DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Z••••• M••••••••• L•••
Latest filing Mar 17, 2026
First filing on the tape Mar 30, 2012 · 13 filings
SEC status approved since Aug 9, 2023
RAUM
$256M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
0.3%
$673,294 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
27
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$256M as of Mar 17, 2026
Mar 30, 2012$575M then
HNW client RAUM: $673,294
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Apr 1, 20132 then
Employees (5.A)22 as of Mar 17, 2026
Apr 1, 201332 then
Private funds27 as of Mar 17, 2026
Mar 30, 20129 then
RAUM +19% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $224,431derivedHNW RAUM over HNW clients
- Average account
- $7.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $244M, 33 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$244M100%
- High-net-worth individuals$673,2940.3%
- Individual clients
- n/areported
- HNW clients
- 3reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 34reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $244M for 33 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.95 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- B••••• W••• W••••••••• to C••••••••• C••••••••• A••••••• S••••••••Dec 31, 2014 · Other
- W•••••• O••• H••• to C••••••••• C••••••••• A••••••• S••••••••Dec 31, 2014 · Other
Joined, latest
- W•••••• O••• H••• from H••• P•••••Mar 16, 2009 · Other
Private funds
31 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Z••••• P•••••• I•••• G••••• F••• | Private Equity Fund | $68.8M | 85 | Mar 19, 2020 |
| Z••••• P•••••• I•••• G••••• F••• L••••••no longer reported | Private Equity Fund | $46.5M | 47 | Mar 25, 2019 |
| Z••••• P•••••• I•••• G••••• F••• U•••• L•••no longer reported | Private Equity Fund | $42.5M | 44 | Mar 25, 2019 |
| Z••••• P•••••• I•••• F••• I•• L•••••• | Private Equity Fund | $27.5M | 60 | Apr 1, 2013 |
| Z••••• M••••• L•• | Private Equity Fund | $16.1M | 1 | Mar 27, 2024 |
| Z••••• P•••••• I•••• I•• F••• | Private Equity Fund | $12.2M | 89 | Apr 1, 2013 |
| Z••••• W••••••••• A••••••••• F••• | Hedge Fund | $11.7M | 48 | Mar 22, 2021 |
| Z••••• W••••••••• C••••••••• F••• | Hedge Fund | $9.8M | 39 | Mar 22, 2021 |
| Z••••• W••••••••• A•• E••••••• F••• | Hedge Fund | $7.0M | 26 | Mar 22, 2021 |
| A•••• A••••• L•• | Private Equity Fund | $6.6M | 27 | Mar 23, 2017 |
| Z••••• L•••• A••••••• F•••• L•no longer reported | Hedge Fund | $6.0M | 16 | Mar 30, 2012 |
| Z••••• W••••••••• B••••••• F••• | Hedge Fund | $3.8M | 17 | Mar 22, 2021 |
| Z••••• A•••• V•••••• F••• L• | Private Equity Fund | $3.7M | 22 | Mar 31, 2023 |
| Z••••• W••••••••• A•• F••• | Hedge Fund | $3.6M | 1 | Mar 27, 2024 |
| Z••••• W••••••••• Q•••••• F••• | Hedge Fund | $3.5M | 1 | Mar 27, 2024 |
| Z••••• W••••••••• P• F••• | Hedge Fund | $3.4M | 3 | Jun 29, 2023 |
| Z••••• W••••••••• U••• F••••• L•• ••••••••• F•••• | Hedge Fund | $2.8M | 4 | Mar 31, 2023 |
| Z••••• P•••••• I•••• F••• I• L•••••• | Private Equity Fund | $2.7M | 69 | Mar 30, 2012 |
| Z••••• I••••••• P•••••••• L•••no longer reported | Venture Capital Fund | $2.6M | 76 | Mar 30, 2012 |
| Z••••• W••••••••• M••••••••• F••• | Hedge Fund | $2.5M | 16 | Mar 31, 2023 |
| A•••• A••••• I• L•• | Private Equity Fund | $2.1M | 28 | Mar 25, 2019 |
| Z••••• P•••••• I•••• F••• I• L•••no longer reported | Private Equity Fund | $1.8M | 60 | Mar 30, 2012 |
| Z••••• L•••• A••••••• F••• •••••••• L•••no longer reported | Hedge Fund | $1.7M | 1 | Mar 30, 2012 |
| Z••••• P•••••• I•••• F••• I• | Private Equity Fund | $1.1M | 41 | Mar 30, 2012 |
| Z••••• E••••••••• L•• | Private Equity Fund | $1.0M | 24 | Mar 16, 2022 |
| A•••••• A••••••••• C•••••• F••• L•• | Private Equity Fund | $820,427 | 4 | Mar 25, 2019 |
| Z• M•••••• S••• L•• | Private Equity Fund | $691,390 | 1 | Mar 31, 2023 |
| Z••••• W••••••••• U••• F••••• L•• ••••••••• F•••• | Hedge Fund | $181,598 | 1 | Mar 27, 2024 |
| A•••••••• H•••••• L•• | Private Equity Fund | $121,746 | 19 | Mar 25, 2019 |
| Z• I• T••••• C••••••••• T•••• | Private Equity Fund | $3,326 | 44 | Jun 22, 2015 |
| Z• I• T•••••• L••no longer reported | Private Equity Fund | $268 | 16 | Apr 1, 2013 |
Owners and control persons
Schedule A and B, latest filing
- B••••• T•••••• C••••••• · Chairman, Cco And L•••••• Partnercontrolsince 01/1995 · owns 25% to 50%
