierville, TN1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- client mix shiftChange between filings · filing Apr 3, 2026private-client share of RAUM moved from 55.0% to 73.0% between the annual amendments of 2025-03-28 and 2026-04-03peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 50 %Change between filings · filing Apr 3, 2026RAUM (Item 5.F) moved from $146,685,077 to $248,830,499 (+70.0%) between the annual amendments of 2025-03-28 and 2026-04-03; the peer median change was +15.0% (4550 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 98% percentile
- HNW share shiftChange between filings · filing Apr 3, 2026HNW share of RAUM moved from 55.0% to 73.0% between the annual amendments of 2025-03-28 and 2026-04-03peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Assets in custody · $66.5M to $66.6MMar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $147M to $249MMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $80.2M to $182MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $66.5M to $66.6MMar 28, 2025 to Mar 31, 2026
- RAUM · $147M to $249MMar 28, 2025 to Mar 31, 2026
- Accounts · 7 to 5Mar 30, 2024 to Mar 28, 2025
- Pooled vehicle clients · 3 to 1Mar 30, 2024 to Mar 28, 2025
- Assets in custody · $225M to $66.5MMar 30, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 30, 2024 to Mar 28, 2025
- Private funds · 2 to 1Mar 30, 2024 to Mar 28, 2025
- Discretionary RAUM · $258M to $147MMar 30, 2024 to Mar 28, 2025
- HNW RAUM · $70.1M to $80.2MMar 30, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $188M to $66.5MMar 30, 2024 to Mar 28, 2025
- RAUM · $258M to $147MMar 30, 2024 to Mar 28, 2025
- Other offices · 0 to 1Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $297M to $258MMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $71.9M to $70.1MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $225M to $188MMar 31, 2023 to Mar 29, 2024
- RAUM · $297M to $258MMar 31, 2023 to Mar 29, 2024
- Assets in custody · $316M to $225MJun 14, 2022 to Mar 30, 2023
- Discretionary RAUM · $390M to $297MJun 14, 2022 to Mar 30, 2023
- HNW RAUM · $74.3M to $71.9MJun 14, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $316M to $225MJun 14, 2022 to Mar 30, 2023
- RAUM · $390M to $297MJun 14, 2022 to Mar 30, 2023
- Assets in custody · $342M to $316MMar 31, 2022 to Jun 14, 2022
- Discretionary RAUM · $417M to $390MMar 31, 2022 to Jun 14, 2022
- HNW RAUM · $74.6M to $74.3MMar 31, 2022 to Jun 14, 2022
- Pooled vehicle RAUM · $342M to $316MMar 31, 2022 to Jun 14, 2022
- RAUM · $417M to $390MMar 31, 2022 to Jun 14, 2022
- Related adviser · false to trueMar 31, 2022 to Jun 14, 2022
- Accounts · 5 to 7Jun 22, 2021 to Mar 30, 2022
- Advisory activities · 3 to 2Jun 22, 2021 to Mar 30, 2022
- HNW clients · unset to 4.0Jun 22, 2021 to Mar 30, 2022
- Assets in custody · $304M to $342MJun 22, 2021 to Mar 30, 2022
- Discretionary RAUM · $362M to $417MJun 22, 2021 to Mar 30, 2022
- HNW RAUM · $58.8M to $74.6MJun 22, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $304M to $342MJun 22, 2021 to Mar 30, 2022
- RAUM · $362M to $417MJun 22, 2021 to Mar 30, 2022
- Accounts · 6 to 5Jun 30, 2020 to Mar 23, 2021
- Assets in custody · $310M to $304MJun 30, 2020 to Mar 23, 2021
Signals
2 dated events
- F••••• H••• C••••••• L•• reported RAUM $248.8M, up 70% from $146.7M (2025-03-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- F••••• H••• C••••••• L•• reported RAUM $146.7M, down 43% from $258.2M (2024-03-30 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 501-663-4491reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/forest-hill-capital-llc/reportedpublic record, Form ADV, Sep 18, 2026
- Website
- F•••••H•••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 501-663-4491reportedpublic record, Form ADV, Apr 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026