- G•••••• M•••• · Ceo, Cio, President And L•••••• Partnercontrolsince 07/2022 · owns 25% to 50%
- B••••• T•••••• C••••••• · Chairman, Director And Shareholdercontrolsince 12/1994 · owns 50% to 75% of Z••••• M••••••••• I•••
- G•••••• M•••• · Shareholdercontrolsince 01/2023 · owns 25% to 50% of Z••••• M••••••••• I•••
- K•••••••• C••••••••• · Secretary And L•••••• Partnersince 10/2001 · owns less than 5%
- R••••• P•••••• R••••••• · L•••••• Partnersince 01/2022 · owns 10% to 25%
Entity owners
- Z••••• M••••••••• I••• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- N• D• B• Z••••• P••••••• L•••• •••••••• L••••••investment advisern
- N•• Z••••• P••••••• L••••••investment advisern
- Z•••• L••pooled vehicle sponsory
- Z••••• A•••• L••investment adviserpooled vehicle sponsory
- Z••••• M••••••••• I•••pooled vehicle sponsory
- Z••••• P•••••• M••••••••• L••••••investment adviserpooled vehicle sponsory
- Z• I•••• A••••••• P•••••• L••••••investment adviserpooled vehicle sponsory
- Z• U• M••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 28 to 34Oct 29, 2025 to Mar 17, 2026
- Advisory employees · 12 to 13Oct 29, 2025 to Mar 17, 2026
- Advisory activities · 1 to 3Oct 29, 2025 to Mar 17, 2026
- HNW clients · unset to 3.0Oct 29, 2025 to Mar 17, 2026
- Pooled vehicle clients · 28 to 30Oct 29, 2025 to Mar 17, 2026
- Assets in custody · $191M to $244MOct 29, 2025 to Mar 17, 2026
- Employees · 20 to 22Oct 29, 2025 to Mar 17, 2026
- Private funds · 26 to 27Oct 29, 2025 to Mar 17, 2026
- Discretionary RAUM · $216M to $244MOct 29, 2025 to Mar 17, 2026
- HNW RAUM · unset to 673294.0Oct 29, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $0 to $12.0MOct 29, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $216M to $244MOct 29, 2025 to Mar 17, 2026
- RAUM · $216M to $256MOct 29, 2025 to Mar 17, 2026
- Accounts · 26 to 28Mar 27, 2024 to Mar 24, 2025
- Advisory employees · 14 to 12Mar 27, 2024 to Mar 24, 2025
- Pooled vehicle clients · 26 to 28Mar 27, 2024 to Mar 24, 2025
- Assets in custody · $153M to $191MMar 27, 2024 to Mar 24, 2025
- Employees · 23 to 20Mar 27, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 24, 2025
- Private funds · 24 to 26Mar 27, 2024 to Mar 24, 2025
- Discretionary RAUM · $191M to $216MMar 27, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $191M to $216MMar 27, 2024 to Mar 24, 2025
- RAUM · $191M to $216MMar 27, 2024 to Mar 24, 2025
- Accounts · 22 to 26Jul 10, 2023 to Mar 27, 2024
- Advisory employees · 16 to 14Jul 10, 2023 to Mar 27, 2024
- Pooled vehicle clients · 22 to 26Jul 10, 2023 to Mar 27, 2024
- Assets in custody · $133M to $153MJul 10, 2023 to Mar 27, 2024
- Private funds · 20 to 24Jul 10, 2023 to Mar 27, 2024
- Discretionary RAUM · $174M to $191MJul 10, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $174M to $191MJul 10, 2023 to Mar 27, 2024
- RAUM · $174M to $191MJul 10, 2023 to Mar 27, 2024
- Private funds · 40 to 20Jun 29, 2023 to Jul 10, 2023
- Accounts · 8 to 22Mar 25, 2015 to Jun 29, 2023
- Advisory employees · 9 to 16Mar 25, 2015 to Jun 29, 2023
- Pooled vehicle clients · unset to 22.0Mar 25, 2015 to Jun 29, 2023
- Assets in custody · $0 to $133MMar 25, 2015 to Jun 29, 2023
- Employees · 18 to 23Mar 25, 2015 to Jun 29, 2023
- Financial planning clients · 0 to unsetMar 25, 2015 to Jun 29, 2023
- Other offices · unset to 0.0Mar 25, 2015 to Jun 29, 2023
- Organization form · Partnership to Limited PartnershipMar 25, 2015 to Jun 29, 2023
Signals
3 dated events
- Edward Stephen Canter (Chief Compliance Officer) no longer on Schedule A of Z••••• M••••••••• L••• (listed 2015-03-25, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- Mukul Gulati (Ceo, Cio, President And Limited Partner) appeared on Schedule A of Z••••• M••••••••• L•••Jun 29, 2023 · Control person joined · fact
- Z••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Jun 29, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Z••••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- Z••••• M••••••••• L••• · Private Equityshared crd · organization
- Z••••• M••••••••• L••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/zephyr-peacock-indiareportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/zephyr-acornreportedpublic record, Form ADV, Sep 18, 2026
- Website
- zephyrpeacock.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-508-9400reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026